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SPC

Sigma Planning Corp Portfolio holdings

AUM $3.6B
1-Year Est. Return 24.57%
This Fund
S&P 500
This Quarter Est. Return
+6.9%
1 Year Est. Return
+24.57%
3 Year Est. Return
+69.88%
5 Year Est. Return
+82.98%
10 Year Est. Return
+301.75%
AUM
$3.01B
AUM Growth
+$212M
Cap. Flow
+$69.9M
Cap. Flow %
2.32%
Top 10 Hldgs %
20.05%
Holding
1,384
New
123
Increased
566
Reduced
572
Closed
89

Top Buys

Rank Stock Value
1
IGSB icon
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
+$12.2M
2
GLD icon
SPDR Gold Trust
GLD
+$8.86M
3
FDL icon
First Trust Morningstar Dividend Leaders Index Fund
FDL
+$7.77M
4
SGOV icon
iShares 0-3 Month Treasury Bond ETF
SGOV
+$7.48M
5
SCHD icon
Schwab US Dividend Equity ETF
SCHD
+$6.77M

Top Sells

Rank Stock Value
1
TIP icon
iShares TIPS Bond ETF
TIP
+$5.92M
2
PTLC icon
Pacer Trendpilot US Large Cap ETF
PTLC
+$5.7M
3
EFA icon
iShares MSCI EAFE ETF
EFA
+$5.18M
4
ISTB icon
iShares Core 1-5 Year USD Bond ETF
ISTB
+$4.65M
5
DGRO icon
iShares Core Dividend Growth ETF
DGRO
+$4.61M

Sector Composition

Rank Sector Weight
1 Technology 10.47%
2 Healthcare 4.8%
3 Consumer Discretionary 4.45%
4 Financials 4.25%
5 Industrials 3.7%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FDIS icon
326
Fidelity MSCI Consumer Discretionary Index ETF
FDIS
$1.59B
$1.8M 0.06%
27,437
+2,564
+10% +$162K
SPEM icon
327
State Street SPDR Portfolio Emerging Markets ETF
SPEM
$17B
$1.8M 0.06%
52,634
+6,975
+15% +$240K
SPHD icon
328
Invesco S&P 500 High Dividend Low Volatility ETF
SPHD
$3.36B
$1.79M 0.06%
42,422
-2,987
-7% -$130K
EFV icon
329
iShares MSCI EAFE Value ETF
EFV
$27.6B
$1.78M 0.06%
36,773
-1,126
-3% -$54.5K
K
330
DELISTED
Kellanova
K
$1.78M 0.06%
28,332
+432
+2% +$27.3K
SMDV icon
331
ProShares Russell 2000 Dividend Growers ETF
SMDV
$699M
$1.78M 0.06%
29,080
-692
-2% -$43.7K
SUN icon
332
Sunoco
SUN
$14.2B
$1.76M 0.06%
40,154
-281
-0.7% -$12.7K
MRNA icon
333
Moderna
MRNA
$21.5B
$1.75M 0.06%
11,396
-671
-6% -$111K
IYY icon
334
iShares Dow Jones US ETF
IYY
$2.92B
$1.75M 0.06%
17,471
+479
+3% +$46.8K
ED icon
335
Consolidated Edison
ED
$41.6B
$1.75M 0.06%
18,267
+1,405
+8% +$132K
PANW icon
336
Palo Alto Networks
PANW
$264B
$1.73M 0.06%
17,364
+6,796
+64% +$576K
FDT icon
337
First Trust Developed Markets ex-US AlphaDEX Fund
FDT
$1.28B
$1.73M 0.06%
34,099
-986
-3% -$49.8K
GD icon
338
General Dynamics
GD
$105B
$1.73M 0.06%
7,573
+443
+6% +$102K
FTXO icon
339
First Trust Nasdaq Bank ETF
FTXO
$305M
$1.72M 0.06%
81,003
+24,077
+42% +$631K
IOO icon
340
iShares Global 100 ETF
IOO
$8.56B
$1.71M 0.06%
24,474
+608
+3% +$40.8K
IWD icon
341
iShares Russell 1000 Value ETF
IWD
$82B
$1.71M 0.06%
11,230
+2,123
+23% +$328K
MEAR icon
342
BlackRock Short Maturity Municipal Bond ETF
MEAR
$1.36B
$1.7M 0.06%
34,060
+258
+0.8% +$12.9K
CWB icon
343
State Street SPDR Bloomberg Convertible Securities ETF
CWB
$5.64B
$1.7M 0.06%
25,337
+3,144
+14% +$211K
NEAR icon
344
iShares Short Maturity Bond ETF
NEAR
$4.8B
$1.7M 0.06%
34,258
-626
-2% -$31K
RSG icon
345
Republic Services
RSG
$66.7B
$1.68M 0.06%
12,454
+502
+4% +$64K
SRPT icon
346
Sarepta Therapeutics
SRPT
$1.66B
$1.68M 0.06%
12,214
-590
-5% -$76.5K
PXD
347
DELISTED
Pioneer Natural Resource Co.
PXD
$1.68M 0.06%
8,214
+738
+10% +$159K
FUTY icon
348
Fidelity MSCI Utilities Index ETF
FUTY
$2.41B
$1.68M 0.06%
38,237
+7,790
+26% +$342K
RIO icon
349
Rio Tinto
RIO
$148B
$1.67M 0.06%
24,370
-2,066
-8% -$150K
EMLP icon
350
First Trust North American Energy Infrastructure Fund
EMLP
$4.18B
$1.66M 0.06%
62,238
-1,735
-3% -$46.7K
12 13
14
15 16

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Sigma Planning Corp's Q1 2023 Portfolio in Review

As of Q1 2023, Sigma Planning Corp held 1,384 positions worth $3.01B, up 7.6% from $2.8B the previous quarter. Its ten largest holdings account for 20% of the portfolio.

Sigma Planning Corp's Q1 2023 filing shows 123 new, 566 increased, 572 reduced and 89 closed positions. Its largest new stake was iShares 0-3 Month Treasury Bond ETF: 74,585 shares worth $7.5M. The largest sale was iShares TIPS Bond ETF, an estimated $5.92M.

By sector, the portfolio is most concentrated in Technology at 10% of assets, up from 9% a quarter earlier, followed by Healthcare and Consumer Discretionary.

  • Sigma Planning Corp's largest Q1 2023 buy was iShares 0-3 Month Treasury Bond ETF: 74,585 shares worth $7.5M.
  • Sigma Planning Corp added most to iShares 1-5 Year Investment Grade Corporate Bond ETF in Q1 2023, an estimated $12.2M increase.
  • Sigma Planning Corp's biggest Q1 2023 reduction was iShares TIPS Bond ETF, cutting an estimated $5.92M.
  • Sigma Planning Corp fully exited FT Vest US Equity Deep Buffer ETF March in Q1 2023, selling an estimated $4.35M.
  • Sigma Planning Corp's ten largest holdings make up 20% of its $3.01B portfolio in Q1 2023.
  • Sigma Planning Corp opened 123 new positions and closed 89 in Q1 2023.
  • Sigma Planning Corp's portfolio value rose 7.6% quarter-over-quarter to $3.01B.

Based on Sigma Planning Corp's 13F filing for Q1 2023, filed 8 May 2023.