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SPC

Sigma Planning Corp Portfolio holdings

AUM $3.6B
1-Year Est. Return 24.57%
This Fund
S&P 500
This Quarter Est. Return
+7.79%
1 Year Est. Return
+24.57%
3 Year Est. Return
+69.88%
5 Year Est. Return
+82.98%
10 Year Est. Return
+301.75%
AUM
$2.8B
AUM Growth
+$174M
Cap. Flow
+$10.8M
Cap. Flow %
0.38%
Top 10 Hldgs %
18.84%
Holding
1,367
New
106
Increased
504
Reduced
608
Closed
106

Top Buys

Rank Stock Value
1
JPST icon
JPMorgan Ultra-Short Income ETF
JPST
+$13M
2
JEPI icon
JPMorgan Equity Premium Income ETF
JEPI
+$12.7M
3
FDL icon
First Trust Morningstar Dividend Leaders Index Fund
FDL
+$11M
4
NOC icon
Northrop Grumman
NOC
+$5.33M
5
DDEC icon
FT Vest US Equity Deep Buffer ETF December
DDEC
+$5.05M

Top Sells

Rank Stock Value
1
FVD icon
First Trust Value Line Dividend Fund
FVD
+$9.27M
2
JVAL icon
JPMorgan US Value Factor ETF
JVAL
+$8.95M
3
BSCM
Invesco BulletShares 2022 Corporate Bond ETF
BSCM
+$8.18M
4
AAPL icon
Apple
AAPL
+$4.58M
5
CFO icon
VictoryShares US 500 Enhanced Volatility Wtd ETF
CFO
+$3.39M

Sector Composition

Rank Sector Weight
1 Technology 8.95%
2 Healthcare 5.48%
3 Financials 4.46%
4 Consumer Discretionary 4.03%
5 Industrials 3.92%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AVDV icon
326
Avantis International Small Cap Value ETF
AVDV
$18.9B
$1.68M 0.06%
30,342
+15,623
+106% +$826K
FDT icon
327
First Trust Developed Markets ex-US AlphaDEX Fund
FDT
$1.28B
$1.67M 0.06%
35,085
-45,894
-57% -$2.12M
SPIB icon
328
State Street SPDR Portfolio Intermediate Term Corporate Bond ETF
SPIB
$11.5B
$1.67M 0.06%
+52,558
New +$1.66M
OIH icon
329
VanEck Oil Services ETF
OIH
$2.06B
$1.66M 0.06%
5,460
-7,443
-58% -$2.13M
SRPT icon
330
Sarepta Therapeutics
SRPT
$1.66B
$1.66M 0.06%
12,804
-82
-0.6% -$9.5K
AXP icon
331
American Express
AXP
$223B
$1.65M 0.06%
11,174
-199
-2% -$29.5K
CALF icon
332
Pacer US Small Cap Cash Cows 100 ETF
CALF
$3.59B
$1.64M 0.06%
45,727
-3,242
-7% -$120K
FNDX icon
333
Schwab Fundamental US Large Company Index ETF
FNDX
$26.4B
$1.64M 0.06%
91,836
-1,557
-2% -$27.6K
PRVB
334
DELISTED
Provention Bio, Inc. Common Stock
PRVB
$1.63M 0.06%
153,790
+100
+0.1% +$807
ZTS icon
335
Zoetis
ZTS
$31.6B
$1.63M 0.06%
11,090
+2,692
+32% +$398K
SGOL icon
336
abrdn Physical Gold Shares ETF
SGOL
$6.92B
$1.62M 0.06%
92,621
+481
+0.5% +$7.97K
ED icon
337
Consolidated Edison
ED
$41.6B
$1.61M 0.06%
16,862
-271
-2% -$24.7K
CMI icon
338
Cummins
CMI
$91.7B
$1.6M 0.06%
6,597
-257
-4% -$61.1K
FNCL icon
339
Fidelity MSCI Financials Index ETF
FNCL
$2.35B
$1.6M 0.06%
33,304
+1,812
+6% +$86.7K
STZ icon
340
Constellation Brands
STZ
$22.2B
$1.59M 0.06%
6,866
-133
-2% -$31.8K
IYY icon
341
iShares Dow Jones US ETF
IYY
$2.92B
$1.59M 0.06%
16,992
+7
+0% +$658
CROX icon
342
Crocs
CROX
$6.69B
$1.58M 0.06%
14,565
+253
+2% +$22.4K
IWV icon
343
iShares Russell 3000 ETF
IWV
$19.5B
$1.57M 0.06%
7,099
+304
+4% +$67.6K
FCX icon
344
Freeport-McMoran
FCX
$90B
$1.56M 0.06%
41,171
+13,733
+50% +$480K
MGK icon
345
Vanguard Mega Cap Growth ETF
MGK
$31.9B
$1.56M 0.06%
45,460
-1,830
-4% -$65.5K
JPIE icon
346
JPMorgan Income ETF
JPIE
$10B
$1.56M 0.06%
+34,635
New +$1.55M
QYLD icon
347
Global X NASDAQ-100 Covered Call ETF
QYLD
$7.97B
$1.56M 0.06%
98,189
-10,768
-10% -$174K
FJUL icon
348
FT Vest US Equity Buffer ETF July
FJUL
$1.19B
$1.56M 0.06%
45,348
-1,278
-3% -$43.7K
VGT icon
349
Vanguard Information Technology ETF
VGT
$139B
$1.55M 0.06%
38,840
-4,952
-11% -$202K
RSG icon
350
Republic Services
RSG
$66.7B
$1.54M 0.06%
11,952
+297
+3% +$39.6K
12 13
14
15 16

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Sigma Planning Corp's Q4 2022 Portfolio in Review

As of Q4 2022, Sigma Planning Corp held 1,367 positions worth $2.8B, up 6.6% from $2.62B the previous quarter. Its ten largest holdings account for 19% of the portfolio.

Sigma Planning Corp's Q4 2022 filing shows 106 new, 504 increased, 608 reduced and 106 closed positions. Its largest new stake was FT Vest US Equity Deep Buffer ETF December: 166,118 shares worth $5.08M. The largest sale was First Trust Value Line Dividend Fund, an estimated $9.27M.

By sector, the portfolio is most concentrated in Technology at 9% of assets, down from 9.9% a quarter earlier, followed by Healthcare and Financials.

  • Sigma Planning Corp's largest Q4 2022 buy was FT Vest US Equity Deep Buffer ETF December: 166,118 shares worth $5.08M.
  • Sigma Planning Corp added most to JPMorgan Ultra-Short Income ETF in Q4 2022, an estimated $13M increase.
  • Sigma Planning Corp's biggest Q4 2022 reduction was First Trust Value Line Dividend Fund, cutting an estimated $9.27M.
  • Sigma Planning Corp fully exited Invesco BulletShares 2022 Corporate Bond ETF in Q4 2022, selling an estimated $8.18M.
  • Sigma Planning Corp's ten largest holdings make up 19% of its $2.8B portfolio in Q4 2022.
  • Sigma Planning Corp opened 106 new positions and closed 106 in Q4 2022.
  • Sigma Planning Corp's portfolio value rose 6.6% quarter-over-quarter to $2.8B.

Based on Sigma Planning Corp's 13F filing for Q4 2022, filed 24 Jan 2023.