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SPC
Sigma Planning Corp Portfolio holdings
AUM
$3.6B
1-Year Est. Return
24.57%
This Fund
S&P 500
This Quarter
Est. Return
+13.87%
1 Year Est. Return
+24.57%
3 Year Est. Return
+69.88%
5 Year Est. Return
+82.98%
10 Year Est. Return
+301.75%
AUM
$2.94B
AUM Growth
+$414M
(+16%)
Cap. Flow
+$127M
Cap. Flow
% of AUM
4.31%
Top 10 Holdings %
Top 10 Hldgs %
21.71%
Holding
1,278
New
217
Increased
493
Reduced
461
Closed
84
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Invesco S&P 500 High Beta ETF
SPHB
|
+$10.7M |
| 2 |
Quanta Services
PWR
|
+$9.65M |
| 3 |
Invesco CurrencyShares Japanese Yen Trust
FXY
|
+$8.25M |
| 4 |
Vanguard S&P 500 ETF
VOO
|
+$6.57M |
| 5 |
FedEx
FDX
|
+$6.5M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares MSCI USA Min Vol Factor ETF
USMV
|
+$16.9M |
| 2 |
SPDR Gold Trust
GLD
|
+$10.6M |
| 3 |
S&P Global
SPGI
|
+$6.46M |
| 4 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$6.35M |
| 5 |
NVIDIA
NVDA
|
+$5.76M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 11.39% |
| 2 | Consumer Discretionary | 6% |
| 3 | Healthcare | 4.74% |
| 4 | Industrials | 4.21% |
| 5 | Communication Services | 4.02% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
326
Sociedad Química y Minera de Chile
SQM
$19.6B
| $1.58M | 0.05% |
32,270
-928
| -3% | -$39.1K |
|
327
State Street Communication Services Select Sector SPDR ETF
XLC
$22.1B
| $1.58M | 0.05% |
23,366
+4,684
| +25% | +$298K |
|
328
Vanguard Mega Cap 300 Index ETF
MGC
$9.86B
| $1.57M | 0.05% |
11,792
-806
| -6% | -$102K |
|
329
Innovative Industrial Properties
IIPR
$1.78B
| $1.57M | 0.05% |
8,568
+521
| +6% | +$78K |
|
330
Invesco Taxable Municipal Bond ETF
BAB
$1.02B
| $1.56M | 0.05% |
46,678
-1,909
| -4% | -$63.2K |
|
331
iShares Dow Jones US ETF
IYY
$2.93B
| $1.56M | 0.05% |
16,531
+473
| +3% | +$42.1K |
|
|
B
332
Barrick Mining
B
$62.6B
| $1.56M | 0.05% |
68,376
+34,542
| +102% | +$875K |
|
333
Guggenheim Strategic Opportunities Fund
GOF
$2.22B
| $1.55M | 0.05% |
80,146
-8,186
| -9% | -$151K |
|
334
American Electric Power
AEP
$72.7B
| $1.55M | 0.05% |
18,640
-1,594
| -8% | -$138K |
|
335
Baidu
BIDU
$35.8B
| $1.55M | 0.05% |
7,149
-391
| -5% | -$58.1K |
|
336
DraftKings
DKNG
$12B
| $1.55M | 0.05% |
33,203
-22,342
| -40% | -$1.06M |
|
337
PVH
PVH
$3.87B
| $1.53M | 0.05% |
16,345
+2,815
| +21% | +$214K |
|
338
State Street SPDR S&P Biotech ETF
XBI
$10.2B
| $1.53M | 0.05% |
10,903
+3,143
| +41% | +$403K |
|
339
Marvell Technology
MRVL
$170B
| $1.51M | 0.05% |
31,790
+4,768
| +18% | +$206K |
|
340
Essential Utilities
WTRG
$11.2B
| $1.51M | 0.05% |
31,849
-1,138
| -3% | -$50.6K |
|
341
Ares Capital
ARCC
$13.6B
| $1.47M | 0.05% |
87,274
-8,279
| -9% | -$128K |
|
342
Schwab US TIPS ETF
SCHP
$16.3B
| $1.47M | 0.05% |
47,206
+16,308
| +53% | +$501K |
|
|
NVTA
343
DELISTED
Invitae Corporation
NVTA
| $1.46M | 0.05% |
34,847
+6,004
| +21% | +$287K |
|
|
BZUN
344
Baozun
BZUN
$164M
| $1.45M | 0.05% |
+42,312
| New | +$1.55M |
|
345
Invesco S&P MidCap Momentum ETF
XMMO
$7.35B
| $1.45M | 0.05% |
18,526
+440
| +2% | +$31.8K |
|
346
Emerson Electric
EMR
$83.6B
| $1.45M | 0.05% |
18,030
-5,631
| -24% | -$419K |
|
347
Crown Castle
CCI
$32.4B
| $1.44M | 0.05% |
9,035
+617
| +7% | +$100K |
|
348
PENN Entertainment
PENN
$2.83B
| $1.44M | 0.05% |
16,650
-2,930
| -15% | -$209K |
|
349
iShares Biotechnology ETF
IBB
$9.44B
| $1.43M | 0.05% |
9,460
+68
| +0.7% | +$9.72K |
|
350
Illinois Tool Works
ITW
$81.9B
| $1.43M | 0.05% |
6,995
-188
| -3% | -$38.4K |
|
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Sigma Planning Corp's Q4 2020 Portfolio in Review
As of Q4 2020, Sigma Planning Corp held 1,278 positions worth $2.94B, up 16% from $2.53B the previous quarter. Its ten largest holdings account for 22% of the portfolio.
Sigma Planning Corp deployed $127M of net new capital in Q4 2020, opening 217 new positions and adding to 493 existing holdings. Its largest new stake was Invesco S&P 500 High Beta ETF: 214,733 shares worth $12.2M.
By sector, the portfolio is most concentrated in Technology at 11% of assets, down from 12% a quarter earlier, followed by Consumer Discretionary and Healthcare.
On the sell side, the largest reduction was iShares MSCI USA Min Vol Factor ETF, an estimated $16.9M trimmed.
- Sigma Planning Corp's largest Q4 2020 buy was Invesco S&P 500 High Beta ETF: 214,733 shares worth $12.2M.
- Sigma Planning Corp added most to Vanguard S&P 500 ETF in Q4 2020, an estimated $6.57M increase.
- Sigma Planning Corp's biggest Q4 2020 reduction was iShares MSCI USA Min Vol Factor ETF, cutting an estimated $16.9M.
- Sigma Planning Corp fully exited Big Lots, Inc. in Q4 2020, selling an estimated $4.09M.
- Sigma Planning Corp's ten largest holdings make up 22% of its $2.94B portfolio in Q4 2020.
- Sigma Planning Corp opened 217 new positions and closed 84 in Q4 2020.
- Sigma Planning Corp's portfolio value rose 16% quarter-over-quarter to $2.94B.
Based on Sigma Planning Corp's 13F filing for Q4 2020, filed 9 Feb 2021.