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SPC
Sigma Planning Corp Portfolio holdings
AUM
$3.6B
1-Year Est. Return
24.57%
This Fund
S&P 500
This Quarter
Est. Return
+7.5%
1 Year Est. Return
+24.57%
3 Year Est. Return
+69.88%
5 Year Est. Return
+82.98%
10 Year Est. Return
+301.75%
AUM
$2.37B
AUM Growth
+$287M
(+14%)
Cap. Flow
+$149M
Cap. Flow
% of AUM
6.27%
Top 10 Holdings %
Top 10 Hldgs %
22.16%
Holding
1,143
New
143
Increased
513
Reduced
371
Closed
92
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares Core Dividend Growth ETF
DGRO
|
+$7.45M |
| 2 |
Invesco Dorsey Wright Momentum ETF
PDP
|
+$6.06M |
| 3 |
State Street Technology Select Sector SPDR ETF
XLK
|
+$6.01M |
| 4 |
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
|
+$5.52M |
| 5 |
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
|
+$4.67M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares Core S&P 500 ETF
IVV
|
+$6.41M |
| 2 |
NextEra Energy
NEE
|
+$5.94M |
| 3 |
Chipotle Mexican Grill
CMG
|
+$5.85M |
| 4 |
iShares 20+ Year Treasury Bond ETF
TLT
|
+$5.59M |
| 5 |
iShares S&P 500 Growth ETF
IVW
|
+$4.89M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 7.36% |
| 2 | Financials | 4.5% |
| 3 | Healthcare | 4.01% |
| 4 | Industrials | 3.83% |
| 5 | Consumer Discretionary | 3.66% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
326
CALL
ExxonMobil
XOM
$651B
| $1.4M | 0.06% |
+20,000
| New | +$1.38M |
|
327
Fidelity MSCI Consumer Staples Index ETF
FSTA
$1.4B
| $1.39M | 0.06% |
36,918
+1,136
| +3% | +$41.8K |
|
328
Danaher
DHR
$135B
| $1.39M | 0.06% |
10,196
+874
| +9% | +$110K |
|
329
Western Digital
WDC
$179B
| $1.38M | 0.06% |
28,746
+6,043
| +27% | +$252K |
|
330
Norfolk Southern
NSC
$78.8B
| $1.36M | 0.06% |
7,021
+699
| +11% | +$131K |
|
331
New Mountain Finance
NMFC
$646M
| $1.36M | 0.06% |
99,137
+4,643
| +5% | +$62.9K |
|
|
BSCO
332
DELISTED
Invesco BulletShares 2024 Corporate Bond ETF
BSCO
| $1.36M | 0.06% |
+63,451
| New | +$1.36M |
|
333
Fidelity MSCI Industrials Index ETF
FIDU
$2.34B
| $1.36M | 0.06% |
32,335
-5,454
| -14% | -$224K |
|
334
State Street Real Estate Select Sector SPDR ETF
XLRE
$8.69B
| $1.35M | 0.06% |
34,882
+6,593
| +23% | +$255K |
|
|
APTO
335
DELISTED
Aptose Biosciences, Inc.
APTO
| $1.34M | 0.06% |
527
+20
| +4% | +$26.1K |
|
336
Universal Display
OLED
$3.71B
| $1.34M | 0.06% |
6,490
-507
| -7% | -$95.8K |
|
337
PIMCO Active Bond Exchange-Traded Fund
BOND
$8.28B
| $1.32M | 0.06% |
12,287
+3,814
| +45% | +$413K |
|
338
Invesco National AMT-Free Municipal Bond ETF
PZA
$4.19B
| $1.32M | 0.06% |
49,733
+8,638
| +21% | +$229K |
|
339
Baidu
BIDU
$35.8B
| $1.31M | 0.06% |
10,399
+785
| +8% | +$89.2K |
|
340
First Trust Dorsey Wright Focus 5 ETF
FV
$3.61B
| $1.31M | 0.06% |
41,559
-11,545
| -22% | -$350K |
|
|
CHI
341
Calamos Convertible Opportunities and Income Fund
CHI
$1.02B
| $1.3M | 0.05% |
118,151
-4,429
| -4% | -$47.7K |
|
|
SCHV
342
Schwab US Large-Cap Value ETF
SCHV
$15.8B
| $1.3M | 0.05% |
64,884
+315
| +0.5% | +$6.1K |
|
343
Citigroup
C
$222B
| $1.29M | 0.05% |
16,194
+1,415
| +10% | +$105K |
|
344
iShares MSCI USA Quality Factor ETF
QUAL
$45.8B
| $1.29M | 0.05% |
12,776
+7,633
| +148% | +$735K |
|
345
ARK Web x.0 ETF
ARKW
$1.64B
| $1.28M | 0.05% |
+22,305
| New | +$1.19M |
|
|
PPL
346
PPL Corp
PPL
$27.3B
| $1.28M | 0.05% |
35,642
+5,324
| +18% | +$178K |
|
347
PVH
PVH
$3.71B
| $1.25M | 0.05% |
11,881
+3,922
| +49% | +$374K |
|
348
Corning
GLW
$126B
| $1.25M | 0.05% |
42,877
+5,789
| +16% | +$168K |
|
349
Advanced Micro Devices
AMD
$851B
| $1.22M | 0.05% |
26,667
+2,149
| +9% | +$79.1K |
|
350
Illinois Tool Works
ITW
$81.4B
| $1.22M | 0.05% |
6,804
+1,193
| +21% | +$202K |
|
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Sigma Planning Corp's Q4 2019 Portfolio in Review
As of Q4 2019, Sigma Planning Corp held 1,143 positions worth $2.37B, up 14% from $2.08B the previous quarter. Its ten largest holdings account for 22% of the portfolio.
Sigma Planning Corp deployed $149M of net new capital in Q4 2019, opening 143 new positions and adding to 513 existing holdings. Its largest new stake was iShares US Transportation ETF: 66,896 shares worth $3.27M.
By sector, the portfolio is most concentrated in Technology at 7.4% of assets, up from 7.1% a quarter earlier, followed by Financials and Healthcare.
On the sell side, the largest reduction was iShares Core S&P 500 ETF, an estimated $6.41M trimmed.
- Sigma Planning Corp's largest Q4 2019 buy was iShares US Transportation ETF: 66,896 shares worth $3.27M.
- Sigma Planning Corp added most to iShares Core Dividend Growth ETF in Q4 2019, an estimated $7.45M increase.
- Sigma Planning Corp's biggest Q4 2019 reduction was iShares Core S&P 500 ETF, cutting an estimated $6.41M.
- Sigma Planning Corp fully exited Avalara, Inc. in Q4 2019, selling an estimated $4.36M.
- Sigma Planning Corp's ten largest holdings make up 22% of its $2.37B portfolio in Q4 2019.
- Sigma Planning Corp opened 143 new positions and closed 92 in Q4 2019.
- Sigma Planning Corp's portfolio value rose 14% quarter-over-quarter to $2.37B.
Based on Sigma Planning Corp's 13F filing for Q4 2019, filed 3 Feb 2020.