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SPC

Sigma Planning Corp Portfolio holdings

AUM $3.6B
1-Year Est. Return 24.57%
This Fund
S&P 500
This Quarter Est. Return
+3.67%
1 Year Est. Return
+24.57%
3 Year Est. Return
+69.88%
5 Year Est. Return
+82.98%
10 Year Est. Return
+301.75%
AUM
$1.94B
AUM Growth
+$180M
Cap. Flow
+$124M
Cap. Flow %
6.4%
Top 10 Hldgs %
20.35%
Holding
1,072
New
132
Increased
502
Reduced
333
Closed
83

Top Buys

Rank Stock Value
1
SPLV icon
Invesco S&P 500 Low Volatility ETF
SPLV
+$9.07M
2
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$8.35M
3
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$6.68M
4
IVW icon
iShares S&P 500 Growth ETF
IVW
+$5.71M
5
QQQ icon
Invesco QQQ Trust
QQQ
+$5.32M

Top Sells

Rank Stock Value
1
SOXX icon
iShares Semiconductor ETF
SOXX
+$5.42M
2
IVE icon
iShares S&P 500 Value ETF
IVE
+$5.17M
3
IJH icon
iShares Core S&P Mid-Cap ETF
IJH
+$5.16M
4
IJJ icon
iShares S&P Mid-Cap 400 Value ETF
IJJ
+$3.41M
5
GOOGL icon
Alphabet (Google) Class A
GOOGL
+$3.03M

Sector Composition

Rank Sector Weight
1 Technology 7.37%
2 Financials 4.66%
3 Healthcare 4.23%
4 Consumer Discretionary 4.19%
5 Industrials 4.11%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IYT icon
326
iShares US Transportation ETF
IYT
$2.33B
$1.1M 0.06%
23,428
+19,092
+440% +$902K
TJX icon
327
TJX Companies
TJX
$170B
$1.1M 0.06%
20,805
+3,329
+19% +$177K
NVS icon
328
Novartis
NVS
$295B
$1.1M 0.06%
12,019
+900
+8% +$76.2K
DON icon
329
WisdomTree US MidCap Dividend Fund
DON
$4.03B
$1.09M 0.06%
30,256
+5,590
+23% +$201K
PCY icon
330
Invesco Emerging Markets Sovereign Debt ETF
PCY
$1.38B
$1.08M 0.06%
37,318
+26,775
+254% +$753K
ED icon
331
Consolidated Edison
ED
$41.6B
$1.08M 0.06%
12,339
+756
+7% +$65.1K
SHYG icon
332
iShares 0-5 Year High Yield Corporate Bond ETF
SHYG
$7.57B
$1.07M 0.06%
22,957
-6,697
-23% -$312K
HAL icon
333
Halliburton
HAL
$27.9B
$1.07M 0.06%
46,937
+26,842
+134% +$697K
C icon
334
Citigroup
C
$222B
$1.06M 0.05%
15,139
-2,783
-16% -$186K
PSCH icon
335
Invesco S&P SmallCap Health Care ETF
PSCH
$161M
$1.05M 0.05%
26,853
-273
-1% -$10.3K
APD icon
336
Air Products & Chemicals
APD
$66.3B
$1.05M 0.05%
4,631
+1,072
+30% +$222K
FRI icon
337
First Trust S&P REIT Index Fund
FRI
$195M
$1.05M 0.05%
+41,945
New +$1.05M
IXN icon
338
iShares Global Tech ETF
IXN
$8.7B
$1.05M 0.05%
34,938
+4,008
+13% +$117K
BF.B icon
339
Brown-Forman Class B
BF.B
$12B
$1.04M 0.05%
18,815
+6,253
+50% +$334K
MUX icon
340
McEwen Inc
MUX
$1.03B
$1.04M 0.05%
+59,255
New +$867K
ROK icon
341
Rockwell Automation
ROK
$51.4B
$1.03M 0.05%
6,300
+892
+16% +$151K
VOX icon
342
Vanguard Communication Services ETF
VOX
$5.53B
$1.01M 0.05%
+11,709
New +$1.01M
RDVY icon
343
First Trust Rising Dividend Achievers ETF
RDVY
$24.3B
$1.01M 0.05%
32,617
-20,848
-39% -$636K
AMT icon
344
American Tower
AMT
$77.7B
$994K 0.05%
4,861
+191
+4% +$38.4K
ILMN icon
345
Illumina
ILMN
$29.4B
$987K 0.05%
2,757
+510
+23% +$161K
HYD icon
346
VanEck High Yield Muni ETF
HYD
$4.44B
$976K 0.05%
15,307
+2,450
+19% +$155K
MPC icon
347
Marathon Petroleum
MPC
$90.3B
$976K 0.05%
17,461
+6,059
+53% +$332K
CAH icon
348
Cardinal Health
CAH
$53.4B
$964K 0.05%
20,458
+2,448
+14% +$113K
AMD icon
349
Advanced Micro Devices
AMD
$851B
$961K 0.05%
31,647
+6,273
+25% +$179K
IWB icon
350
iShares Russell 1000 ETF
IWB
$47.7B
$957K 0.05%
5,877
+2,771
+89% +$444K
12 13
14
15 16

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Sigma Planning Corp's Q2 2019 Portfolio in Review

As of Q2 2019, Sigma Planning Corp held 1,072 positions worth $1.94B, up 10% from $1.76B the previous quarter. Its ten largest holdings account for 20% of the portfolio.

Sigma Planning Corp deployed $124M of net new capital in Q2 2019, opening 132 new positions and adding to 502 existing holdings. Its largest new stake was First Trust Small Cap Growth AlphaDEX Fund: 46,020 shares worth $2.14M.

By sector, the portfolio is most concentrated in Technology at 7.4% of assets, up from 7% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was iShares S&P 500 Value ETF, an estimated $5.17M trimmed.

  • Sigma Planning Corp's largest Q2 2019 buy was First Trust Small Cap Growth AlphaDEX Fund: 46,020 shares worth $2.14M.
  • Sigma Planning Corp added most to Invesco S&P 500 Low Volatility ETF in Q2 2019, an estimated $9.07M increase.
  • Sigma Planning Corp's biggest Q2 2019 reduction was iShares S&P 500 Value ETF, cutting an estimated $5.17M.
  • Sigma Planning Corp fully exited iShares Semiconductor ETF in Q2 2019, selling an estimated $5.42M.
  • Sigma Planning Corp's ten largest holdings make up 20% of its $1.94B portfolio in Q2 2019.
  • Sigma Planning Corp opened 132 new positions and closed 83 in Q2 2019.
  • Sigma Planning Corp's portfolio value rose 10% quarter-over-quarter to $1.94B.

Based on Sigma Planning Corp's 13F filing for Q2 2019, filed 1 Aug 2019.