We are live on
!
Find out more
SPC
Sigma Planning Corp Portfolio holdings
AUM
$3.6B
1-Year Est. Return
24.57%
This Fund
S&P 500
This Quarter
Est. Return
+6.68%
1 Year Est. Return
+24.57%
3 Year Est. Return
+69.88%
5 Year Est. Return
+82.98%
10 Year Est. Return
+301.75%
AUM
$1.7B
AUM Growth
+$207M
(+14%)
Cap. Flow
+$124M
Cap. Flow
% of AUM
7.28%
Top 10 Holdings %
Top 10 Hldgs %
21.61%
Holding
1,032
New
130
Increased
445
Reduced
351
Closed
84
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Apple
AAPL
|
+$14M |
| 2 |
ProShares Ultra S&P500
SSO
|
+$9.41M |
| 3 |
iShares Preferred and Income Securities ETF
PFF
|
+$7.5M |
| 4 |
iShares Core S&P Small-Cap ETF
IJR
|
+$7.44M |
| 5 |
Amazon
AMZN
|
+$6.37M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
|
+$7.04M |
| 2 |
United States Oil Fund
USO
|
+$4.36M |
| 3 |
iShares S&P Mid-Cap 400 Growth ETF
IJK
|
+$4.28M |
| 4 |
iShares Core MSCI Emerging Markets ETF
IEMG
|
+$3.74M |
| 5 |
Copart
CPRT
|
+$3.33M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 8.09% |
| 2 | Financials | 4.85% |
| 3 | Healthcare | 4.83% |
| 4 | Consumer Discretionary | 4.56% |
| 5 | Industrials | 4.1% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
326
Baxter International
BAX
$11.6B
| $874K | 0.05% |
11,340
-2,056
| -15% | -$153K |
|
327
Enbridge
ENB
$124B
| $868K | 0.05% |
26,892
+3,804
| +16% | +$133K |
|
328
iShares 7-10 Year Treasury Bond ETF
IEF
$47.1B
| $865K | 0.05% |
8,549
-1,108
| -11% | -$113K |
|
|
TWTR
329
DELISTED
Twitter, Inc.
TWTR
| $865K | 0.05% |
30,390
+1,930
| +7% | +$68.3K |
|
330
Cullen/Frost Bankers
CFR
$10.3B
| $864K | 0.05% |
8,275
+97
| +1% | +$10.8K |
|
331
Halliburton
HAL
$27.9B
| $862K | 0.05% |
21,276
+1,858
| +10% | +$76.9K |
|
332
Vanguard Total International Stock ETF
VXUS
$153B
| $862K | 0.05% |
15,962
+7,041
| +79% | +$382K |
|
|
ETP
333
DELISTED
Energy Transfer Partners, L.P.
ETP
| $862K | 0.05% |
38,733
-15,825
| -29% | -$344K |
|
334
American Electric Power
AEP
$73.7B
| $858K | 0.05% |
12,106
+948
| +8% | +$67.5K |
|
335
ALPS Strategic Income Fund
RIGS
$60.4M
| $852K | 0.05% |
34,605
+29
| +0.1% | +$711 |
|
336
State Street SPDR S&P Biotech ETF
XBI
$10.1B
| $849K | 0.05% |
8,858
-325
| -4% | -$31.5K |
|
337
State Street SPDR S&P Regional Banking ETF
KRE
$4.86B
| $842K | 0.05% |
14,163
-414
| -3% | -$25.8K |
|
338
Vanguard FTSE All-World ex-US ETF
VEU
$65.6B
| $841K | 0.05% |
16,166
-1,581
| -9% | -$82.4K |
|
339
First Trust Health Care AlphaDEX Fund
FXH
$1.02B
| $840K | 0.05% |
9,899
+1,592
| +19% | +$127K |
|
340
Nutanix
NTNX
$14.9B
| $830K | 0.05% |
19,430
-490
| -2% | -$25.9K |
|
341
Thermo Fisher Scientific
TMO
$211B
| $827K | 0.05% |
3,386
+113
| +3% | +$26K |
|
342
Vanguard Financials ETF
VFH
$13.3B
| $817K | 0.05% |
11,777
-142
| -1% | -$10K |
|
|
JPS
343
DELISTED
Nuveen Preferred & Income Securities Fund
JPS
| $806K | 0.05% |
91,538
-1,914
| -2% | -$16.9K |
|
344
Fidelity MSCI Consumer Staples Index ETF
FSTA
$1.4B
| $801K | 0.05% |
24,606
-1,405
| -5% | -$45.6K |
|
345
Global Net Lease
GNL
$1.87B
| $800K | 0.05% |
38,389
-6,856
| -15% | -$145K |
|
|
MMP
346
DELISTED
Magellan Midstream Partners, L.P.
MMP
| $799K | 0.05% |
11,805
+17
| +0.1% | +$1.18K |
|
347
Blackrock
BLK
$164B
| $796K | 0.05% |
1,688
+92
| +6% | +$44.7K |
|
348
Royal Caribbean
RCL
$78.7B
| $793K | 0.05% |
6,105
+3,904
| +177% | +$458K |
|
349
TJX Companies
TJX
$170B
| $790K | 0.05% |
14,106
+1,770
| +14% | +$90.9K |
|
350
General Dynamics
GD
$105B
| $789K | 0.05% |
3,852
+180
| +5% | +$35.2K |
|
Similar funds
U
SL
WB
SCM
BPS
VPC
ACM
WWA
Sigma Planning Corp's Q3 2018 Portfolio in Review
As of Q3 2018, Sigma Planning Corp held 1,032 positions worth $1.7B, up 14% from $1.49B the previous quarter. Its ten largest holdings account for 22% of the portfolio.
Sigma Planning Corp deployed $124M of net new capital in Q3 2018, opening 130 new positions and adding to 445 existing holdings. Its largest new stake was ProShares Ultra S&P500: 616,832 shares worth $9.83M.
By sector, the portfolio is most concentrated in Technology at 8.1% of assets, up from 6.9% a quarter earlier, followed by Financials and Healthcare.
On the sell side, the largest reduction was State Street SPDR Dow Jones Industrial Average ETF Trust, an estimated $7.04M trimmed.
- Sigma Planning Corp's largest Q3 2018 buy was ProShares Ultra S&P500: 616,832 shares worth $9.83M.
- Sigma Planning Corp added most to Apple in Q3 2018, an estimated $14M increase.
- Sigma Planning Corp's biggest Q3 2018 reduction was State Street SPDR Dow Jones Industrial Average ETF Trust, cutting an estimated $7.04M.
- Sigma Planning Corp fully exited Copart in Q3 2018, selling an estimated $3.33M.
- Sigma Planning Corp's ten largest holdings make up 22% of its $1.7B portfolio in Q3 2018.
- Sigma Planning Corp opened 130 new positions and closed 84 in Q3 2018.
- Sigma Planning Corp's portfolio value rose 14% quarter-over-quarter to $1.7B.
Based on Sigma Planning Corp's 13F filing for Q3 2018, filed 7 Nov 2018.