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SPC

Sigma Planning Corp Portfolio holdings

AUM $3.6B
1-Year Est. Return 24.57%
This Fund
S&P 500
This Quarter Est. Return
+5.24%
1 Year Est. Return
+24.57%
3 Year Est. Return
+69.88%
5 Year Est. Return
+82.98%
10 Year Est. Return
+301.75%
AUM
$1.3B
AUM Growth
+$85.5M
Cap. Flow
+$30.3M
Cap. Flow %
2.34%
Top 10 Hldgs %
19.03%
Holding
922
New
75
Increased
425
Reduced
333
Closed
70

Top Buys

Rank Stock Value
1
DD icon
DuPont de Nemours
DD
+$5.75M
2
IVE icon
iShares S&P 500 Value ETF
IVE
+$5.51M
3
FSTA icon
Fidelity MSCI Consumer Staples Index ETF
FSTA
+$5.22M
4
IJH icon
iShares Core S&P Mid-Cap ETF
IJH
+$2.77M
5
FDN icon
First Trust Dow Jones Internet Index Fund ETF
FDN
+$2.74M

Top Sells

Rank Stock Value
1
IUSV icon
iShares Core S&P US Value ETF
IUSV
+$12.4M
2
IVV icon
iShares Core S&P 500 ETF
IVV
+$10.6M
3
ONEQ icon
Fidelity Nasdaq Composite Index ETF
ONEQ
+$4.19M
4
SWKS icon
Skyworks Solutions
SWKS
+$2.67M
5
IYR icon
iShares US Real Estate ETF
IYR
+$2.44M

Sector Composition

Rank Sector Weight
1 Technology 5.96%
2 Financials 5.11%
3 Industrials 4.91%
4 Healthcare 4.64%
5 Consumer Staples 4.31%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BSCM
326
DELISTED
Invesco BulletShares 2022 Corporate Bond ETF
BSCM
$743K 0.06%
+35,102
New +$748K
VBK icon
327
Vanguard Small-Cap Growth ETF
VBK
$23.2B
$740K 0.06%
4,598
+1,011
+28% +$159K
MORL
328
DELISTED
ETRACS Monthly Pay 2xLeveraged Mortgage REIT ETN
MORL
$740K 0.06%
41,903
+778
+2% +$13.6K
IEI icon
329
iShares 3-7 Year Treasury Bond ETF
IEI
$18.1B
$737K 0.06%
6,030
+199
+3% +$24.4K
DBC icon
330
Invesco DB Commodity Index Tracking Fund
DBC
$1.73B
$736K 0.06%
44,285
-580
-1% -$9.27K
IFLN
331
Invesco Bloomberg Enhanced Fallen Angels ETF
IFLN
$305M
$730K 0.06%
38,526
+262
+0.7% +$4.97K
PPL
332
PPL Corp
PPL
$27.3B
$727K 0.06%
23,487
-517
-2% -$18.6K
ADBE icon
333
Adobe
ADBE
$89.5B
$721K 0.06%
4,116
+1,113
+37% +$191K
FAST icon
334
Fastenal
FAST
$54B
$717K 0.06%
52,448
+14,172
+37% +$176K
CMI icon
335
Cummins
CMI
$91.7B
$716K 0.06%
4,052
+921
+29% +$157K
BAX icon
336
Baxter International
BAX
$11.6B
$715K 0.06%
11,063
+1,917
+21% +$123K
CFR icon
337
Cullen/Frost Bankers
CFR
$10.3B
$712K 0.05%
7,525
+342
+5% +$32.9K
SPAB icon
338
State Street SPDR Portfolio Aggregate Bond ETF
SPAB
$9.78B
$712K 0.05%
24,758
+10,018
+68% +$288K
IWC icon
339
iShares Micro-Cap ETF
IWC
$1.43B
$708K 0.05%
+7,402
New +$701K
RPG icon
340
Invesco S&P 500 Pure Growth ETF
RPG
$2.04B
$705K 0.05%
33,625
-7,285
-18% -$151K
K
341
DELISTED
Kellanova
K
$700K 0.05%
10,970
+4,281
+64% +$258K
XLVS
342
DELISTED
POWERSHARES S&P SMALLCAP HEALTH CARE PORTFOLIO
XLVS
$699K 0.05%
7,098
+824
+13% +$81.1K
FBND icon
343
Fidelity Total Bond ETF
FBND
$26.9B
$698K 0.05%
13,888
-2,323
-14% -$117K
IHE icon
344
iShares US Pharmaceuticals ETF
IHE
$1.47B
$695K 0.05%
13,500
-576
-4% -$29.6K
PTY icon
345
PIMCO Corporate & Income Opportunity Fund
PTY
$2.48B
$695K 0.05%
42,233
+364
+0.9% +$6.06K
RHI icon
346
Robert Half
RHI
$3.61B
$689K 0.05%
12,410
+51
+0.4% +$2.71K
CWB icon
347
State Street SPDR Bloomberg Convertible Securities ETF
CWB
$5.64B
$688K 0.05%
13,594
-3,684
-21% -$190K
NNN icon
348
NNN REIT
NNN
$9.39B
$687K 0.05%
15,938
-94
-0.6% -$3.94K
VOX icon
349
Vanguard Communication Services ETF
VOX
$5.53B
$685K 0.05%
7,520
+3,841
+104% +$345K
DBL
350
DoubleLine Opportunistic Credit Fund
DBL
$278M
$680K 0.05%
30,623
+210
+0.7% +$4.79K
12 13
14
15 16

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Sigma Planning Corp's Q4 2017 Portfolio in Review

As of Q4 2017, Sigma Planning Corp held 922 positions worth $1.3B, up 7.1% from $1.21B the previous quarter. Its ten largest holdings account for 19% of the portfolio.

Sigma Planning Corp's Q4 2017 filing shows 75 new, 425 increased, 333 reduced and 70 closed positions. Its largest new stake was DuPont de Nemours: 31,933 shares worth $5.76M. The largest sale was iShares Core S&P US Value ETF, an estimated $12.4M.

By sector, the portfolio is most concentrated in Technology at 6% of assets, down from 6% a quarter earlier, followed by Financials and Industrials.

  • Sigma Planning Corp's largest Q4 2017 buy was DuPont de Nemours: 31,933 shares worth $5.76M.
  • Sigma Planning Corp added most to iShares S&P 500 Value ETF in Q4 2017, an estimated $5.51M increase.
  • Sigma Planning Corp's biggest Q4 2017 reduction was iShares Core S&P US Value ETF, cutting an estimated $12.4M.
  • Sigma Planning Corp fully exited Newmont in Q4 2017, selling an estimated $1.74M.
  • Sigma Planning Corp's ten largest holdings make up 19% of its $1.3B portfolio in Q4 2017.
  • Sigma Planning Corp opened 75 new positions and closed 70 in Q4 2017.
  • Sigma Planning Corp's portfolio value rose 7.1% quarter-over-quarter to $1.3B.

Based on Sigma Planning Corp's 13F filing for Q4 2017, filed 7 Feb 2018.