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SPC

Sigma Planning Corp Portfolio holdings

AUM $3.6B
1-Year Est. Return 24.57%
This Fund
S&P 500
This Quarter Est. Return
+2.08%
1 Year Est. Return
+24.57%
3 Year Est. Return
+69.88%
5 Year Est. Return
+82.98%
10 Year Est. Return
+301.75%
AUM
$1.06B
AUM Growth
+$31.6M
Cap. Flow
+$14.8M
Cap. Flow %
1.39%
Top 10 Hldgs %
17.93%
Holding
850
New
74
Increased
389
Reduced
307
Closed
60

Top Buys

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$12.9M
2
IUSV icon
iShares Core S&P US Value ETF
IUSV
+$4.82M
3
ACWI icon
iShares MSCI ACWI ETF
ACWI
+$3.31M
4
IVW icon
iShares S&P 500 Growth ETF
IVW
+$2.03M
5
IEMG icon
iShares Core MSCI Emerging Markets ETF
IEMG
+$2.01M

Top Sells

Rank Stock Value
1
ITOT icon
iShares Core S&P Total US Stock Market ETF
ITOT
+$7.88M
2
HDV
iShares Core High Dividend ETF
HDV
+$7.78M
3
IWM icon
iShares Russell 2000 ETF
IWM
+$3.16M
4
MDY icon
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
+$2.73M
5
BN icon
Brookfield
BN
+$2.25M

Sector Composition

Rank Sector Weight
1 Technology 5.74%
2 Industrials 4.9%
3 Healthcare 4.87%
4 Financials 4.84%
5 Consumer Staples 4.36%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IGSB icon
326
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
$22.8B
$696K 0.07%
13,216
+8,188
+163% +$431K
CWB icon
327
State Street SPDR Bloomberg Convertible Securities ETF
CWB
$5.64B
$693K 0.07%
13,965
-447
-3% -$21.9K
GD icon
328
General Dynamics
GD
$105B
$682K 0.06%
3,444
+554
+19% +$109K
FREL icon
329
Fidelity MSCI Real Estate Index ETF
FREL
$1.53B
$677K 0.06%
27,944
-20,947
-43% -$506K
BSJI
330
DELISTED
Invesco BulletShares 2018 High Yield Corporate Bond ETF
BSJI
$675K 0.06%
26,604
+792
+3% +$20.1K
AOK icon
331
iShares Core Conservative Allocation ETF
AOK
$803M
$670K 0.06%
19,719
+41
+0.2% +$1.38K
CL icon
332
Colgate-Palmolive
CL
$72.6B
$662K 0.06%
8,929
+1,090
+14% +$80.9K
KRE icon
333
State Street SPDR S&P Regional Banking ETF
KRE
$4.86B
$660K 0.06%
12,008
-216
-2% -$11.6K
NVG icon
334
Nuveen AMT-Free Municipal Credit Income Fund
NVG
$2.65B
$659K 0.06%
43,524
-2,794
-6% -$41.8K
EMLP icon
335
First Trust North American Energy Infrastructure Fund
EMLP
$4.18B
$656K 0.06%
26,701
+685
+3% +$17.1K
XLI icon
336
State Street Industrial Select Sector SPDR ETF
XLI
$33.9B
$650K 0.06%
9,550
+353
+4% +$23.6K
XEL icon
337
Xcel Energy
XEL
$51B
$648K 0.06%
14,125
-572
-4% -$26.3K
VGK icon
338
Vanguard FTSE Europe ETF
VGK
$30B
$645K 0.06%
11,695
+765
+7% +$41.7K
CF icon
339
CF Industries
CF
$19.2B
$644K 0.06%
+23,042
New +$635K
SHW icon
340
Sherwin-Williams
SHW
$78.3B
$641K 0.06%
5,478
+198
+4% +$22.1K
RWR icon
341
State Street SPDR Dow Jones REIT ETF
RWR
$1.93B
$640K 0.06%
6,880
-990
-13% -$92K
LVLT
342
DELISTED
Level 3 Communications Inc
LVLT
$639K 0.06%
10,782
– –
VOT icon
343
Vanguard Mid-Cap Growth ETF
VOT
$19B
$638K 0.06%
5,420
+294
+6% +$34.2K
FBND icon
344
Fidelity Total Bond ETF
FBND
$26.9B
$636K 0.06%
12,691
-1,125
-8% -$56.5K
UAA icon
345
Under Armour
UAA
$3B
$635K 0.06%
29,184
-7,331
-20% -$149K
PHYS icon
346
Sprott Physical Gold
PHYS
$14.6B
$629K 0.06%
62,046
+25,239
+69% +$260K
PNC icon
347
PNC Financial Services
PNC
$100B
$627K 0.06%
5,021
-28
-0.6% -$3.38K
BMS
348
DELISTED
Bemis
BMS
$624K 0.06%
13,484
+63
+0.5% +$2.9K
AZN icon
349
AstraZeneca
AZN
$263B
$620K 0.06%
9,100
-138
-1% -$9.01K
SPG icon
350
Simon Property Group
SPG
$74.5B
$620K 0.06%
3,832
+40
+1% +$6.51K
12 13
14
15 16

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Sigma Planning Corp's Q2 2017 Portfolio in Review

As of Q2 2017, Sigma Planning Corp held 850 positions worth $1.06B, up 3.1% from $1.03B the previous quarter. Its ten largest holdings account for 18% of the portfolio.

Sigma Planning Corp's Q2 2017 filing shows 74 new, 389 increased, 307 reduced and 60 closed positions. Its largest new stake was Cadence Design Systems: 56,674 shares worth $1.9M. The largest sale was iShares Core S&P Total US Stock Market ETF, an estimated $7.88M.

By sector, the portfolio is most concentrated in Technology at 5.7% of assets, up from 5.5% a quarter earlier, followed by Industrials and Healthcare.

  • Sigma Planning Corp's largest Q2 2017 buy was Cadence Design Systems: 56,674 shares worth $1.9M.
  • Sigma Planning Corp added most to iShares Core S&P 500 ETF in Q2 2017, an estimated $12.9M increase.
  • Sigma Planning Corp's biggest Q2 2017 reduction was iShares Core S&P Total US Stock Market ETF, cutting an estimated $7.88M.
  • Sigma Planning Corp fully exited Brookfield in Q2 2017, selling an estimated $2.25M.
  • Sigma Planning Corp's ten largest holdings make up 18% of its $1.06B portfolio in Q2 2017.
  • Sigma Planning Corp opened 74 new positions and closed 60 in Q2 2017.
  • Sigma Planning Corp's portfolio value rose 3.1% quarter-over-quarter to $1.06B.

Based on Sigma Planning Corp's 13F filing for Q2 2017, filed 2 Aug 2017.