We are live on
!
Find out more
Sigma Planning Corp Portfolio holdings
AUM
$3.97B
Turnover
17.8%
1-Year Est. Return
32.34%
This Fund
S&P 500
This Quarter
Est. Return
+3.09%
1 Year Est. Return
+32.34%
3 Year Est. Return
+87.34%
5 Year Est. Return
+99.61%
10 Year Est. Return
+350.72%
AUM
$3.62B
AUM Growth
+$105M
(+3%)
Cap. Flow
+$36.7M
Cap. Flow
% of AUM
1.01%
Top 10 Holdings %
Top 10 Hldgs %
25.66%
Holding
1,414
New
124
Increased
614
Reduced
530
Closed
119
Avg Time Held Equity + Options
4.2
years
Top 10 Avg Time Held Equity + Options
5.9
years
Top 20 Avg Time Held Equity + Options
4.4
years
Avg Time Held Equity only
4.2
years
Top 10 Avg Time Held Equity only
6
years
Top 20 Avg Time Held Equity only
4.8
years
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Tesla
TSLA
|
+$4.06M |
| 2 |
FT Vest US Equity Buffer ETF October
FOCT
|
+$4.04M |
| 3 |
BlackRock Large Cap Value ETF
BLCV
|
+$4M |
| 4 |
Leuthold Select Industries ETF
LST
|
+$2.86M |
| 5 |
Capital Group Dividend Value ETF
CGDV
|
+$2.34M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Berkshire Hathaway Class B
BRK.B
|
+$4.13M |
| 2 |
FT Vest US Equity Buffer ETF December
FDEC
|
+$3.22M |
| 3 |
Astera Labs
ALAB
|
+$3.17M |
| 4 |
Palantir
PLTR
|
+$2.77M |
| 5 |
MP Materials
MP
|
+$2.34M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Miscellaneous | 59.83% |
| 2 | Technology | 15.25% |
| 3 | Consumer Discretionary | 4.18% |
| 4 | Financials | 4.09% |
| 5 | Communication Services | 3.57% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | Held Since | |
|---|---|---|---|---|---|---|---|
301
Enbridge
ENB
$107B
| $2.29M | 0.06% |
47,806
-1,206
| -2% | -$57.6K |
2017 Q1
35 quarters
|
|
302
Vanguard Morningstar Mega Cap Growth ETF
MGK
$33.9B
| $2.28M | 0.06% |
27,630
-810
| -3% | -$66.5K |
2019 Q1
27 quarters
|
|
303
Franklin International Low Volatility High Dividend Index ETF
LVHI
$6.08B
| $2.27M | 0.06% |
61,733
+640
| +1% | +$23K |
2023 Q1
11 quarters
|
|
304
Simon Property Group
SPG
$66.5B
| $2.27M | 0.06% |
12,262
+4,011
| +49% | +$729K |
2020 Q2
22 quarters
|
|
305
The Kraft Heinz Company
KHC
$28.1B
| $2.26M | 0.06% |
93,041
-1,235
| -1% | -$30.7K |
2015 Q4
40 quarters
|
|
306
Vanguard Total Bond Market
BND
$163B
| $2.25M | 0.06% |
30,361
+2,718
| +10% | +$202K |
2014 Q4
44 quarters
|
|
307
Arista Networks
ANET
$223B
| $2.25M | 0.06% |
16,188
-9,473
| -37% | -$1.3M |
2021 Q3
17 quarters
|
|
308
State Street Blackstone Senior Loan ETF
SRLN
$5.37B
| $2.23M | 0.06% |
54,056
+3,732
| +7% | +$154K |
2021 Q2
18 quarters
|
|
309
DELISTED
LHA Risk-Managed Income ETF
RMIF
| $2.23M | 0.06% |
89,811
+3,117
| +4% | +$77.7K |
2024 Q4
4 quarters
|
|
310
Main Street Capital
MAIN
$5.03B
| $2.21M | 0.06% |
36,640
-1,476
| -4% | -$87K |
2014 Q4
44 quarters
|
|
311
Invesco FTSE RAFI US 1000 ETF
PRF
$10.1B
| $2.2M | 0.06% |
46,165
-761
| -2% | -$35K |
2014 Q4
44 quarters
|
|
312
iShares Core MSCI International Developed Markets ETF
IDEV
$33.1B
| $2.2M | 0.06% |
26,628
+783
| +3% | +$63.6K |
2023 Q1
11 quarters
|
|
313
iShares Core Universal USD Bond ETF
IUSB
$48.9B
| $2.19M | 0.06% |
47,003
-2,526
| -5% | -$118K |
2016 Q1
39 quarters
|
|
314
State Street SPDR Portfolio S&P 500 Growth ETF
SPYG
$55.6B
| $2.19M | 0.06% |
11,233
+109
| +1% | +$11.6K |
2019 Q2
26 quarters
|
|
315
Liquidia Corp
LQDA
$3.07B
| $2.17M | 0.06% |
63,030
-7,905
| -11% | -$225K |
2020 Q1
23 quarters
|
|
316
iShares Russell 3000 ETF
IWV
$20.2B
| $2.17M | 0.06% |
5,599
+234
| +4% | +$89.8K |
2016 Q2
38 quarters
|
|
317
VanEck Preferred Securities ex Financials ETF
PFXF
$2.26B
| $2.16M | 0.06% |
121,770
+12,997
| +12% | +$230K |
2025 Q1
3 quarters
|
|
318
Vanguard Morningstar Mega Cap Value ETF
MGV
$13.9B
| $2.14M | 0.06% |
15,187
+346
| +2% | +$48.1K |
2019 Q1
27 quarters
|
|
319
Intel
INTC
$475B
| $2.14M | 0.06% |
58,063
+9,560
| +20% | +$361K |
2014 Q4
44 quarters
|
|
320
NEOS S&P 500 High Income ETF
SPYI
$12.3B
| $2.14M | 0.06% |
40,621
+31,301
| +336% | +$1.64M |
2025 Q3
1 quarter
|
|
321
Fidelity High Dividend ETF
FDVV
$10.3B
| $2.14M | 0.06% |
37,768
+3,455
| +10% | +$194K |
2018 Q3
29 quarters
|
|
322
Valero Energy
VLO
$128B
| $2.14M | 0.06% |
13,125
+308
| +2% | +$52.2K |
2014 Q4
44 quarters
|
|
323
First Trust NASDAQ Clean Edge Smart Grid Infrastructure Index Fund
GRID
$11.4B
| $2.12M | 0.06% |
13,846
+783
| +6% | +$120K |
2024 Q1
7 quarters
|
|
324
Capital Group International Focus Equity ETF
CGXU
$6.52B
| $2.12M | 0.06% |
71,672
+27,068
| +61% | +$814K |
2022 Q4
12 quarters
|
|
325
Newmont
NEM
$125B
| $2.11M | 0.06% |
21,175
+7,921
| +60% | +$716K |
2025 Q1
3 quarters
|
|
Similar funds
DAM
RPGK
Sigma Planning Corp's Q4 2025 Portfolio in Review
As of Q4 2025, Sigma Planning Corp held 1,414 positions worth $3.62B, up 3% from $3.52B the previous quarter. Its ten largest holdings account for 26% of the portfolio.
Sigma Planning Corp's Q4 2025 filing shows 124 new, 614 increased, 530 reduced and 119 closed positions. Its largest new stake was FT Vest US Equity Buffer ETF October: 83,553 shares worth $4.09M. The largest sale was Berkshire Hathaway Class B, an estimated $4.13M.
By sector, the portfolio is most concentrated in Miscellaneous at 60% of assets, up from 59% a quarter earlier, followed by Technology and Consumer Discretionary.
- Sigma Planning Corp's largest Q4 2025 buy was FT Vest US Equity Buffer ETF October: 83,553 shares worth $4.09M.
- Sigma Planning Corp added most to Tesla in Q4 2025, an estimated $4.06M increase.
- Sigma Planning Corp's biggest Q4 2025 reduction was Berkshire Hathaway Class B, cutting an estimated $4.13M.
- Sigma Planning Corp fully exited Invesco BulletShares 2025 Corporate Bond ETF in Q4 2025, selling an estimated $1.74M.
- Sigma Planning Corp's ten largest holdings make up 26% of its $3.62B portfolio in Q4 2025.
- Sigma Planning Corp opened 124 new positions and closed 119 in Q4 2025.
- Sigma Planning Corp's portfolio value rose 3% quarter-over-quarter to $3.62B.
Based on Sigma Planning Corp's 13F filing for Q4 2025, filed 30 Jan 2026.