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SPC

Sigma Planning Corp Portfolio holdings

AUM $3.97B
1-Year Est. Return 32.34%
This Fund
S&P 500
This Quarter Est. Return
+3.09%
1 Year Est. Return
+32.34%
3 Year Est. Return
+87.34%
5 Year Est. Return
+99.61%
10 Year Est. Return
+387.12%
AUM
$3.62B
AUM Growth
+$105M
Cap. Flow
+$37.7M
Cap. Flow %
1.04%
Top 10 Hldgs %
25.66%
Holding
1,414
New
124
Increased
614
Reduced
530
Closed
119

Top Buys

Rank Stock Value
1
TSLA icon
Tesla
TSLA
+$4.06M
2
FOCT icon
FT Vest US Equity Buffer ETF October
FOCT
+$4.04M
3
BLCV icon
BlackRock Large Cap Value ETF
BLCV
+$4M
4
LST
Leuthold Select Industries ETF
LST
+$2.86M
5
CGDV icon
Capital Group Dividend Value ETF
CGDV
+$2.34M

Top Sells

Rank Stock Value
1
BRK.B icon
Berkshire Hathaway Class B
BRK.B
+$4.13M
2
FDEC icon
FT Vest US Equity Buffer ETF December
FDEC
+$3.22M
3
ALAB icon
Astera Labs
ALAB
+$3.17M
4
PLTR icon
Palantir
PLTR
+$2.77M
5
MP icon
MP Materials
MP
+$2.34M

Sector Composition

Rank Sector Weight
1 Technology 15.25%
2 Consumer Discretionary 4.18%
3 Financials 4.09%
4 Communication Services 3.57%
5 Healthcare 3.52%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ENB icon
301
Enbridge
ENB
$112B
$2.29M 0.06%
47,806
-1,206
-2% -$57.6K
MGK icon
302
Vanguard Morningstar Mega Cap Growth ETF
MGK
$33.9B
$2.28M 0.06%
27,630
-810
-3% -$66.5K
LVHI icon
303
Franklin International Low Volatility High Dividend Index ETF
LVHI
$5.59B
$2.27M 0.06%
61,733
+640
+1% +$23K
SPG icon
304
Simon Property Group
SPG
$72.3B
$2.27M 0.06%
12,262
+4,011
+49% +$729K
KHC icon
305
Kraft Heinz
KHC
$30B
$2.26M 0.06%
93,041
-1,235
-1% -$30.7K
BND icon
306
Vanguard Total Bond Market
BND
$161B
$2.25M 0.06%
30,361
+2,718
+10% +$202K
ANET icon
307
Arista Networks
ANET
$238B
$2.25M 0.06%
16,188
-9,473
-37% -$1.3M
SRLN icon
308
State Street Blackstone Senior Loan ETF
SRLN
$5.36B
$2.23M 0.06%
54,056
+3,732
+7% +$154K
RMIF
309
DELISTED
LHA Risk-Managed Income ETF
RMIF
$2.23M 0.06%
89,811
+3,117
+4% +$77.7K
MAIN icon
310
Main Street Capital
MAIN
$5.48B
$2.21M 0.06%
36,640
-1,476
-4% -$87K
PRF icon
311
Invesco FTSE RAFI US 1000 ETF
PRF
$10B
$2.2M 0.06%
46,165
-761
-2% -$35K
IDEV icon
312
iShares Core MSCI International Developed Markets ETF
IDEV
$32.6B
$2.2M 0.06%
26,628
+783
+3% +$63.6K
IUSB icon
313
iShares Core Universal USD Bond ETF
IUSB
$43.3B
$2.19M 0.06%
47,003
-2,526
-5% -$118K
SPYG icon
314
State Street SPDR Portfolio S&P 500 Growth ETF
SPYG
$55.4B
$2.19M 0.06%
11,233
+109
+1% +$11.6K
LQDA icon
315
Liquidia Corp
LQDA
$8.02B
$2.17M 0.06%
63,030
-7,905
-11% -$225K
IWV icon
316
iShares Russell 3000 ETF
IWV
$20.4B
$2.17M 0.06%
5,599
+234
+4% +$89.8K
PFXF icon
317
VanEck Preferred Securities ex Financials ETF
PFXF
$2.45B
$2.16M 0.06%
121,770
+12,997
+12% +$230K
MGV icon
318
Vanguard Morningstar Mega Cap Value ETF
MGV
$13.6B
$2.14M 0.06%
15,187
+346
+2% +$48.1K
INTC icon
319
Intel
INTC
$513B
$2.14M 0.06%
58,063
+9,560
+20% +$361K
SPYI icon
320
NEOS S&P 500 High Income ETF
SPYI
$11.3B
$2.14M 0.06%
40,621
+31,301
+336% +$1.64M
FDVV icon
321
Fidelity High Dividend ETF
FDVV
$10.5B
$2.14M 0.06%
37,768
+3,455
+10% +$194K
VLO icon
322
Valero Energy
VLO
$85.9B
$2.14M 0.06%
13,125
+308
+2% +$52.2K
GRID
323
First Trust NASDAQ Clean Edge Smart Grid Infrastructure Index Fund
GRID
$12.1B
$2.12M 0.06%
13,846
+783
+6% +$120K
CGXU icon
324
Capital Group International Focus Equity ETF
CGXU
$6.55B
$2.12M 0.06%
71,672
+27,068
+61% +$814K
NEM icon
325
Newmont
NEM
$119B
$2.11M 0.06%
21,175
+7,921
+60% +$716K
11 12
13
14 15

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MAM
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BCP
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Sigma Planning Corp's Q4 2025 Portfolio in Review

As of Q4 2025, Sigma Planning Corp held 1,414 positions worth $3.62B, up 3% from $3.52B the previous quarter. Its ten largest holdings account for 26% of the portfolio.

Sigma Planning Corp's Q4 2025 filing shows 124 new, 614 increased, 530 reduced and 119 closed positions. Its largest new stake was FT Vest US Equity Buffer ETF October: 83,553 shares worth $4.09M. The largest sale was Berkshire Hathaway Class B, an estimated $4.13M.

By sector, the portfolio is most concentrated in Technology at 15% of assets, down from 16% a quarter earlier, followed by Consumer Discretionary and Financials.

  • Sigma Planning Corp's largest Q4 2025 buy was FT Vest US Equity Buffer ETF October: 83,553 shares worth $4.09M.
  • Sigma Planning Corp added most to Tesla in Q4 2025, an estimated $4.06M increase.
  • Sigma Planning Corp's biggest Q4 2025 reduction was Berkshire Hathaway Class B, cutting an estimated $4.13M.
  • Sigma Planning Corp fully exited Invesco BulletShares 2025 Corporate Bond ETF in Q4 2025, selling an estimated $1.74M.
  • Sigma Planning Corp's ten largest holdings make up 26% of its $3.62B portfolio in Q4 2025.
  • Sigma Planning Corp opened 124 new positions and closed 119 in Q4 2025.
  • Sigma Planning Corp's portfolio value rose 3% quarter-over-quarter to $3.62B.

Based on Sigma Planning Corp's 13F filing for Q4 2025, filed 30 Jan 2026.