We are live on ! Find out more
SPC

Sigma Planning Corp Portfolio holdings

AUM $3.6B
1-Year Est. Return 24.57%
This Fund
S&P 500
This Quarter Est. Return
-3.05%
1 Year Est. Return
+24.57%
3 Year Est. Return
+69.88%
5 Year Est. Return
+82.98%
10 Year Est. Return
+301.75%
AUM
$2.67B
AUM Growth
-$117M
Cap. Flow
+$7.73M
Cap. Flow %
0.29%
Top 10 Hldgs %
22.23%
Holding
1,324
New
121
Increased
493
Reduced
556
Closed
129

Top Buys

Rank Stock Value
1
XAUG icon
FT Vest US Equity Enhance & Moderate Buffer ETF August
XAUG
+$11M
2
ABBV icon
AbbVie
ABBV
+$5.08M
3
XLI icon
State Street Industrial Select Sector SPDR ETF
XLI
+$4.55M
4
MOAT icon
VanEck Morningstar Wide Moat ETF
MOAT
+$3.89M
5
ABT icon
Abbott
ABT
+$3.79M

Top Sells

Rank Stock Value
1
AAPL icon
Apple
AAPL
+$5.16M
2
EFA icon
iShares MSCI EAFE ETF
EFA
+$3.76M
3
AZO icon
AutoZone
AZO
+$3.74M
4
TSLA icon
Tesla
TSLA
+$3.66M
5
IJR icon
iShares Core S&P Small-Cap ETF
IJR
+$3.53M

Sector Composition

Rank Sector Weight
1 Technology 11.22%
2 Healthcare 4.66%
3 Consumer Discretionary 4.34%
4 Financials 4.17%
5 Industrials 3.45%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PDI icon
301
PIMCO Dynamic Income Fund
PDI
$7.4B
$1.7M 0.06%
98,096
-41,997
-30% -$774K
TTD icon
302
Trade Desk
TTD
$8.13B
$1.69M 0.06%
21,670
-8,662
-29% -$700K
JPIE icon
303
JPMorgan Income ETF
JPIE
$10B
$1.69M 0.06%
38,099
+1,758
+5% +$78.7K
MAIN icon
304
Main Street Capital
MAIN
$4.97B
$1.67M 0.06%
41,207
+3,544
+9% +$145K
PSX icon
305
Phillips 66
PSX
$82.9B
$1.67M 0.06%
13,891
+535
+4% +$60K
FXN icon
306
First Trust Energy AlphaDEX Fund
FXN
$398M
$1.66M 0.06%
95,014
+6,878
+8% +$118K
FLG
307
Flagstar Bank National Association
FLG
$5.77B
$1.65M 0.06%
48,466
+11,301
+30% +$409K
VIOV icon
308
Vanguard S&P Small-Cap 600 Value ETF
VIOV
$1.85B
$1.65M 0.06%
21,386
+3,968
+23% +$326K
DLR icon
309
Digital Realty Trust
DLR
$73.7B
$1.65M 0.06%
13,602
-888
-6% -$109K
CWB icon
310
State Street SPDR Bloomberg Convertible Securities ETF
CWB
$5.64B
$1.65M 0.06%
24,272
-88
-0.4% -$6.13K
ZTS icon
311
Zoetis
ZTS
$31.6B
$1.63M 0.06%
9,375
+1,191
+15% +$216K
ITA icon
312
iShares US Aerospace & Defense ETF
ITA
$14.2B
$1.62M 0.06%
15,301
+393
+3% +$44.8K
FDN icon
313
First Trust Dow Jones Internet Index Fund ETF
FDN
$4.86B
$1.61M 0.06%
10,066
-286
-3% -$47.5K
GDX icon
314
VanEck Gold Miners ETF
GDX
$23B
$1.61M 0.06%
59,658
+10,582
+22% +$312K
VXUS icon
315
Vanguard Total International Stock ETF
VXUS
$153B
$1.6M 0.06%
29,986
+9,123
+44% +$509K
MBB icon
316
iShares MBS ETF
MBB
$39B
$1.6M 0.06%
18,064
+816
+5% +$74.6K
XLB icon
317
State Street Materials Select Sector SPDR ETF
XLB
$8.51B
$1.6M 0.06%
40,828
-1,920
-4% -$78.9K
SHW icon
318
Sherwin-Williams
SHW
$78.3B
$1.6M 0.06%
6,274
-1,609
-20% -$431K
EDOW icon
319
First Trust Dow 30 Equal Weight ETF
EDOW
$308M
$1.6M 0.06%
55,058
+41,574
+308% +$1.26M
GCOW icon
320
Pacer Global Cash Cows Dividend ETF
GCOW
$3.33B
$1.59M 0.06%
48,978
+4,378
+10% +$147K
EMLP icon
321
First Trust North American Energy Infrastructure Fund
EMLP
$4.18B
$1.59M 0.06%
60,303
+2,117
+4% +$58.1K
FTA icon
322
First Trust Large Cap Value AlphaDEX Fund
FTA
$1.38B
$1.59M 0.06%
24,474
-6,856
-22% -$464K
SGOL icon
323
abrdn Physical Gold Shares ETF
SGOL
$6.92B
$1.58M 0.06%
89,553
+2,975
+3% +$54.8K
SMCI icon
324
Super Micro Computer
SMCI
$19.5B
$1.58M 0.06%
+57,770
New +$1.61M
IBDP
325
DELISTED
iShares iBonds Dec 2024 Term Corporate ETF
IBDP
$1.57M 0.06%
63,621
-34,857
-35% -$859K
11 12
13
14 15

Similar funds

U
Uber San Francisco, California $3.6B AUM 19.81% 1-Year Est. Return
SL
Siren LLC Greenwich, Connecticut $3.61B AUM 203.3% 1-Year Est. Return
WB
WesBanco Bank Wheeling, West Virginia $3.61B AUM 24.09% 1-Year Est. Return
SCM
Saba Capital Management New York $3.62B AUM 13% 1-Year Est. Return
BPS
BNDES Participacoes SA Rio De Janeiro, Brazil $3.58B AUM
VPC
Vestal Point Capital New York $3.58B AUM 189.12% 1-Year Est. Return
ACM
Advent Capital Management New York $3.63B AUM 0.29% 1-Year Est. Return
WWA
WCG Wealth Advisors Las Vegas, Nevada $3.57B AUM 18.63% 1-Year Est. Return

Sigma Planning Corp's Q3 2023 Portfolio in Review

As of Q3 2023, Sigma Planning Corp held 1,324 positions worth $2.67B, down 4.2% from $2.78B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Sigma Planning Corp's Q3 2023 filing shows 121 new, 493 increased, 556 reduced and 129 closed positions. Its largest new stake was FT Vest US Equity Enhance & Moderate Buffer ETF August: 366,335 shares worth $10.9M. The largest sale was Apple, an estimated $5.16M.

By sector, the portfolio is most concentrated in Technology at 11% of assets, down from 12% a quarter earlier, followed by Healthcare and Consumer Discretionary.

  • Sigma Planning Corp's largest Q3 2023 buy was FT Vest US Equity Enhance & Moderate Buffer ETF August: 366,335 shares worth $10.9M.
  • Sigma Planning Corp added most to AbbVie in Q3 2023, an estimated $5.08M increase.
  • Sigma Planning Corp's biggest Q3 2023 reduction was Apple, cutting an estimated $5.16M.
  • Sigma Planning Corp fully exited FT Vest Gold Strategy Target Income ETF in Q3 2023, selling an estimated $2.89M.
  • Sigma Planning Corp's ten largest holdings make up 22% of its $2.67B portfolio in Q3 2023.
  • Sigma Planning Corp opened 121 new positions and closed 129 in Q3 2023.
  • Sigma Planning Corp's portfolio value fell 4.2% quarter-over-quarter to $2.67B.

Based on Sigma Planning Corp's 13F filing for Q3 2023, filed 6 Nov 2023.