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SPC

Sigma Planning Corp Portfolio holdings

AUM $3.6B
1-Year Est. Return 24.57%
This Fund
S&P 500
This Quarter Est. Return
+6.9%
1 Year Est. Return
+24.57%
3 Year Est. Return
+69.88%
5 Year Est. Return
+82.98%
10 Year Est. Return
+301.75%
AUM
$3.01B
AUM Growth
+$212M
Cap. Flow
+$69.9M
Cap. Flow %
2.32%
Top 10 Hldgs %
20.05%
Holding
1,384
New
123
Increased
566
Reduced
572
Closed
89

Top Buys

Rank Stock Value
1
IGSB icon
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
+$12.2M
2
GLD icon
SPDR Gold Trust
GLD
+$8.86M
3
FDL icon
First Trust Morningstar Dividend Leaders Index Fund
FDL
+$7.77M
4
SGOV icon
iShares 0-3 Month Treasury Bond ETF
SGOV
+$7.48M
5
SCHD icon
Schwab US Dividend Equity ETF
SCHD
+$6.77M

Top Sells

Rank Stock Value
1
TIP icon
iShares TIPS Bond ETF
TIP
+$5.92M
2
PTLC icon
Pacer Trendpilot US Large Cap ETF
PTLC
+$5.7M
3
EFA icon
iShares MSCI EAFE ETF
EFA
+$5.18M
4
ISTB icon
iShares Core 1-5 Year USD Bond ETF
ISTB
+$4.65M
5
DGRO icon
iShares Core Dividend Growth ETF
DGRO
+$4.61M

Sector Composition

Rank Sector Weight
1 Technology 10.47%
2 Healthcare 4.8%
3 Consumer Discretionary 4.45%
4 Financials 4.25%
5 Industrials 3.7%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BX icon
301
Blackstone
BX
$104B
$1.98M 0.07%
22,510
+4,650
+26% +$411K
TTD icon
302
Trade Desk
TTD
$8.13B
$1.97M 0.07%
32,317
+3,605
+13% +$192K
USFR icon
303
WisdomTree Floating Rate Treasury Fund
USFR
$18.1B
$1.96M 0.07%
39,045
-6,922
-15% -$348K
FE icon
304
FirstEnergy
FE
$28.9B
$1.95M 0.06%
48,720
-304
-0.6% -$12.3K
QYLD icon
305
Global X NASDAQ-100 Covered Call ETF
QYLD
$7.97B
$1.94M 0.06%
113,388
+15,199
+15% +$253K
SDVY icon
306
First Trust SMID Cap Rising Dividend Achievers ETF
SDVY
$11.4B
$1.94M 0.06%
72,884
-49,039
-40% -$1.36M
FSTA icon
307
Fidelity MSCI Consumer Staples Index ETF
FSTA
$1.4B
$1.94M 0.06%
42,992
-4,559
-10% -$202K
QQQM icon
308
Invesco NASDAQ 100 ETF
QQQM
$95.1B
$1.94M 0.06%
14,696
+11,276
+330% +$1.37M
VGT icon
309
Vanguard Information Technology ETF
VGT
$139B
$1.93M 0.06%
40,064
+1,224
+3% +$54.1K
IWO icon
310
iShares Russell 2000 Growth ETF
IWO
$14.5B
$1.92M 0.06%
8,482
-301
-3% -$68.9K
AWK icon
311
American Water Works
AWK
$26.3B
$1.91M 0.06%
13,020
-4,461
-26% -$661K
FEX icon
312
First Trust Large Cap Core AlphaDEX Fund
FEX
$1.58B
$1.9M 0.06%
23,618
-2,616
-10% -$215K
PSX icon
313
Phillips 66
PSX
$82.9B
$1.9M 0.06%
18,703
+3
+0% +$305
VV icon
314
Vanguard Large-Cap ETF
VV
$51.9B
$1.89M 0.06%
10,117
+1,815
+22% +$330K
SPLV icon
315
Invesco S&P 500 Low Volatility ETF
SPLV
$7.2B
$1.89M 0.06%
30,255
-27,654
-48% -$1.73M
KRE icon
316
State Street SPDR S&P Regional Banking ETF
KRE
$4.86B
$1.87M 0.06%
42,744
+29,367
+220% +$1.67M
SHW icon
317
Sherwin-Williams
SHW
$78.3B
$1.86M 0.06%
8,295
+660
+9% +$151K
ACN icon
318
Accenture
ACN
$89.9B
$1.85M 0.06%
6,476
-19
-0.3% -$5.18K
ZTS icon
319
Zoetis
ZTS
$31.6B
$1.85M 0.06%
11,115
+25
+0.2% +$4.1K
VIGI icon
320
Vanguard International Dividend Appreciation ETF
VIGI
$8.89B
$1.84M 0.06%
24,998
+16,671
+200% +$1.21M
SGOL icon
321
abrdn Physical Gold Shares ETF
SGOL
$6.92B
$1.84M 0.06%
97,584
+4,963
+5% +$89.9K
CCI icon
322
Crown Castle
CCI
$32.7B
$1.83M 0.06%
13,708
+234
+2% +$32.3K
MGK icon
323
Vanguard Mega Cap Growth ETF
MGK
$31.9B
$1.83M 0.06%
44,840
-620
-1% -$23.5K
EFG icon
324
iShares MSCI EAFE Growth ETF
EFG
$16.3B
$1.82M 0.06%
19,428
+2,260
+13% +$203K
AXP icon
325
American Express
AXP
$223B
$1.81M 0.06%
10,981
-193
-2% -$32K
11 12
13
14 15

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SCM
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BPS
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VPC
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WWA
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Sigma Planning Corp's Q1 2023 Portfolio in Review

As of Q1 2023, Sigma Planning Corp held 1,384 positions worth $3.01B, up 7.6% from $2.8B the previous quarter. Its ten largest holdings account for 20% of the portfolio.

Sigma Planning Corp's Q1 2023 filing shows 123 new, 566 increased, 572 reduced and 89 closed positions. Its largest new stake was iShares 0-3 Month Treasury Bond ETF: 74,585 shares worth $7.5M. The largest sale was iShares TIPS Bond ETF, an estimated $5.92M.

By sector, the portfolio is most concentrated in Technology at 10% of assets, up from 9% a quarter earlier, followed by Healthcare and Consumer Discretionary.

  • Sigma Planning Corp's largest Q1 2023 buy was iShares 0-3 Month Treasury Bond ETF: 74,585 shares worth $7.5M.
  • Sigma Planning Corp added most to iShares 1-5 Year Investment Grade Corporate Bond ETF in Q1 2023, an estimated $12.2M increase.
  • Sigma Planning Corp's biggest Q1 2023 reduction was iShares TIPS Bond ETF, cutting an estimated $5.92M.
  • Sigma Planning Corp fully exited FT Vest US Equity Deep Buffer ETF March in Q1 2023, selling an estimated $4.35M.
  • Sigma Planning Corp's ten largest holdings make up 20% of its $3.01B portfolio in Q1 2023.
  • Sigma Planning Corp opened 123 new positions and closed 89 in Q1 2023.
  • Sigma Planning Corp's portfolio value rose 7.6% quarter-over-quarter to $3.01B.

Based on Sigma Planning Corp's 13F filing for Q1 2023, filed 8 May 2023.