We are live on
!
Find out more
SPC
Sigma Planning Corp Portfolio holdings
AUM
$3.6B
1-Year Est. Return
24.57%
This Fund
S&P 500
This Quarter
Est. Return
+7.79%
1 Year Est. Return
+24.57%
3 Year Est. Return
+69.88%
5 Year Est. Return
+82.98%
10 Year Est. Return
+301.75%
AUM
$2.8B
AUM Growth
+$174M
(+6.6%)
Cap. Flow
+$10.8M
Cap. Flow
% of AUM
0.38%
Top 10 Holdings %
Top 10 Hldgs %
18.84%
Holding
1,367
New
106
Increased
504
Reduced
608
Closed
106
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
JPMorgan Ultra-Short Income ETF
JPST
|
+$13M |
| 2 |
JPMorgan Equity Premium Income ETF
JEPI
|
+$12.7M |
| 3 |
First Trust Morningstar Dividend Leaders Index Fund
FDL
|
+$11M |
| 4 |
Northrop Grumman
NOC
|
+$5.33M |
| 5 |
FT Vest US Equity Deep Buffer ETF December
DDEC
|
+$5.05M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
First Trust Value Line Dividend Fund
FVD
|
+$9.27M |
| 2 |
JPMorgan US Value Factor ETF
JVAL
|
+$8.95M |
| 3 |
BSCM
Invesco BulletShares 2022 Corporate Bond ETF
BSCM
|
+$8.18M |
| 4 |
Apple
AAPL
|
+$4.58M |
| 5 |
VictoryShares US 500 Enhanced Volatility Wtd ETF
CFO
|
+$3.39M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 8.95% |
| 2 | Healthcare | 5.48% |
| 3 | Financials | 4.46% |
| 4 | Consumer Discretionary | 4.03% |
| 5 | Industrials | 3.92% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
301
ProShares Russell 2000 Dividend Growers ETF
SMDV
$699M
| $1.83M | 0.07% |
29,772
+60
| +0.2% | +$3.7K |
|
302
McKesson
MCK
$98.5B
| $1.82M | 0.06% |
4,842
+3,417
| +240% | +$1.27M |
|
303
Sherwin-Williams
SHW
$78.3B
| $1.81M | 0.06% |
7,635
-387
| -5% | -$89.5K |
|
304
iShares 0-5 Year High Yield Corporate Bond ETF
SHYG
$7.57B
| $1.81M | 0.06% |
44,234
+8,125
| +23% | +$332K |
|
305
First Trust Nasdaq-100 Select Equal Weight ETF
QQEW
$1.71B
| $1.79M | 0.06% |
20,200
-252
| -1% | -$22.5K |
|
306
Quest Diagnostics
DGX
$25.1B
| $1.79M | 0.06% |
11,461
-147
| -1% | -$21.1K |
|
307
Paychex
PAYX
$40.4B
| $1.79M | 0.06% |
15,507
+311
| +2% | +$36.4K |
|
|
IBTE
308
DELISTED
iShares iBonds Dec 2024 Term Treasury ETF
IBTE
| $1.79M | 0.06% |
75,135
+52,295
| +229% | +$1.25M |
|
309
General Dynamics
GD
$105B
| $1.77M | 0.06% |
7,130
-440
| -6% | -$107K |
|
310
Medtronic
MDT
$107B
| $1.77M | 0.06% |
22,756
-1,936
| -8% | -$157K |
|
311
First Trust Exchange-Traded Fund IV First Trust Tactical High Yield ETF
HYLS
$1.61B
| $1.77M | 0.06% |
45,344
-20,302
| -31% | -$799K |
|
312
Sunoco
SUN
$14.2B
| $1.74M | 0.06% |
40,435
+69
| +0.2% | +$2.91K |
|
313
T. Rowe Price
TROW
$25B
| $1.74M | 0.06% |
15,979
+722
| +5% | +$81.7K |
|
314
CSX Corp
CSX
$98.6B
| $1.74M | 0.06% |
56,142
+7,351
| +15% | +$221K |
|
315
iShares MSCI EAFE Value ETF
EFV
$27.6B
| $1.74M | 0.06% |
37,899
+1,549
| +4% | +$67.2K |
|
316
Accenture
ACN
$89.9B
| $1.73M | 0.06% |
6,495
-115
| -2% | -$31.8K |
|
317
SLB Ltd
SLB
$77.8B
| $1.73M | 0.06% |
32,351
+12,046
| +59% | +$600K |
|
318
iShares Short Maturity Bond ETF
NEAR
$4.8B
| $1.72M | 0.06% |
34,884
+10,541
| +43% | +$518K |
|
|
PXD
319
DELISTED
Pioneer Natural Resource Co.
PXD
| $1.71M | 0.06% |
7,476
+1,221
| +20% | +$297K |
|
320
First Trust North American Energy Infrastructure Fund
EMLP
$4.18B
| $1.71M | 0.06% |
63,973
-47,749
| -43% | -$1.27M |
|
321
Huntington Bancshares
HBAN
$35.1B
| $1.71M | 0.06% |
121,008
-4,682
| -4% | -$67.8K |
|
322
iShares 0-1 Year Treasury Bond ETF
SHV
$20.7B
| $1.71M | 0.06% |
15,513
+5,865
| +61% | +$645K |
|
323
Illinois Tool Works
ITW
$81.4B
| $1.7M | 0.06% |
7,698
-41
| -0.5% | -$8.73K |
|
324
iShares Biotechnology ETF
IBB
$9.31B
| $1.69M | 0.06% |
12,889
+2,436
| +23% | +$315K |
|
325
BlackRock Short Maturity Municipal Bond ETF
MEAR
$1.36B
| $1.68M | 0.06% |
33,802
+10
| +0% | +$497 |
|
Similar funds
U
SL
WB
SCM
BPS
VPC
ACM
WWA
Sigma Planning Corp's Q4 2022 Portfolio in Review
As of Q4 2022, Sigma Planning Corp held 1,367 positions worth $2.8B, up 6.6% from $2.62B the previous quarter. Its ten largest holdings account for 19% of the portfolio.
Sigma Planning Corp's Q4 2022 filing shows 106 new, 504 increased, 608 reduced and 106 closed positions. Its largest new stake was FT Vest US Equity Deep Buffer ETF December: 166,118 shares worth $5.08M. The largest sale was First Trust Value Line Dividend Fund, an estimated $9.27M.
By sector, the portfolio is most concentrated in Technology at 9% of assets, down from 9.9% a quarter earlier, followed by Healthcare and Financials.
- Sigma Planning Corp's largest Q4 2022 buy was FT Vest US Equity Deep Buffer ETF December: 166,118 shares worth $5.08M.
- Sigma Planning Corp added most to JPMorgan Ultra-Short Income ETF in Q4 2022, an estimated $13M increase.
- Sigma Planning Corp's biggest Q4 2022 reduction was First Trust Value Line Dividend Fund, cutting an estimated $9.27M.
- Sigma Planning Corp fully exited Invesco BulletShares 2022 Corporate Bond ETF in Q4 2022, selling an estimated $8.18M.
- Sigma Planning Corp's ten largest holdings make up 19% of its $2.8B portfolio in Q4 2022.
- Sigma Planning Corp opened 106 new positions and closed 106 in Q4 2022.
- Sigma Planning Corp's portfolio value rose 6.6% quarter-over-quarter to $2.8B.
Based on Sigma Planning Corp's 13F filing for Q4 2022, filed 24 Jan 2023.