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SPC

Sigma Planning Corp Portfolio holdings

AUM $3.97B
1-Year Est. Return 32.34%
This Fund
S&P 500
This Quarter Est. Return
+6.51%
1 Year Est. Return
+32.34%
3 Year Est. Return
+87.34%
5 Year Est. Return
+99.61%
10 Year Est. Return
+350.72%
AUM
$3.13B
AUM Growth
+$190M
Cap. Flow
+$107M
Cap. Flow %
3.41%
Top 10 Hldgs %
18.65%
Holding
1,432
New
237
Increased
632
Reduced
426
Closed
107

Top Buys

Rank Stock Value
1
PTBD icon
Pacer Trendpilot US Bond ETF
PTBD
+$13M
2
RSP icon
Invesco S&P 500 Equal Weight ETF
RSP
+$9.73M
3
TPR icon
Tapestry
TPR
+$8.3M
4
IJJ icon
iShares S&P Mid-Cap 400 Value ETF
IJJ
+$8.22M
5
FEX icon
First Trust Large Cap Core AlphaDEX Fund
FEX
+$7.78M

Top Sells

Rank Stock Value
1
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$21.7M
2
QQQ icon
Invesco QQQ Trust
QQQ
+$17.1M
3
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$13.5M
4
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$12.2M
5
GLD icon
SPDR Gold Trust
GLD
+$9.82M

Sector Composition

Rank Sector Weight
1 Miscellaneous 57.87%
2 Technology 10.14%
3 Consumer Discretionary 6.28%
4 Financials 4.83%
5 Healthcare 4.66%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IGOV icon
301
iShares International Treasury Bond ETF
IGOV
$1.53B
$2.09M 0.07%
40,169
+2,725
+7% +$147K
GE icon
302
GE Aerospace
GE
$328B
$2.08M 0.07%
31,819
-1,213
-4% -$73.5K
AMT icon
303
American Tower
AMT
$81.8B
$2.07M 0.07%
8,671
-2,086
-19% -$465K
ILMN icon
304
Illumina
ILMN
$36.5B
$2.07M 0.07%
5,549
-165
-3% -$67.3K
CME icon
305
CME Group
CME
$97.3B
$2.07M 0.07%
10,115
-230
-2% -$45.3K
IGIB icon
306
iShares 5-10 Year Investment Grade Corporate Bond ETF
IGIB
$18.6B
$2.07M 0.07%
34,883
+5,216
+18% +$316K
VXF icon
307
Vanguard Extended Market ETF
VXF
$30.8B
$2.05M 0.07%
11,581
+3,722
+47% +$661K
XMMO icon
308
Invesco S&P MidCap Momentum ETF
XMMO
$7.04B
$2.04M 0.07%
24,301
+5,775
+31% +$480K
ESGE icon
309
iShares ESG Aware MSCI EM ETF
ESGE
$6.92B
$2.04M 0.07%
46,996
-452
-1% -$20.1K
FSLY icon
310
Fastly Inc
FSLY
$4.01B
$2.01M 0.06%
29,882
+2,325
+8% +$200K
CG icon
311
Carlyle Group
CG
$14.4B
$2M 0.06%
54,535
-8,368
-13% -$293K
DFEB icon
312
FT Vest US Equity Deep Buffer ETF February
DFEB
$446M
$1.99M 0.06%
60,068
+52,552
+699% +$1.72M
FBT icon
313
First Trust NYSE Arca Biotechnology Index Fund
FBT
$2.93B
$1.99M 0.06%
12,420
+4,575
+58% +$783K
VPU
314
Vanguard Utilities ETF
VPU
$8.03B
$1.98M 0.06%
14,092
-315
-2% -$42.9K
APTO
315
DELISTED
Aptose Biosciences, Inc.
APTO
$1.95M 0.06%
725
+80
+12% +$159K
MGC icon
316
Vanguard Morningstar Mega Cap ETF
MGC
$10.3B
$1.94M 0.06%
13,861
+2,069
+18% +$284K
ACN icon
317
Accenture
ACN
$116B
$1.94M 0.06%
7,023
+383
+6% +$99K
SWKS icon
318
Skyworks Solutions
SWKS
$13.4B
$1.94M 0.06%
10,544
+2,912
+38% +$506K
ADP icon
319
Automatic Data Processing
ADP
$108B
$1.93M 0.06%
10,215
+730
+8% +$127K
NSC icon
320
Norfolk Southern
NSC
$71.1B
$1.92M 0.06%
7,146
+185
+3% +$46.9K
CCI icon
321
Crown Castle
CCI
$31.2B
$1.92M 0.06%
11,131
+2,096
+23% +$336K
GDX icon
322
VanEck Gold Miners ETF
GDX
$28.8B
$1.92M 0.06%
58,964
-10,472
-15% -$357K
BIDU icon
323
Baidu
BIDU
$30.6B
$1.91M 0.06%
8,797
+1,648
+23% +$430K
GSY icon
324
Invesco Ultra Short Duration ETF
GSY
$3.93B
$1.9M 0.06%
37,654
+26,725
+245% +$1.35M
ARKF icon
325
ARK Blockchain & Fintech Innovation ETF
ARKF
$789M
$1.89M 0.06%
36,981
+16,867
+84% +$919K
11 12
13
14 15

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Sigma Planning Corp's Q1 2021 Portfolio in Review

As of Q1 2021, Sigma Planning Corp held 1,432 positions worth $3.13B, up 6.5% from $2.94B the previous quarter. Its ten largest holdings account for 19% of the portfolio.

Sigma Planning Corp deployed $107M of net new capital in Q1 2021, opening 237 new positions and adding to 632 existing holdings. Its largest new stake was Tapestry: 215,385 shares worth $8.88M.

By sector, the portfolio is most concentrated in Miscellaneous at 58% of assets, down from 58% a quarter earlier, followed by Technology and Consumer Discretionary.

On the sell side, the largest reduction was iShares 7-10 Year Treasury Bond ETF, an estimated $21.7M trimmed.

  • Sigma Planning Corp's largest Q1 2021 buy was Tapestry: 215,385 shares worth $8.88M.
  • Sigma Planning Corp added most to Pacer Trendpilot US Bond ETF in Q1 2021, an estimated $13M increase.
  • Sigma Planning Corp's biggest Q1 2021 reduction was iShares 7-10 Year Treasury Bond ETF, cutting an estimated $21.7M.
  • Sigma Planning Corp fully exited Invesco CurrencyShares Japanese Yen Trust in Q1 2021, selling an estimated $8.35M.
  • Sigma Planning Corp's ten largest holdings make up 19% of its $3.13B portfolio in Q1 2021.
  • Sigma Planning Corp opened 237 new positions and closed 107 in Q1 2021.
  • Sigma Planning Corp's portfolio value rose 6.5% quarter-over-quarter to $3.13B.

Based on Sigma Planning Corp's 13F filing for Q1 2021, filed 6 May 2021.