We are live on ! Find out more
SPC

Sigma Planning Corp Portfolio holdings

AUM $3.6B
1-Year Est. Return 24.57%
This Fund
S&P 500
This Quarter Est. Return
+6.51%
1 Year Est. Return
+24.57%
3 Year Est. Return
+69.88%
5 Year Est. Return
+82.98%
10 Year Est. Return
+301.75%
AUM
$3.13B
AUM Growth
+$190M
Cap. Flow
+$76.3M
Cap. Flow %
2.44%
Top 10 Hldgs %
18.65%
Holding
1,432
New
237
Increased
632
Reduced
426
Closed
107

Top Buys

Rank Stock Value
1
PTBD icon
Pacer Trendpilot US Bond ETF
PTBD
+$13M
2
RSP icon
Invesco S&P 500 Equal Weight ETF
RSP
+$9.73M
3
TPR icon
Tapestry
TPR
+$8.3M
4
IJJ icon
iShares S&P Mid-Cap 400 Value ETF
IJJ
+$8.22M
5
FEX icon
First Trust Large Cap Core AlphaDEX Fund
FEX
+$7.78M

Top Sells

Rank Stock Value
1
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$21.7M
2
QQQ icon
Invesco QQQ Trust
QQQ
+$17.1M
3
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$13.5M
4
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$12.2M
5
GLD icon
SPDR Gold Trust
GLD
+$9.82M

Sector Composition

Rank Sector Weight
1 Technology 10.1%
2 Consumer Discretionary 6.28%
3 Financials 4.79%
4 Healthcare 4.54%
5 Communication Services 4.35%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IGOV icon
301
iShares International Treasury Bond ETF
IGOV
$1.34B
$2.09M 0.07%
40,169
+2,725
+7% +$147K
GE icon
302
GE Aerospace
GE
$367B
$2.08M 0.07%
31,819
-1,213
-4% -$73.5K
AMT icon
303
American Tower
AMT
$77.7B
$2.07M 0.07%
8,671
-2,086
-19% -$465K
ILMN icon
304
Illumina
ILMN
$29.4B
$2.07M 0.07%
5,549
-165
-3% -$67.3K
CME icon
305
CME Group
CME
$92.2B
$2.07M 0.07%
10,115
-230
-2% -$45.3K
IGIB icon
306
iShares 5-10 Year Investment Grade Corporate Bond ETF
IGIB
$18.3B
$2.07M 0.07%
34,883
+5,216
+18% +$316K
VXF icon
307
Vanguard Extended Market ETF
VXF
$30.3B
$2.05M 0.07%
11,581
+3,722
+47% +$661K
XMMO icon
308
Invesco S&P MidCap Momentum ETF
XMMO
$7.39B
$2.04M 0.07%
24,301
+5,775
+31% +$480K
ESGE icon
309
iShares ESG Aware MSCI EM ETF
ESGE
$6.51B
$2.04M 0.07%
46,996
-452
-1% -$20.1K
FSLY icon
310
Fastly Inc
FSLY
$3.17B
$2.01M 0.06%
29,882
+2,325
+8% +$200K
CG icon
311
Carlyle Group
CG
$16.3B
$2M 0.06%
54,535
-8,368
-13% -$293K
DFEB icon
312
FT Vest US Equity Deep Buffer ETF February
DFEB
$458M
$1.99M 0.06%
60,068
+52,552
+699% +$1.72M
FBT icon
313
First Trust NYSE Arca Biotechnology Index Fund
FBT
$2.8B
$1.99M 0.06%
12,420
+4,575
+58% +$783K
VPU
314
Vanguard Utilities ETF
VPU
$8.83B
$1.98M 0.06%
14,092
-315
-2% -$42.9K
APTO
315
DELISTED
Aptose Biosciences, Inc.
APTO
$1.95M 0.06%
725
+80
+12% +$159K
MGC icon
316
Vanguard Mega Cap 300 Index ETF
MGC
$9.87B
$1.94M 0.06%
13,861
+2,069
+18% +$284K
ACN icon
317
Accenture
ACN
$89.9B
$1.94M 0.06%
7,023
+383
+6% +$99K
SWKS icon
318
Skyworks Solutions
SWKS
$9.06B
$1.94M 0.06%
10,544
+2,912
+38% +$506K
ADP icon
319
Automatic Data Processing
ADP
$100B
$1.93M 0.06%
10,215
+730
+8% +$127K
NSC icon
320
Norfolk Southern
NSC
$78.8B
$1.92M 0.06%
7,146
+185
+3% +$46.9K
CCI icon
321
Crown Castle
CCI
$32.7B
$1.92M 0.06%
11,131
+2,096
+23% +$336K
GDX icon
322
VanEck Gold Miners ETF
GDX
$23B
$1.92M 0.06%
58,964
-10,472
-15% -$357K
BIDU icon
323
Baidu
BIDU
$35.8B
$1.91M 0.06%
8,797
+1,648
+23% +$430K
GSY icon
324
Invesco Ultra Short Duration ETF
GSY
$3.82B
$1.9M 0.06%
37,654
+26,725
+245% +$1.35M
ARKF icon
325
ARK Blockchain & Fintech Innovation ETF
ARKF
$718M
$1.89M 0.06%
36,981
+16,867
+84% +$919K
11 12
13
14 15

Similar funds

U
Uber San Francisco, California $3.6B AUM 19.81% 1-Year Est. Return
SL
Siren LLC Greenwich, Connecticut $3.61B AUM 203.3% 1-Year Est. Return
WB
WesBanco Bank Wheeling, West Virginia $3.61B AUM 24.09% 1-Year Est. Return
SCM
Saba Capital Management New York $3.62B AUM 13% 1-Year Est. Return
BPS
BNDES Participacoes SA Rio De Janeiro, Brazil $3.58B AUM
VPC
Vestal Point Capital New York $3.58B AUM 189.12% 1-Year Est. Return
ACM
Advent Capital Management New York $3.63B AUM 0.29% 1-Year Est. Return
WWA
WCG Wealth Advisors Las Vegas, Nevada $3.57B AUM 18.63% 1-Year Est. Return

Sigma Planning Corp's Q1 2021 Portfolio in Review

As of Q1 2021, Sigma Planning Corp held 1,432 positions worth $3.13B, up 6.5% from $2.94B the previous quarter. Its ten largest holdings account for 19% of the portfolio.

Sigma Planning Corp's Q1 2021 filing shows 237 new, 632 increased, 426 reduced and 107 closed positions. Its largest new stake was Tapestry: 215,385 shares worth $8.88M. The largest sale was iShares 7-10 Year Treasury Bond ETF, an estimated $21.7M.

By sector, the portfolio is most concentrated in Technology at 10% of assets, down from 11% a quarter earlier, followed by Consumer Discretionary and Financials.

  • Sigma Planning Corp's largest Q1 2021 buy was Tapestry: 215,385 shares worth $8.88M.
  • Sigma Planning Corp added most to Pacer Trendpilot US Bond ETF in Q1 2021, an estimated $13M increase.
  • Sigma Planning Corp's biggest Q1 2021 reduction was iShares 7-10 Year Treasury Bond ETF, cutting an estimated $21.7M.
  • Sigma Planning Corp fully exited Invesco CurrencyShares Japanese Yen Trust in Q1 2021, selling an estimated $8.35M.
  • Sigma Planning Corp's ten largest holdings make up 19% of its $3.13B portfolio in Q1 2021.
  • Sigma Planning Corp opened 237 new positions and closed 107 in Q1 2021.
  • Sigma Planning Corp's portfolio value rose 6.5% quarter-over-quarter to $3.13B.

Based on Sigma Planning Corp's 13F filing for Q1 2021, filed 6 May 2021.