We are live on ! Find out more
SPC

Sigma Planning Corp Portfolio holdings

AUM $3.6B
1-Year Est. Return 24.57%
This Fund
S&P 500
This Quarter Est. Return
+3.67%
1 Year Est. Return
+24.57%
3 Year Est. Return
+69.88%
5 Year Est. Return
+82.98%
10 Year Est. Return
+301.75%
AUM
$1.94B
AUM Growth
+$180M
Cap. Flow
+$124M
Cap. Flow %
6.4%
Top 10 Hldgs %
20.35%
Holding
1,072
New
132
Increased
502
Reduced
333
Closed
83

Top Buys

Rank Stock Value
1
SPLV icon
Invesco S&P 500 Low Volatility ETF
SPLV
+$9.07M
2
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$8.35M
3
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$6.68M
4
IVW icon
iShares S&P 500 Growth ETF
IVW
+$5.71M
5
QQQ icon
Invesco QQQ Trust
QQQ
+$5.32M

Top Sells

Rank Stock Value
1
SOXX icon
iShares Semiconductor ETF
SOXX
+$5.42M
2
IVE icon
iShares S&P 500 Value ETF
IVE
+$5.17M
3
IJH icon
iShares Core S&P Mid-Cap ETF
IJH
+$5.16M
4
IJJ icon
iShares S&P Mid-Cap 400 Value ETF
IJJ
+$3.41M
5
GOOGL icon
Alphabet (Google) Class A
GOOGL
+$3.03M

Sector Composition

Rank Sector Weight
1 Technology 7.37%
2 Financials 4.66%
3 Healthcare 4.23%
4 Consumer Discretionary 4.19%
5 Industrials 4.11%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BND icon
301
Vanguard Total Bond Market
BND
$157B
$1.27M 0.07%
15,265
+2,249
+17% +$183K
CHI
302
Calamos Convertible Opportunities and Income Fund
CHI
$1.02B
$1.27M 0.07%
120,497
+49,622
+70% +$516K
LUMN icon
303
Lumen
LUMN
$6.53B
$1.26M 0.06%
107,061
+8,289
+8% +$93.3K
TMO icon
304
Thermo Fisher Scientific
TMO
$211B
$1.25M 0.06%
4,261
-190
-4% -$52.3K
MU icon
305
Micron Technology
MU
$1.04T
$1.25M 0.06%
32,391
+2,803
+9% +$107K
DLR icon
306
Digital Realty Trust
DLR
$73.7B
$1.24M 0.06%
10,552
+420
+4% +$50K
TWLO icon
307
Twilio
TWLO
$29.1B
$1.24M 0.06%
9,118
+1,859
+26% +$248K
SHW icon
308
Sherwin-Williams
SHW
$78.3B
$1.24M 0.06%
8,118
-1,770
-18% -$265K
B
309
Barrick Mining
B
$62.2B
$1.22M 0.06%
77,478
+66,183
+586% +$878K
IEI icon
310
iShares 3-7 Year Treasury Bond ETF
IEI
$18.1B
$1.22M 0.06%
9,703
-54
-0.6% -$6.68K
XLRE icon
311
State Street Real Estate Select Sector SPDR ETF
XLRE
$8.69B
$1.21M 0.06%
32,865
+8,210
+33% +$300K
GLW icon
312
Corning
GLW
$126B
$1.18M 0.06%
35,605
+5,131
+17% +$165K
DHR icon
313
Danaher
DHR
$135B
$1.18M 0.06%
9,277
+1,510
+19% +$179K
OKE icon
314
Oneok
OKE
$58.7B
$1.17M 0.06%
16,995
+1,142
+7% +$77K
SCHV
315
Schwab US Large-Cap Value ETF
SCHV
$15.8B
$1.15M 0.06%
61,524
+3,195
+5% +$59.1K
KBA icon
316
KraneShares Bosera MSCI China A 50 Connect Index ETF
KBA
$150M
$1.15M 0.06%
37,087
+674
+2% +$20.8K
FSTA icon
317
Fidelity MSCI Consumer Staples Index ETF
FSTA
$1.4B
$1.14M 0.06%
32,870
-8,892
-21% -$305K
LUV icon
318
Southwest Airlines
LUV
$22.1B
$1.14M 0.06%
22,469
-5,003
-18% -$259K
AFL icon
319
Aflac
AFL
$63.9B
$1.13M 0.06%
20,592
+2,449
+13% +$126K
EA icon
320
Electronic Arts
EA
$52.4B
$1.13M 0.06%
11,146
+6,740
+153% +$642K
NSC icon
321
Norfolk Southern
NSC
$78.8B
$1.12M 0.06%
5,641
+126
+2% +$25K
PAYX icon
322
Paychex
PAYX
$40.4B
$1.12M 0.06%
13,653
+621
+5% +$52.4K
BIP icon
323
Brookfield Infrastructure Partners
BIP
$18.8B
$1.11M 0.06%
43,599
+1,663
+4% +$41.4K
EPD icon
324
Enterprise Products Partners
EPD
$83.8B
$1.11M 0.06%
38,308
-822
-2% -$23.7K
SHOP icon
325
Shopify
SHOP
$148B
$1.1M 0.06%
36,740
+5,940
+19% +$155K
11 12
13
14 15

Similar funds

U
Uber San Francisco, California $3.6B AUM 19.81% 1-Year Est. Return
SL
Siren LLC Greenwich, Connecticut $3.61B AUM 203.3% 1-Year Est. Return
WB
WesBanco Bank Wheeling, West Virginia $3.61B AUM 24.09% 1-Year Est. Return
SCM
Saba Capital Management New York $3.62B AUM 13% 1-Year Est. Return
BPS
BNDES Participacoes SA Rio De Janeiro, Brazil $3.58B AUM
VPC
Vestal Point Capital New York $3.58B AUM 189.12% 1-Year Est. Return
ACM
Advent Capital Management New York $3.63B AUM 0.29% 1-Year Est. Return
WWA
WCG Wealth Advisors Las Vegas, Nevada $3.57B AUM 18.63% 1-Year Est. Return

Sigma Planning Corp's Q2 2019 Portfolio in Review

As of Q2 2019, Sigma Planning Corp held 1,072 positions worth $1.94B, up 10% from $1.76B the previous quarter. Its ten largest holdings account for 20% of the portfolio.

Sigma Planning Corp deployed $124M of net new capital in Q2 2019, opening 132 new positions and adding to 502 existing holdings. Its largest new stake was First Trust Small Cap Growth AlphaDEX Fund: 46,020 shares worth $2.14M.

By sector, the portfolio is most concentrated in Technology at 7.4% of assets, up from 7% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was iShares S&P 500 Value ETF, an estimated $5.17M trimmed.

  • Sigma Planning Corp's largest Q2 2019 buy was First Trust Small Cap Growth AlphaDEX Fund: 46,020 shares worth $2.14M.
  • Sigma Planning Corp added most to Invesco S&P 500 Low Volatility ETF in Q2 2019, an estimated $9.07M increase.
  • Sigma Planning Corp's biggest Q2 2019 reduction was iShares S&P 500 Value ETF, cutting an estimated $5.17M.
  • Sigma Planning Corp fully exited iShares Semiconductor ETF in Q2 2019, selling an estimated $5.42M.
  • Sigma Planning Corp's ten largest holdings make up 20% of its $1.94B portfolio in Q2 2019.
  • Sigma Planning Corp opened 132 new positions and closed 83 in Q2 2019.
  • Sigma Planning Corp's portfolio value rose 10% quarter-over-quarter to $1.94B.

Based on Sigma Planning Corp's 13F filing for Q2 2019, filed 1 Aug 2019.