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SPC

Sigma Planning Corp Portfolio holdings

AUM $3.6B
1-Year Est. Return 24.57%
This Fund
S&P 500
This Quarter Est. Return
+6.68%
1 Year Est. Return
+24.57%
3 Year Est. Return
+69.88%
5 Year Est. Return
+82.98%
10 Year Est. Return
+301.75%
AUM
$1.7B
AUM Growth
+$207M
Cap. Flow
+$124M
Cap. Flow %
7.28%
Top 10 Hldgs %
21.61%
Holding
1,032
New
130
Increased
445
Reduced
351
Closed
84

Top Buys

Rank Stock Value
1
AAPL icon
Apple
AAPL
+$14M
2
SSO icon
ProShares Ultra S&P500
SSO
+$9.41M
3
PFF icon
iShares Preferred and Income Securities ETF
PFF
+$7.5M
4
IJR icon
iShares Core S&P Small-Cap ETF
IJR
+$7.44M
5
AMZN icon
Amazon
AMZN
+$6.37M

Top Sells

Rank Stock Value
1
DIA icon
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
+$7.04M
2
USO icon
United States Oil Fund
USO
+$4.36M
3
IJK icon
iShares S&P Mid-Cap 400 Growth ETF
IJK
+$4.28M
4
IEMG icon
iShares Core MSCI Emerging Markets ETF
IEMG
+$3.74M
5
CPRT icon
Copart
CPRT
+$3.33M

Sector Composition

Rank Sector Weight
1 Technology 8.09%
2 Financials 4.85%
3 Healthcare 4.83%
4 Consumer Discretionary 4.56%
5 Industrials 4.1%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AOM icon
301
iShares Core Moderate Allocation ETF
AOM
$1.76B
$1M 0.06%
26,379
+1,628
+7% +$61.4K
BSCK
302
DELISTED
Invesco BulletShares 2020 Corporate Bond ETF
BSCK
$1M 0.06%
47,425
+1,260
+3% +$26.5K
VGK icon
303
Vanguard FTSE Europe ETF
VGK
$30B
$996K 0.06%
17,719
-527
-3% -$29.9K
RVT icon
304
Royce Value Trust
RVT
$2.21B
$992K 0.06%
60,682
+1,234
+2% +$20K
BIP icon
305
Brookfield Infrastructure Partners
BIP
$18.8B
$981K 0.06%
41,321
-3,750
-8% -$89.2K
CIK
306
Credit Suisse Asset Management Income Fund
CIK
$133M
$978K 0.06%
308,502
-141,033
-31% -$444K
IYY icon
307
iShares Dow Jones US ETF
IYY
$2.92B
$977K 0.06%
13,424
+802
+6% +$57.3K
CWB icon
308
State Street SPDR Bloomberg Convertible Securities ETF
CWB
$5.64B
$975K 0.06%
18,066
-34,965
-66% -$1.87M
SDOG icon
309
ALPS Sector Dividend Dogs ETF
SDOG
$1.41B
$954K 0.06%
20,808
+1,571
+8% +$71.9K
ITW icon
310
Illinois Tool Works
ITW
$81.4B
$951K 0.06%
6,735
+803
+14% +$113K
IWD icon
311
iShares Russell 1000 Value ETF
IWD
$82B
$935K 0.06%
7,382
-262
-3% -$32.9K
VOT icon
312
Vanguard Mid-Cap Growth ETF
VOT
$19B
$927K 0.05%
6,507
-856
-12% -$120K
PTLC icon
313
Pacer Trendpilot US Large Cap ETF
PTLC
$3.24B
$922K 0.05%
29,296
+3,210
+12% +$98.6K
BSCI
314
DELISTED
Invesco BulletShares 2018 Corporate Bond ETF
BSCI
$918K 0.05%
43,405
-1,277
-3% -$27K
FSK icon
315
FS KKR Capital
FSK
$2.98B
$916K 0.05%
32,469
-525
-2% -$16K
PAYX icon
316
Paychex
PAYX
$40.4B
$909K 0.05%
12,348
-2,969
-19% -$213K
RDS.A
317
DELISTED
Royal Dutch Shell PLC ADS Class A
RDS.A
$909K 0.05%
13,347
-196
-1% -$13.1K
FCOR icon
318
Fidelity Corporate Bond ETF
FCOR
$352M
$908K 0.05%
18,700
+2,947
+19% +$143K
STZ icon
319
Constellation Brands
STZ
$22.2B
$904K 0.05%
4,194
+149
+4% +$31.7K
AB icon
320
AllianceBernstein
AB
$3.47B
$897K 0.05%
29,464
+1,896
+7% +$56.6K
PSEC icon
321
Prospect Capital
PSEC
$1.06B
$890K 0.05%
121,474
+1,781
+1% +$12.6K
CMI icon
322
Cummins
CMI
$91.7B
$889K 0.05%
6,084
+1,048
+21% +$148K
AFL icon
323
Aflac
AFL
$63.9B
$880K 0.05%
18,705
+150
+0.8% +$6.87K
GS icon
324
Goldman Sachs
GS
$313B
$880K 0.05%
3,926
-678
-15% -$158K
RSPT icon
325
Invesco S&P 500 Equal Weight Technology ETF
RSPT
$5.38B
$876K 0.05%
+52,060
New +$862K
11 12
13
14 15

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Sigma Planning Corp's Q3 2018 Portfolio in Review

As of Q3 2018, Sigma Planning Corp held 1,032 positions worth $1.7B, up 14% from $1.49B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Sigma Planning Corp deployed $124M of net new capital in Q3 2018, opening 130 new positions and adding to 445 existing holdings. Its largest new stake was ProShares Ultra S&P500: 616,832 shares worth $9.83M.

By sector, the portfolio is most concentrated in Technology at 8.1% of assets, up from 6.9% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was State Street SPDR Dow Jones Industrial Average ETF Trust, an estimated $7.04M trimmed.

  • Sigma Planning Corp's largest Q3 2018 buy was ProShares Ultra S&P500: 616,832 shares worth $9.83M.
  • Sigma Planning Corp added most to Apple in Q3 2018, an estimated $14M increase.
  • Sigma Planning Corp's biggest Q3 2018 reduction was State Street SPDR Dow Jones Industrial Average ETF Trust, cutting an estimated $7.04M.
  • Sigma Planning Corp fully exited Copart in Q3 2018, selling an estimated $3.33M.
  • Sigma Planning Corp's ten largest holdings make up 22% of its $1.7B portfolio in Q3 2018.
  • Sigma Planning Corp opened 130 new positions and closed 84 in Q3 2018.
  • Sigma Planning Corp's portfolio value rose 14% quarter-over-quarter to $1.7B.

Based on Sigma Planning Corp's 13F filing for Q3 2018, filed 7 Nov 2018.