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SPC

Sigma Planning Corp Portfolio holdings

AUM $3.6B
1-Year Est. Return 24.57%
This Fund
S&P 500
This Quarter Est. Return
+4.45%
1 Year Est. Return
+24.57%
3 Year Est. Return
+69.88%
5 Year Est. Return
+82.98%
10 Year Est. Return
+301.75%
AUM
$767M
AUM Growth
+$35.5M
Cap. Flow
+$10.7M
Cap. Flow %
1.4%
Top 10 Hldgs %
17.73%
Holding
803
New
103
Increased
327
Reduced
251
Closed
107

Top Buys

Rank Stock Value
1
OEF icon
iShares S&P 100 ETF
OEF
+$7.46M
2
IJH icon
iShares Core S&P Mid-Cap ETF
IJH
+$6.41M
3
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$5.46M
4
FVC icon
First Trust Dorsey Wright Dynamic Focus 5 ETF
FVC
+$5.3M
5
FENY icon
Fidelity MSCI Energy Index ETF
FENY
+$3.58M

Top Sells

Rank Stock Value
1
IJK icon
iShares S&P Mid-Cap 400 Growth ETF
IJK
+$4.98M
2
FLOT icon
iShares Floating Rate Bond ETF
FLOT
+$3.63M
3
MBB icon
iShares MBS ETF
MBB
+$2.98M
4
IGOV icon
iShares International Treasury Bond ETF
IGOV
+$2.75M
5
PFF icon
iShares Preferred and Income Securities ETF
PFF
+$2.73M

Sector Composition

Rank Sector Weight
1 Consumer Staples 5.74%
2 Healthcare 4.86%
3 Technology 4.76%
4 Industrials 4.22%
5 Communication Services 4.1%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
NVS icon
301
Novartis
NVS
$295B
$540K 0.07%
7,304
+66
+0.9% +$4.56K
IEV icon
302
iShares Europe ETF
IEV
$1.63B
$539K 0.07%
14,270
-14,411
-50% -$566K
IYK icon
303
iShares US Consumer Staples ETF
IYK
$1.39B
$539K 0.07%
14,007
-22,626
-62% -$850K
BTI icon
304
British American Tobacco
BTI
$132B
$537K 0.07%
8,288
+180
+2% +$10.9K
BSCJ
305
DELISTED
Invesco BulletShares 2019 Corporate Bond ETF
BSCJ
$534K 0.07%
+24,941
New +$531K
VCIT icon
306
Vanguard Intermediate-Term Corporate Bond ETF
VCIT
$66.1B
$533K 0.07%
5,956
+3,398
+133% +$298K
SIL icon
307
Global X Silver Miners ETF NEW
SIL
$4.08B
$530K 0.07%
+12,227
New +$423K
BXMT icon
308
Blackstone Mortgage Trust
BXMT
$2.82B
$529K 0.07%
19,101
-473
-2% -$13.1K
VBF icon
309
Invesco Bond Fund
VBF
$168M
$526K 0.07%
27,831
-176
-0.6% -$3.28K
HAS icon
310
Hasbro
HAS
$12.6B
$525K 0.07%
6,253
+337
+6% +$28.5K
RPM icon
311
RPM International
RPM
$13.7B
$524K 0.07%
10,499
+578
+6% +$29K
AZN icon
312
AstraZeneca
AZN
$263B
$523K 0.07%
+8,654
New +$503K
HAL icon
313
Halliburton
HAL
$27.9B
$523K 0.07%
11,541
-1,001
-8% -$41.2K
IOC
314
DELISTED
Interoil Corporation
IOC
$517K 0.07%
11,485
-1,967
-15% -$72.4K
FEZ icon
315
State Street SPDR EURO STOXX 50 ETF
FEZ
$4.28B
$515K 0.07%
16,529
+14
+0.1% +$463
NYRT
316
DELISTED
New York REIT, Inc.
NYRT
$515K 0.07%
5,569
-945
-15% -$91.3K
TEVA icon
317
Teva Pharmaceuticals
TEVA
$35.9B
$513K 0.07%
+10,220
New +$544K
FEX icon
318
First Trust Large Cap Core AlphaDEX Fund
FEX
$1.58B
$512K 0.07%
11,360
-2,929
-20% -$131K
IMCG icon
319
iShares Morningstar Mid-Cap Growth ETF
IMCG
$3.89B
$511K 0.07%
19,668
-1,602
-8% -$41.2K
PHG icon
320
Philips
PHG
$25.4B
$507K 0.07%
27,445
+3,651
+15% +$70.6K
AEF
321
abrdn Emerging Markets Equity Income Fund
AEF
$348M
$505K 0.07%
80,853
-1,445
-2% -$8.85K
VDC icon
322
Vanguard Consumer Staples ETF
VDC
$7.86B
$504K 0.07%
3,572
+475
+15% +$64.6K
JPI
323
DELISTED
Nuveen Preferred Securities & Income Opportunities Fund
JPI
$503K 0.07%
+20,563
New +$485K
SHW icon
324
Sherwin-Williams
SHW
$78.3B
$502K 0.07%
5,121
+12
+0.2% +$1.17K
AGNC icon
325
AGNC Investment
AGNC
$12.3B
$501K 0.07%
25,265
-2,505
-9% -$47.3K
11 12
13
14 15

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Sigma Planning Corp's Q2 2016 Portfolio in Review

As of Q2 2016, Sigma Planning Corp held 803 positions worth $767M, up 4.9% from $732M the previous quarter. Its ten largest holdings account for 18% of the portfolio.

Sigma Planning Corp's Q2 2016 filing shows 103 new, 327 increased, 251 reduced and 107 closed positions. Its largest new stake was First Trust Dorsey Wright Dynamic Focus 5 ETF: 259,825 shares worth $5.4M. The largest sale was iShares S&P Mid-Cap 400 Growth ETF, an estimated $4.98M.

By sector, the portfolio is most concentrated in Consumer Staples at 5.7% of assets, down from 6.2% a quarter earlier, followed by Healthcare and Technology.

  • Sigma Planning Corp's largest Q2 2016 buy was First Trust Dorsey Wright Dynamic Focus 5 ETF: 259,825 shares worth $5.4M.
  • Sigma Planning Corp added most to iShares S&P 100 ETF in Q2 2016, an estimated $7.46M increase.
  • Sigma Planning Corp's biggest Q2 2016 reduction was iShares S&P Mid-Cap 400 Growth ETF, cutting an estimated $4.98M.
  • Sigma Planning Corp fully exited Chimera Investment in Q2 2016, selling an estimated $1.75M.
  • Sigma Planning Corp's ten largest holdings make up 18% of its $767M portfolio in Q2 2016.
  • Sigma Planning Corp opened 103 new positions and closed 107 in Q2 2016.
  • Sigma Planning Corp's portfolio value rose 4.9% quarter-over-quarter to $767M.

Based on Sigma Planning Corp's 13F filing for Q2 2016, filed 22 Jul 2016.