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SPC

Sigma Planning Corp Portfolio holdings

AUM $3.6B
1-Year Est. Return 24.57%
This Fund
S&P 500
This Quarter Est. Return
-6.12%
1 Year Est. Return
+24.57%
3 Year Est. Return
+69.88%
5 Year Est. Return
+82.98%
10 Year Est. Return
+301.75%
AUM
$631M
AUM Growth
-$93.2M
Cap. Flow
-$43.6M
Cap. Flow %
-6.91%
Top 10 Hldgs %
19.2%
Holding
790
New
84
Increased
251
Reduced
320
Closed
119

Top Buys

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$7.14M
2
GNL icon
Global Net Lease
GNL
+$3.09M
3
SDS icon
ProShares UltraShort S&P500
SDS
+$2.42M
4
VNQ icon
Vanguard Real Estate ETF
VNQ
+$2.23M
5
FV icon
First Trust Dorsey Wright Focus 5 ETF
FV
+$2.03M

Top Sells

Rank Stock Value
1
VQT
iPath S&P VEQTOR ETN
VQT
+$3.85M
2
AAPL icon
Apple
AAPL
+$3.73M
3
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$3.09M
4
IJR icon
iShares Core S&P Small-Cap ETF
IJR
+$2.84M
5
SDY icon
State Street SPDR S&P Dividend ETF
SDY
+$2.84M

Sector Composition

Rank Sector Weight
1 Healthcare 6.11%
2 Technology 5.58%
3 Consumer Staples 5.25%
4 Financials 4.57%
5 Industrials 4.52%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AXP icon
301
American Express
AXP
$223B
$489K 0.08%
6,593
-143
-2% -$11K
BIV icon
302
Vanguard Intermediate-Term Bond ETF
BIV
$28.8B
$488K 0.08%
5,751
-64
-1% -$5.39K
EEMV icon
303
iShares MSCI Emerging Markets Min Vol Factor ETF
EEMV
$3.45B
$482K 0.08%
9,672
+178
+2% +$9.41K
VBK icon
304
Vanguard Small-Cap Growth ETF
VBK
$23.2B
$481K 0.08%
4,087
+2,577
+171% +$333K
IIM icon
305
Invesco Value Municipal Income Trust
IIM
$583M
$480K 0.08%
31,073
+5,333
+21% +$81K
SPY icon
306
CALL
State Street SPDR S&P 500 ETF Trust
SPY
$778B
$479K 0.08%
+2,500
New +$507K
BTI icon
307
British American Tobacco
BTI
$132B
$477K 0.08%
8,668
+3,746
+76% +$208K
IYH icon
308
iShares US Healthcare ETF
IYH
$3.11B
$475K 0.08%
16,955
-21,965
-56% -$684K
GM icon
309
General Motors
GM
$74.7B
$474K 0.08%
15,773
-778
-5% -$23.8K
CSM icon
310
ProShares Large Cap Core Plus
CSM
$509M
$465K 0.07%
20,144
-2,794
-12% -$68.4K
SLB icon
311
SLB Ltd
SLB
$77.8B
$463K 0.07%
6,718
-551
-8% -$43.6K
VO icon
312
Vanguard Mid-Cap ETF
VO
$106B
$463K 0.07%
15,884
+6,012
+61% +$187K
FIT
313
DELISTED
Fitbit, Inc. Class A common stock
FIT
$463K 0.07%
+12,281
New +$501K
BKLN icon
314
Invesco Senior Loan ETF
BKLN
$7.1B
$460K 0.07%
19,949
-7,791
-28% -$183K
DBC icon
315
Invesco DB Commodity Index Tracking Fund
DBC
$1.73B
$460K 0.07%
30,363
-11,886
-28% -$187K
PPG icon
316
PPG Industries
PPG
$25.9B
$460K 0.07%
5,244
-524
-9% -$53.3K
ETP
317
DELISTED
Energy Transfer Partners L.p.
ETP
$460K 0.07%
11,191
-2,749
-20% -$133K
PCY icon
318
Invesco Emerging Markets Sovereign Debt ETF
PCY
$1.38B
$457K 0.07%
16,645
-348
-2% -$9.62K
XEL icon
319
Xcel Energy
XEL
$51B
$457K 0.07%
12,915
-119
-0.9% -$4.05K
AB icon
320
AllianceBernstein
AB
$3.47B
$455K 0.07%
17,121
-2,583
-13% -$70.9K
BAX icon
321
Baxter International
BAX
$11.6B
$455K 0.07%
13,843
-11,797
-46% -$447K
XHR
322
Xenia Hotels & Resorts
XHR
$1.98B
$453K 0.07%
25,938
-21,687
-46% -$432K
MKL icon
323
Markel Group
MKL
$25B
$452K 0.07%
+564
New +$477K
CELG
324
DELISTED
Celgene Corp
CELG
$452K 0.07%
4,175
+829
+25% +$103K
FXF icon
325
Invesco CurrencyShares Swiss Franc Trust
FXF
$409M
$450K 0.07%
+4,528
New +$455K
11 12
13
14 15

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Sigma Planning Corp's Q3 2015 Portfolio in Review

As of Q3 2015, Sigma Planning Corp held 790 positions worth $631M, down 13% from $724M the previous quarter. Its ten largest holdings account for 19% of the portfolio.

Sigma Planning Corp withdrew a net $43.6M in Q3 2015, closing 119 positions and reducing 320 holdings. Its most notable exit was Alphabet (Google) Class C, an estimated $2.72M position sold in full.

By sector, the portfolio is most concentrated in Healthcare at 6.1% of assets, down from 6.5% a quarter earlier, followed by Technology and Consumer Staples.

Against the trend, Sigma Planning Corp opened a new position in Global Net Lease worth $3.33M.

  • Sigma Planning Corp's largest Q3 2015 buy was Global Net Lease: 120,845 shares worth $3.33M.
  • Sigma Planning Corp added most to iShares Core S&P 500 ETF in Q3 2015, an estimated $7.14M increase.
  • Sigma Planning Corp's biggest Q3 2015 reduction was iPath S&P VEQTOR ETN, cutting an estimated $3.85M.
  • Sigma Planning Corp fully exited Alphabet (Google) Class C in Q3 2015, selling an estimated $2.72M.
  • Sigma Planning Corp's ten largest holdings make up 19% of its $631M portfolio in Q3 2015.
  • Sigma Planning Corp opened 84 new positions and closed 119 in Q3 2015.
  • Sigma Planning Corp's portfolio value fell 13% quarter-over-quarter to $631M.

Based on Sigma Planning Corp's 13F filing for Q3 2015, filed 2 Nov 2015.