We are live on ! Find out more
SPC

Sigma Planning Corp Portfolio holdings

AUM $3.6B
1-Year Est. Return 24.57%
This Fund
S&P 500
This Quarter Est. Return
+9.64%
1 Year Est. Return
+24.57%
3 Year Est. Return
+69.88%
5 Year Est. Return
+82.98%
10 Year Est. Return
+301.75%
AUM
$3.52B
AUM Growth
+$192M
Cap. Flow
-$72.1M
Cap. Flow %
-2.05%
Top 10 Hldgs %
25.86%
Holding
1,390
New
146
Increased
507
Reduced
610
Closed
100

Top Buys

Rank Stock Value
1
QQWZ
Pacer Cash COWZ 100-Nasdaq 100 Rotator ETF
QQWZ
+$4.27M
2
RDVY icon
First Trust Rising Dividend Achievers ETF
RDVY
+$3.77M
3
DDFL
Innovator Equity Dual Directional 15 Buffer ETF - July
DDFL
+$3.58M
4
CVX icon
Chevron
CVX
+$3.38M
5
SPMO icon
Invesco S&P 500 Momentum ETF
SPMO
+$3.08M

Top Sells

Rank Stock Value
1
VOO icon
Vanguard S&P 500 ETF
VOO
+$12.9M
2
IVV icon
iShares Core S&P 500 ETF
IVV
+$9.65M
3
COWZ icon
Pacer US Cash Cows 100 ETF
COWZ
+$8.83M
4
ABBV icon
AbbVie
ABBV
+$8.72M
5
QQQ icon
Invesco QQQ Trust
QQQ
+$7.83M

Sector Composition

Rank Sector Weight
1 Technology 15.65%
2 Financials 4.45%
3 Consumer Discretionary 4.26%
4 Industrials 3.55%
5 Communication Services 3.45%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ENB icon
276
Enbridge
ENB
$124B
$2.47M 0.07%
49,012
-6,929
-12% -$326K
KHC icon
277
Kraft Heinz
KHC
$30.4B
$2.45M 0.07%
94,276
+4,523
+5% +$123K
EFV icon
278
iShares MSCI EAFE Value ETF
EFV
$27.6B
$2.45M 0.07%
36,074
-5,535
-13% -$365K
MAIN icon
279
Main Street Capital
MAIN
$4.97B
$2.42M 0.07%
38,116
-5,732
-13% -$370K
MSTR icon
280
Strategy Inc
MSTR
$33.5B
$2.41M 0.07%
7,483
+746
+11% +$277K
IUSG icon
281
iShares Core S&P US Growth ETF
IUSG
$31.1B
$2.4M 0.07%
14,575
-81
-0.6% -$12.7K
FXO icon
282
First Trust Financials AlphaDEX Fund
FXO
$1.12B
$2.39M 0.07%
40,187
+31,734
+375% +$1.84M
POWL icon
283
Powell Industries
POWL
$8.46B
$2.38M 0.07%
23,436
+12,570
+116% +$1.07M
GDX icon
284
VanEck Gold Miners ETF
GDX
$23B
$2.37M 0.07%
31,018
-9,054
-23% -$545K
CMS icon
285
CMS Energy
CMS
$23.1B
$2.33M 0.07%
31,836
+221
+0.7% +$15.9K
PM icon
286
Philip Morris
PM
$301B
$2.33M 0.07%
14,351
-3,600
-20% -$606K
ANGL icon
287
VanEck Fallen Angel High Yield Bond ETF
ANGL
$3.07B
$2.32M 0.07%
77,892
+4,361
+6% +$128K
IUSB icon
288
iShares Core Universal USD Bond ETF
IUSB
$42.6B
$2.31M 0.07%
49,529
-7,456
-13% -$345K
VEEV icon
289
Veeva Systems
VEEV
$30.3B
$2.3M 0.07%
7,707
+4,379
+132% +$1.23M
TRV icon
290
Travelers Companies
TRV
$80.8B
$2.29M 0.07%
8,209
+205
+3% +$54.9K
MGK icon
291
Vanguard Mega Cap Growth ETF
MGK
$31.9B
$2.29M 0.07%
28,440
+4,020
+16% +$309K
MAGS icon
292
Listed Funds Trust Roundhill Magnificent Seven ETF
MAGS
$3.91B
$2.29M 0.07%
35,244
+8,796
+33% +$525K
VXUS icon
293
Vanguard Total International Stock ETF
VXUS
$153B
$2.26M 0.06%
30,816
+3,836
+14% +$272K
SPGP icon
294
Invesco S&P 500 GARP ETF
SPGP
$2.18B
$2.25M 0.06%
19,807
+1,507
+8% +$167K
SOXX icon
295
iShares Semiconductor ETF
SOXX
$44.2B
$2.25M 0.06%
8,282
-1,557
-16% -$388K
TLH icon
296
iShares 10-20 Year Treasury Bond ETF
TLH
$11B
$2.24M 0.06%
21,736
+615
+3% +$62.2K
PH icon
297
Parker-Hannifin
PH
$125B
$2.22M 0.06%
2,923
+1,904
+187% +$1.4M
ET icon
298
Energy Transfer Partners
ET
$70.1B
$2.21M 0.06%
128,741
+2,008
+2% +$35.2K
FCX icon
299
Freeport-McMoran
FCX
$90B
$2.2M 0.06%
56,193
-2,134
-4% -$92.6K
CPB icon
300
Campbell Soup
CPB
$6.51B
$2.19M 0.06%
69,322
+12,982
+23% +$420K
10 11
12
13 14

Similar funds

U
Uber San Francisco, California $3.6B AUM 19.81% 1-Year Est. Return
SL
Siren LLC Greenwich, Connecticut $3.61B AUM 203.3% 1-Year Est. Return
WB
WesBanco Bank Wheeling, West Virginia $3.61B AUM 24.09% 1-Year Est. Return
SCM
Saba Capital Management New York $3.62B AUM 13% 1-Year Est. Return
BPS
BNDES Participacoes SA Rio De Janeiro, Brazil $3.58B AUM
VPC
Vestal Point Capital New York $3.58B AUM 189.12% 1-Year Est. Return
ACM
Advent Capital Management New York $3.63B AUM 0.29% 1-Year Est. Return
WWA
WCG Wealth Advisors Las Vegas, Nevada $3.57B AUM 18.63% 1-Year Est. Return

Sigma Planning Corp's Q3 2025 Portfolio in Review

As of Q3 2025, Sigma Planning Corp held 1,390 positions worth $3.52B, up 5.8% from $3.33B the previous quarter. Its ten largest holdings account for 26% of the portfolio.

Sigma Planning Corp's Q3 2025 filing shows 146 new, 507 increased, 610 reduced and 100 closed positions. Its largest new stake was Innovator Equity Dual Directional 15 Buffer ETF - July: 179,611 shares worth $3.63M. The largest sale was Vanguard S&P 500 ETF, an estimated $12.9M.

By sector, the portfolio is most concentrated in Technology at 16% of assets, up from 14% a quarter earlier, followed by Financials and Consumer Discretionary.

  • Sigma Planning Corp's largest Q3 2025 buy was Innovator Equity Dual Directional 15 Buffer ETF - July: 179,611 shares worth $3.63M.
  • Sigma Planning Corp added most to Pacer Cash COWZ 100-Nasdaq 100 Rotator ETF in Q3 2025, an estimated $4.27M increase.
  • Sigma Planning Corp's biggest Q3 2025 reduction was Vanguard S&P 500 ETF, cutting an estimated $12.9M.
  • Sigma Planning Corp fully exited iShares MSCI Emerging Markets ex China ETF in Q3 2025, selling an estimated $1.49M.
  • Sigma Planning Corp's ten largest holdings make up 26% of its $3.52B portfolio in Q3 2025.
  • Sigma Planning Corp opened 146 new positions and closed 100 in Q3 2025.
  • Sigma Planning Corp's portfolio value rose 5.8% quarter-over-quarter to $3.52B.

Based on Sigma Planning Corp's 13F filing for Q3 2025, filed 10 Nov 2025.