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SPC
Sigma Planning Corp Portfolio holdings
AUM
$3.6B
1-Year Est. Return
24.57%
This Fund
S&P 500
This Quarter
Est. Return
+10.26%
1 Year Est. Return
+24.57%
3 Year Est. Return
+69.88%
5 Year Est. Return
+82.98%
10 Year Est. Return
+301.75%
AUM
$1.28B
AUM Growth
-$1.39B
(-52%)
Cap. Flow
-$1.54B
Cap. Flow
% of AUM
-120.75%
Top 10 Holdings %
Top 10 Hldgs %
23.75%
Holding
1,229
New
33
Increased
31
Reduced
775
Closed
383
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
FT Vest US Equity Buffer ETF December
FDEC
|
+$13.3M |
| 2 |
iShares Broad USD Investment Grade Corporate Bond ETF
USIG
|
+$4.14M |
| 3 |
iShares 5-10 Year Investment Grade Corporate Bond ETF
IGIB
|
+$3.81M |
| 4 |
iShares Global 100 ETF
IOO
|
+$3.78M |
| 5 |
Invesco S&P 500 Top 50 ETF
XLG
|
+$2.03M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Apple
AAPL
|
+$96.4M |
| 2 |
iShares Core S&P 500 ETF
IVV
|
+$77.7M |
| 3 |
Amazon
AMZN
|
+$31.1M |
| 4 |
Microsoft
MSFT
|
+$30.5M |
| 5 |
FT Vest US Equity Buffer ETF August
FAUG
|
+$25.6M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 11.58% |
| 2 | Healthcare | 4.94% |
| 3 | Consumer Discretionary | 4.41% |
| 4 | Financials | 4.22% |
| 5 | Industrials | 3.32% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
276
iShares US Tech Breakthrough Multisector ETF
TECB
$455M
| $954K | 0.07% |
22,229
-19,299
| -46% | -$751K |
|
277
First Trust Exchange-Traded Fund II First Trust Indxx Global Natural Resources Income ETF
FTRI
$124M
| $954K | 0.07% |
73,272
+14,077
| +24% | +$178K |
|
278
Medtronic
MDT
$107B
| $947K | 0.07% |
11,494
-22,416
| -66% | -$1.71M |
|
279
iShares ESG Aware MSCI USA ETF
ESGU
$17.6B
| $946K | 0.07% |
9,017
-7,589
| -46% | -$743K |
|
280
Blackstone
BX
$104B
| $946K | 0.07% |
7,225
-13,385
| -65% | -$1.45M |
|
281
Artisan Partners
APAM
$2.79B
| $944K | 0.07% |
21,370
-18,909
| -47% | -$713K |
|
282
Stryker
SYK
$127B
| $943K | 0.07% |
3,149
-6,571
| -68% | -$1.84M |
|
283
Realty Income
O
$61.2B
| $936K | 0.07% |
16,300
-34,182
| -68% | -$1.79M |
|
284
Super Micro Computer
SMCI
$19.5B
| $934K | 0.07% |
32,870
-24,900
| -43% | -$690K |
|
285
iShares MSCI EAFE Value ETF
EFV
$27.6B
| $930K | 0.07% |
17,859
-28,096
| -61% | -$1.39M |
|
286
Vanguard S&P Small-Cap 600 Value ETF
VIOV
$1.85B
| $922K | 0.07% |
10,420
-10,966
| -51% | -$862K |
|
287
Invesco FTSE RAFI US 1000 ETF
PRF
$9.73B
| $903K | 0.07% |
25,657
-47,982
| -65% | -$1.57M |
|
288
Marathon Petroleum
MPC
$90.3B
| $902K | 0.07% |
6,079
-2,147
| -26% | -$319K |
|
289
iShares Russell Mid-Cap ETF
IWR
$56.8B
| $893K | 0.07% |
11,494
-16,878
| -59% | -$1.2M |
|
290
Vanguard Total Bond Market
BND
$157B
| $885K | 0.07% |
12,033
-16,692
| -58% | -$1.18M |
|
291
Phillips 66
PSX
$82.9B
| $885K | 0.07% |
6,645
-7,246
| -52% | -$866K |
|
292
FT Vest US Equity Buffer ETF June
FJUN
$1.34B
| $885K | 0.07% |
20,036
-32,010
| -62% | -$1.34M |
|
293
First Trust Long Duration Opportunities ETF
LGOV
$622M
| $881K | 0.07% |
39,789
-24,731
| -38% | -$510K |
|
294
First Trust North American Energy Infrastructure Fund
EMLP
$4.18B
| $880K | 0.07% |
31,797
-28,506
| -47% | -$768K |
|
295
American Water Works
AWK
$26.3B
| $879K | 0.07% |
6,662
-5,226
| -44% | -$659K |
|
296
State Street Materials Select Sector SPDR ETF
XLB
$8.51B
| $878K | 0.07% |
20,526
-20,302
| -50% | -$812K |
|
297
iShares Dow Jones US ETF
IYY
$2.92B
| $875K | 0.07% |
7,512
-5,790
| -44% | -$629K |
|
298
Vertiv
VRT
$112B
| $875K | 0.07% |
18,218
-34,294
| -65% | -$1.46M |
|
299
Vanguard Materials ETF
VAW
$3B
| $860K | 0.07% |
4,527
-7,658
| -63% | -$1.34M |
|
300
T. Rowe Price Blue Chip Growth ETF
TCHP
$2.08B
| $859K | 0.07% |
27,770
-4,298
| -13% | -$125K |
|
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Sigma Planning Corp's Q4 2023 Portfolio in Review
As of Q4 2023, Sigma Planning Corp held 1,229 positions worth $1.28B, down 52% from $2.67B the previous quarter. Its ten largest holdings account for 24% of the portfolio.
Sigma Planning Corp withdrew a net $1.54B in Q4 2023, closing 383 positions and reducing 775 holdings. Its most notable exit was Innovator Power Buffer Step-Up Strategy ETF, an estimated $5.09M position sold in full.
By sector, the portfolio is most concentrated in Technology at 12% of assets, up from 11% a quarter earlier, followed by Healthcare and Consumer Discretionary.
Against the trend, Sigma Planning Corp opened a new position in FT Vest US Equity Buffer ETF December worth $14.2M.
- Sigma Planning Corp's largest Q4 2023 buy was FT Vest US Equity Buffer ETF December: 364,811 shares worth $14.2M.
- Sigma Planning Corp added most to iShares Global 100 ETF in Q4 2023, an estimated $3.78M increase.
- Sigma Planning Corp's biggest Q4 2023 reduction was Apple, cutting an estimated $96.4M.
- Sigma Planning Corp fully exited Innovator Power Buffer Step-Up Strategy ETF in Q4 2023, selling an estimated $5.09M.
- Sigma Planning Corp's ten largest holdings make up 24% of its $1.28B portfolio in Q4 2023.
- Sigma Planning Corp opened 33 new positions and closed 383 in Q4 2023.
- Sigma Planning Corp's portfolio value fell 52% quarter-over-quarter to $1.28B.
Based on Sigma Planning Corp's 13F filing for Q4 2023, filed 1 Feb 2024.