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SPC

Sigma Planning Corp Portfolio holdings

AUM $3.97B
1-Year Est. Return 32.34%
This Fund
S&P 500
This Quarter Est. Return
-3.05%
1 Year Est. Return
+32.34%
3 Year Est. Return
+87.34%
5 Year Est. Return
+99.61%
10 Year Est. Return
+350.72%
AUM
$2.67B
AUM Growth
-$117M
Cap. Flow
-$17.5M
Cap. Flow %
-0.66%
Top 10 Hldgs %
22.23%
Holding
1,324
New
121
Increased
493
Reduced
556
Closed
129

Top Buys

Rank Stock Value
1
XAUG icon
FT Vest US Equity Enhance & Moderate Buffer ETF August
XAUG
+$11M
2
ABBV icon
AbbVie
ABBV
+$5.08M
3
XLI icon
State Street Industrial Select Sector SPDR ETF
XLI
+$4.55M
4
MOAT icon
VanEck Morningstar Wide Moat ETF
MOAT
+$3.89M
5
ABT icon
Abbott
ABT
+$3.79M

Top Sells

Rank Stock Value
1
AAPL icon
Apple
AAPL
+$5.16M
2
EFA icon
iShares MSCI EAFE ETF
EFA
+$3.76M
3
AZO icon
AutoZone
AZO
+$3.74M
4
TSLA icon
Tesla
TSLA
+$3.66M
5
IJR icon
iShares Core S&P Small-Cap ETF
IJR
+$3.53M

Sector Composition

Rank Sector Weight
1 Miscellaneous 60.58%
2 Technology 11.22%
3 Healthcare 4.68%
4 Consumer Discretionary 4.34%
5 Financials 4.17%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
K
276
DELISTED
Kellanova
K
$2M 0.07%
35,781
+7,019
+24% +$418K
APD icon
277
Air Products & Chemicals
APD
$63.9B
$1.99M 0.07%
7,008
-8
-0.1% -$2.35K
IWR icon
278
iShares Russell Mid-Cap ETF
IWR
$55B
$1.96M 0.07%
28,372
+1,002
+4% +$73.1K
CGGR icon
279
Capital Group Growth ETF
CGGR
$24.9B
$1.96M 0.07%
79,932
+55,994
+234% +$1.42M
VRT icon
280
Vertiv
VRT
$92.2B
$1.95M 0.07%
+52,512
New +$1.73M
CALF icon
281
Pacer US Small Cap Cash Cows 100 ETF
CALF
$3.82B
$1.94M 0.07%
46,623
+17,423
+60% +$735K
SUN icon
282
Sunoco
SUN
$14.9B
$1.9M 0.07%
38,900
-586
-1% -$26.6K
NKE icon
283
Nike
NKE
$53.1B
$1.87M 0.07%
19,557
+879
+5% +$90.4K
FDIS icon
284
Fidelity MSCI Consumer Discretionary Index ETF
FDIS
$1.6B
$1.87M 0.07%
26,711
+1,631
+7% +$120K
SYY icon
285
Sysco
SYY
$37.7B
$1.86M 0.07%
28,165
-2,208
-7% -$159K
VGSH icon
286
Vanguard Short-Term Treasury ETF
VGSH
$34.5B
$1.86M 0.07%
32,229
+372
+1% +$21.4K
EFG icon
287
iShares MSCI EAFE Growth ETF
EFG
$16.3B
$1.85M 0.07%
21,435
-983
-4% -$90.6K
MEAR icon
288
BlackRock Short Maturity Municipal Bond ETF
MEAR
$1.4B
$1.85M 0.07%
37,135
+3,055
+9% +$152K
PXD
289
DELISTED
Pioneer Natural Resource Co.
PXD
$1.85M 0.07%
8,044
+728
+10% +$166K
FSTA icon
290
Fidelity MSCI Consumer Staples Index ETF
FSTA
$1.38B
$1.85M 0.07%
43,345
-3,583
-8% -$161K
CGCP icon
291
Capital Group Core Plus Income ETF
CGCP
$8.54B
$1.83M 0.07%
85,226
+27,393
+47% +$604K
IOO icon
292
iShares Global 100 ETF
IOO
$8.97B
$1.83M 0.07%
24,971
-201
-0.8% -$15.2K
IWD icon
293
iShares Russell 1000 Value ETF
IWD
$82B
$1.82M 0.07%
12,005
+1,813
+18% +$288K
RSG icon
294
Republic Services
RSG
$67.3B
$1.82M 0.07%
12,775
+386
+3% +$57.3K
CGUS icon
295
Capital Group Core Equity ETF
CGUS
$11.6B
$1.77M 0.07%
70,548
+34,635
+96% +$898K
ENB icon
296
Enbridge
ENB
$106B
$1.77M 0.07%
53,280
+1,154
+2% +$41K
IWO icon
297
iShares Russell 2000 Growth ETF
IWO
$14.1B
$1.75M 0.07%
7,827
+379
+5% +$90.7K
GS icon
298
Goldman Sachs
GS
$273B
$1.75M 0.07%
5,408
-297
-5% -$99.2K
TRV icon
299
Travelers Companies
TRV
$79B
$1.75M 0.07%
10,710
+13
+0.1% +$2.17K
SPGP icon
300
Invesco S&P 500 GARP ETF
SPGP
$2.18B
$1.74M 0.07%
19,074
+4,473
+31% +$417K
10 11
12
13 14

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Sigma Planning Corp's Q3 2023 Portfolio in Review

As of Q3 2023, Sigma Planning Corp held 1,324 positions worth $2.67B, down 4.2% from $2.78B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Sigma Planning Corp's Q3 2023 filing shows 121 new, 493 increased, 556 reduced and 129 closed positions. Its largest new stake was FT Vest US Equity Enhance & Moderate Buffer ETF August: 366,335 shares worth $10.9M. The largest sale was Apple, an estimated $5.16M.

By sector, the portfolio is most concentrated in Miscellaneous at 61% of assets, up from 60% a quarter earlier, followed by Technology and Healthcare.

  • Sigma Planning Corp's largest Q3 2023 buy was FT Vest US Equity Enhance & Moderate Buffer ETF August: 366,335 shares worth $10.9M.
  • Sigma Planning Corp added most to AbbVie in Q3 2023, an estimated $5.08M increase.
  • Sigma Planning Corp's biggest Q3 2023 reduction was Apple, cutting an estimated $5.16M.
  • Sigma Planning Corp fully exited FT Vest Gold Strategy Target Income ETF in Q3 2023, selling an estimated $2.89M.
  • Sigma Planning Corp's ten largest holdings make up 22% of its $2.67B portfolio in Q3 2023.
  • Sigma Planning Corp opened 121 new positions and closed 129 in Q3 2023.
  • Sigma Planning Corp's portfolio value fell 4.2% quarter-over-quarter to $2.67B.

Based on Sigma Planning Corp's 13F filing for Q3 2023, filed 6 Nov 2023.