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SPC
Sigma Planning Corp Portfolio holdings
AUM
$3.6B
1-Year Est. Return
24.57%
This Fund
S&P 500
This Quarter
Est. Return
+3.67%
1 Year Est. Return
+24.57%
3 Year Est. Return
+69.88%
5 Year Est. Return
+82.98%
10 Year Est. Return
+301.75%
AUM
$1.94B
AUM Growth
+$180M
(+10%)
Cap. Flow
+$124M
Cap. Flow
% of AUM
6.4%
Top 10 Holdings %
Top 10 Hldgs %
20.35%
Holding
1,072
New
132
Increased
502
Reduced
333
Closed
83
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Invesco S&P 500 Low Volatility ETF
SPLV
|
+$9.07M |
| 2 |
iShares MSCI USA Min Vol Factor ETF
USMV
|
+$8.35M |
| 3 |
iShares 20+ Year Treasury Bond ETF
TLT
|
+$6.68M |
| 4 |
iShares S&P 500 Growth ETF
IVW
|
+$5.71M |
| 5 |
Invesco QQQ Trust
QQQ
|
+$5.32M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares Semiconductor ETF
SOXX
|
+$5.42M |
| 2 |
iShares S&P 500 Value ETF
IVE
|
+$5.17M |
| 3 |
iShares Core S&P Mid-Cap ETF
IJH
|
+$5.16M |
| 4 |
iShares S&P Mid-Cap 400 Value ETF
IJJ
|
+$3.41M |
| 5 |
Alphabet (Google) Class A
GOOGL
|
+$3.03M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 7.37% |
| 2 | Financials | 4.66% |
| 3 | Healthcare | 4.23% |
| 4 | Consumer Discretionary | 4.19% |
| 5 | Industrials | 4.11% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
276
Roku
ROKU
$21.1B
| $1.41M | 0.07% |
15,593
-14,986
| -49% | -$1.2M |
|
|
BSCN
277
DELISTED
Invesco BulletShares 2023 Corporate Bond ETF
BSCN
| $1.41M | 0.07% |
66,638
+13,181
| +25% | +$275K |
|
|
BSCM
278
DELISTED
Invesco BulletShares 2022 Corporate Bond ETF
BSCM
| $1.38M | 0.07% |
64,645
+10,183
| +19% | +$216K |
|
279
Medtronic
MDT
$107B
| $1.38M | 0.07% |
14,144
-51
| -0.4% | -$4.66K |
|
280
Xcel Energy
XEL
$51B
| $1.37M | 0.07% |
23,076
+1,389
| +6% | +$79.9K |
|
281
PIMCO Dynamic Income Fund
PDI
$7.4B
| $1.37M | 0.07% |
42,643
+10,137
| +31% | +$325K |
|
282
iShares MSCI EAFE Small-Cap ETF
SCZ
$13.5B
| $1.36M | 0.07% |
23,711
-5,826
| -20% | -$336K |
|
283
Trade Desk
TTD
$8.13B
| $1.34M | 0.07% |
58,930
+11,580
| +24% | +$249K |
|
284
Blackstone Mortgage Trust
BXMT
$2.82B
| $1.34M | 0.07% |
37,685
-2,069
| -5% | -$73.6K |
|
285
Vanguard Materials ETF
VAW
$3B
| $1.33M | 0.07% |
10,406
+1,618
| +18% | +$201K |
|
|
BSJJ
286
DELISTED
Invesco BulletShares 2019 High Yield Corporate Bond ETF
BSJJ
| $1.33M | 0.07% |
55,657
-2,013
| -3% | -$48.3K |
|
287
Iron Mountain
IRM
$38.2B
| $1.31M | 0.07% |
41,873
+4,551
| +12% | +$149K |
|
|
BSCL
288
DELISTED
Invesco BulletShares 2021 Corporate Bond ETF
BSCL
| $1.31M | 0.07% |
61,736
+10,317
| +20% | +$217K |
|
289
Dow Inc
DOW
$21.6B
| $1.3M | 0.07% |
+26,450
| New | +$1.4M |
|
|
BSCK
290
DELISTED
Invesco BulletShares 2020 Corporate Bond ETF
BSCK
| $1.3M | 0.07% |
61,034
+10,205
| +20% | +$217K |
|
291
CSX Corp
CSX
$98.6B
| $1.29M | 0.07% |
50,226
+6,291
| +14% | +$162K |
|
292
New Mountain Finance
NMFC
$646M
| $1.29M | 0.07% |
92,716
-2,156
| -2% | -$30.1K |
|
293
Main Sector Rotation ETF
SECT
$2.75B
| $1.28M | 0.07% |
44,626
+188
| +0.4% | +$5.31K |
|
294
GSK
GSK
$103B
| $1.28M | 0.07% |
25,672
+200
| +0.8% | +$10K |
|
295
iShares JPMorgan USD Emerging Markets Bond ETF
EMB
$14.9B
| $1.28M | 0.07% |
11,304
-2,732
| -19% | -$301K |
|
|
BSCJ
296
DELISTED
Invesco BulletShares 2019 Corporate Bond ETF
BSCJ
| $1.28M | 0.07% |
60,516
+8,816
| +17% | +$186K |
|
297
PNC Financial Services
PNC
$100B
| $1.27M | 0.07% |
9,290
+1,093
| +13% | +$144K |
|
298
Oracle
ORCL
$331B
| $1.27M | 0.07% |
22,327
-288
| -1% | -$15.6K |
|
299
State Street Materials Select Sector SPDR ETF
XLB
$8.51B
| $1.27M | 0.07% |
43,428
-20,214
| -32% | -$570K |
|
300
First Majestic Silver
AG
$8.05B
| $1.27M | 0.07% |
160,490
-3,970
| -2% | -$25.1K |
|
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Sigma Planning Corp's Q2 2019 Portfolio in Review
As of Q2 2019, Sigma Planning Corp held 1,072 positions worth $1.94B, up 10% from $1.76B the previous quarter. Its ten largest holdings account for 20% of the portfolio.
Sigma Planning Corp deployed $124M of net new capital in Q2 2019, opening 132 new positions and adding to 502 existing holdings. Its largest new stake was First Trust Small Cap Growth AlphaDEX Fund: 46,020 shares worth $2.14M.
By sector, the portfolio is most concentrated in Technology at 7.4% of assets, up from 7% a quarter earlier, followed by Financials and Healthcare.
On the sell side, the largest reduction was iShares S&P 500 Value ETF, an estimated $5.17M trimmed.
- Sigma Planning Corp's largest Q2 2019 buy was First Trust Small Cap Growth AlphaDEX Fund: 46,020 shares worth $2.14M.
- Sigma Planning Corp added most to Invesco S&P 500 Low Volatility ETF in Q2 2019, an estimated $9.07M increase.
- Sigma Planning Corp's biggest Q2 2019 reduction was iShares S&P 500 Value ETF, cutting an estimated $5.17M.
- Sigma Planning Corp fully exited iShares Semiconductor ETF in Q2 2019, selling an estimated $5.42M.
- Sigma Planning Corp's ten largest holdings make up 20% of its $1.94B portfolio in Q2 2019.
- Sigma Planning Corp opened 132 new positions and closed 83 in Q2 2019.
- Sigma Planning Corp's portfolio value rose 10% quarter-over-quarter to $1.94B.
Based on Sigma Planning Corp's 13F filing for Q2 2019, filed 1 Aug 2019.