We are live on
!
Find out more
SPC
Sigma Planning Corp Portfolio holdings
AUM
$3.6B
1-Year Est. Return
24.57%
This Fund
S&P 500
This Quarter
Est. Return
-11.6%
1 Year Est. Return
+24.57%
3 Year Est. Return
+69.88%
5 Year Est. Return
+82.98%
10 Year Est. Return
+301.75%
AUM
$1.37B
AUM Growth
-$326M
(-19%)
Cap. Flow
-$109M
Cap. Flow
% of AUM
-7.95%
Top 10 Holdings %
Top 10 Hldgs %
20.72%
Holding
1,027
New
79
Increased
349
Reduced
397
Closed
176
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares Core S&P 500 ETF
IVV
|
+$9.3M |
| 2 |
iShares 1-3 Year Treasury Bond ETF
SHY
|
+$6.09M |
| 3 |
Fidelity MSCI Utilities Index ETF
FUTY
|
+$4.48M |
| 4 |
NextEra Energy
NEE
|
+$3.58M |
| 5 |
Fidelity MSCI Real Estate Index ETF
FREL
|
+$3.46M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares Core S&P Small-Cap ETF
IJR
|
+$9.25M |
| 2 |
iShares S&P Small-Cap 600 Growth ETF
IJT
|
+$8.45M |
| 3 |
iShares S&P Small-Cap 600 Value ETF
IJS
|
+$8.33M |
| 4 |
iShares S&P 500 Growth ETF
IVW
|
+$7.91M |
| 5 |
Fidelity Nasdaq Composite Index ETF
ONEQ
|
+$5.87M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 6.61% |
| 2 | Financials | 4.8% |
| 3 | Healthcare | 4.66% |
| 4 | Industrials | 4.14% |
| 5 | Consumer Discretionary | 4.04% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
276
Fidelity MSCI Materials Index ETF
FMAT
$585M
| $937K | 0.07% |
33,015
-18,893
| -36% | -$574K |
|
277
Constellation Brands
STZ
$22.2B
| $926K | 0.07% |
5,759
+1,565
| +37% | +$311K |
|
278
Atlassian
TEAM
$22B
| $921K | 0.07% |
10,348
-1,033
| -9% | -$81.8K |
|
279
iShares MSCI Emerging Markets ETF
EEM
$28B
| $918K | 0.07% |
23,506
-14,083
| -37% | -$564K |
|
280
Novartis
NVS
$295B
| $902K | 0.07% |
11,727
+3,849
| +49% | +$300K |
|
281
Pacer Trendpilot US Large Cap ETF
PTLC
$3.24B
| $895K | 0.07% |
31,093
+1,797
| +6% | +$52.8K |
|
282
KraneShares Bosera MSCI China A 50 Connect Index ETF
KBA
$150M
| $884K | 0.06% |
36,152
-5,353
| -13% | -$141K |
|
283
Aflac
AFL
$63.9B
| $867K | 0.06% |
19,027
+322
| +2% | +$14.3K |
|
284
Consolidated Edison
ED
$41.6B
| $866K | 0.06% |
11,322
+1,135
| +11% | +$88.8K |
|
285
CSX Corp
CSX
$98.6B
| $858K | 0.06% |
41,451
-86,388
| -68% | -$1.99M |
|
286
Cummins
CMI
$91.7B
| $852K | 0.06% |
6,376
+292
| +5% | +$41.2K |
|
287
Brookfield Infrastructure Partners
BIP
$18.8B
| $846K | 0.06% |
41,145
-176
| -0.4% | -$4.01K |
|
288
General Dynamics
GD
$105B
| $843K | 0.06% |
5,362
+1,510
| +39% | +$271K |
|
289
Thermo Fisher Scientific
TMO
$211B
| $840K | 0.06% |
3,754
+368
| +11% | +$86.3K |
|
290
ALPS Strategic Income Fund
RIGS
$60.4M
| $833K | 0.06% |
34,670
+65
| +0.2% | +$1.58K |
|
291
Invesco Ultra Short Duration ETF
GSY
$3.82B
| $822K | 0.06% |
16,415
+4,484
| +38% | +$225K |
|
292
Vanguard FTSE Europe ETF
VGK
$30B
| $821K | 0.06% |
16,890
-829
| -5% | -$42.7K |
|
293
State Street SPDR Bloomberg Convertible Securities ETF
CWB
$5.64B
| $819K | 0.06% |
17,494
-572
| -3% | -$28.8K |
|
294
Qualcomm
QCOM
$176B
| $819K | 0.06% |
14,394
+6,000
| +71% | +$364K |
|
295
Fidelity MSCI Consumer Discretionary Index ETF
FDIS
$1.59B
| $815K | 0.06% |
21,271
-133,489
| -86% | -$5.51M |
|
296
Vanguard Total International Stock ETF
VXUS
$153B
| $812K | 0.06% |
17,186
+1,224
| +8% | +$60.9K |
|
297
Paychex
PAYX
$40.4B
| $806K | 0.06% |
12,373
+25
| +0.2% | +$1.69K |
|
|
RDS.A
298
DELISTED
Royal Dutch Shell PLC ADS Class A
RDS.A
| $806K | 0.06% |
13,824
+477
| +4% | +$29.6K |
|
299
iShares Core Conservative Allocation ETF
AOK
$803M
| $805K | 0.06% |
24,611
-10,261
| -29% | -$341K |
|
300
Prudential Financial
PRU
$41.7B
| $795K | 0.06% |
9,746
+2,286
| +31% | +$211K |
|
Similar funds
U
SL
WB
SCM
BPS
VPC
ACM
WWA
Sigma Planning Corp's Q4 2018 Portfolio in Review
As of Q4 2018, Sigma Planning Corp held 1,027 positions worth $1.37B, down 19% from $1.7B the previous quarter. Its ten largest holdings account for 21% of the portfolio.
Sigma Planning Corp withdrew a net $109M in Q4 2018, closing 176 positions and reducing 397 holdings. Its most notable exit was VictoryShares US Small Cap Volatility Wtd ETF, an estimated $4.21M position sold in full.
By sector, the portfolio is most concentrated in Technology at 6.6% of assets, down from 8.1% a quarter earlier, followed by Financials and Healthcare.
Against the trend, Sigma Planning Corp opened a new position in State Street SPDR Bloomberg 1-3 Month T-Bill ETF worth $2.31M.
- Sigma Planning Corp's largest Q4 2018 buy was State Street SPDR Bloomberg 1-3 Month T-Bill ETF: 25,302 shares worth $2.31M.
- Sigma Planning Corp added most to iShares Core S&P 500 ETF in Q4 2018, an estimated $9.3M increase.
- Sigma Planning Corp's biggest Q4 2018 reduction was iShares Core S&P Small-Cap ETF, cutting an estimated $9.25M.
- Sigma Planning Corp fully exited VictoryShares US Small Cap Volatility Wtd ETF in Q4 2018, selling an estimated $4.21M.
- Sigma Planning Corp's ten largest holdings make up 21% of its $1.37B portfolio in Q4 2018.
- Sigma Planning Corp opened 79 new positions and closed 176 in Q4 2018.
- Sigma Planning Corp's portfolio value fell 19% quarter-over-quarter to $1.37B.
Based on Sigma Planning Corp's 13F filing for Q4 2018, filed 31 Jan 2019.