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SPC

Sigma Planning Corp Portfolio holdings

AUM $3.6B
1-Year Est. Return 24.57%
This Fund
S&P 500
This Quarter Est. Return
+6.68%
1 Year Est. Return
+24.57%
3 Year Est. Return
+69.88%
5 Year Est. Return
+82.98%
10 Year Est. Return
+301.75%
AUM
$1.7B
AUM Growth
+$207M
Cap. Flow
+$124M
Cap. Flow %
7.28%
Top 10 Hldgs %
21.61%
Holding
1,032
New
130
Increased
445
Reduced
351
Closed
84

Top Buys

Rank Stock Value
1
AAPL icon
Apple
AAPL
+$14M
2
SSO icon
ProShares Ultra S&P500
SSO
+$9.41M
3
PFF icon
iShares Preferred and Income Securities ETF
PFF
+$7.5M
4
IJR icon
iShares Core S&P Small-Cap ETF
IJR
+$7.44M
5
AMZN icon
Amazon
AMZN
+$6.37M

Top Sells

Rank Stock Value
1
DIA icon
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
+$7.04M
2
USO icon
United States Oil Fund
USO
+$4.36M
3
IJK icon
iShares S&P Mid-Cap 400 Growth ETF
IJK
+$4.28M
4
IEMG icon
iShares Core MSCI Emerging Markets ETF
IEMG
+$3.74M
5
CPRT icon
Copart
CPRT
+$3.33M

Sector Composition

Rank Sector Weight
1 Technology 8.09%
2 Financials 4.85%
3 Healthcare 4.83%
4 Consumer Discretionary 4.56%
5 Industrials 4.1%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
GOF icon
276
Guggenheim Strategic Opportunities Fund
GOF
$2.22B
$1.14M 0.07%
54,198
+4,420
+9% +$96.2K
SHW icon
277
Sherwin-Williams
SHW
$78.3B
$1.14M 0.07%
7,476
+1,332
+22% +$197K
RFDI icon
278
First Trust RiverFront Dynamic Developed International ETF
RFDI
$161M
$1.12M 0.07%
18,189
+993
+6% +$61.2K
DLR icon
279
Digital Realty Trust
DLR
$73.7B
$1.11M 0.07%
9,891
+412
+4% +$49.3K
SCHV
280
Schwab US Large-Cap Value ETF
SCHV
$15.8B
$1.11M 0.07%
59,220
-48
-0.1% -$890
XLB icon
281
State Street Materials Select Sector SPDR ETF
XLB
$8.51B
$1.1M 0.06%
37,998
+1,208
+3% +$35.6K
ACN icon
282
Accenture
ACN
$89.9B
$1.1M 0.06%
6,443
+616
+11% +$103K
TEAM icon
283
Atlassian
TEAM
$22B
$1.09M 0.06%
11,381
+33
+0.3% +$2.61K
FXO icon
284
First Trust Financials AlphaDEX Fund
FXO
$1.12B
$1.09M 0.06%
34,101
+391
+1% +$12.6K
IBB icon
285
iShares Biotechnology ETF
IBB
$9.31B
$1.08M 0.06%
8,894
+409
+5% +$48.2K
VTR icon
286
Ventas
VTR
$48.9B
$1.08M 0.06%
19,955
-908
-4% -$52.6K
TSLA icon
287
Tesla
TSLA
$1.24T
$1.08M 0.06%
61,200
+90
+0.1% +$1.87K
AWK icon
288
American Water Works
AWK
$26.3B
$1.06M 0.06%
12,080
-852
-7% -$74.9K
FTC icon
289
First Trust Large Cap Growth AlphaDEX Fund
FTC
$1.31B
$1.06M 0.06%
15,050
+4,381
+41% +$301K
IEUR icon
290
iShares Core MSCI Europe ETF
IEUR
$8.66B
$1.05M 0.06%
21,900
-3,148
-13% -$152K
BSCM
291
DELISTED
Invesco BulletShares 2022 Corporate Bond ETF
BSCM
$1.04M 0.06%
50,544
+2,562
+5% +$53K
BSCJ
292
DELISTED
Invesco BulletShares 2019 Corporate Bond ETF
BSCJ
$1.04M 0.06%
49,360
+2,180
+5% +$45.9K
MUB icon
293
iShares National Muni Bond ETF
MUB
$45.1B
$1.04M 0.06%
9,627
-397
-4% -$43.1K
RPG icon
294
Invesco S&P 500 Pure Growth ETF
RPG
$2.04B
$1.04M 0.06%
43,215
+3,570
+9% +$84.7K
MAIN icon
295
Main Street Capital
MAIN
$4.97B
$1.03M 0.06%
26,776
+94
+0.4% +$3.72K
WPC icon
296
W.P. Carey
WPC
$17.1B
$1.03M 0.06%
16,283
+1,242
+8% +$79.9K
IYW icon
297
iShares US Technology ETF
IYW
$23.7B
$1.02M 0.06%
21,104
+8,044
+62% +$380K
PVH icon
298
PVH
PVH
$3.71B
$1.02M 0.06%
7,087
+4,822
+213% +$713K
BSCL
299
DELISTED
Invesco BulletShares 2021 Corporate Bond ETF
BSCL
$1.01M 0.06%
48,496
+1,319
+3% +$27.4K
OKE icon
300
Oneok
OKE
$58.7B
$1M 0.06%
14,822
-1,120
-7% -$76.7K
10 11
12
13 14

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Sigma Planning Corp's Q3 2018 Portfolio in Review

As of Q3 2018, Sigma Planning Corp held 1,032 positions worth $1.7B, up 14% from $1.49B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Sigma Planning Corp deployed $124M of net new capital in Q3 2018, opening 130 new positions and adding to 445 existing holdings. Its largest new stake was ProShares Ultra S&P500: 616,832 shares worth $9.83M.

By sector, the portfolio is most concentrated in Technology at 8.1% of assets, up from 6.9% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was State Street SPDR Dow Jones Industrial Average ETF Trust, an estimated $7.04M trimmed.

  • Sigma Planning Corp's largest Q3 2018 buy was ProShares Ultra S&P500: 616,832 shares worth $9.83M.
  • Sigma Planning Corp added most to Apple in Q3 2018, an estimated $14M increase.
  • Sigma Planning Corp's biggest Q3 2018 reduction was State Street SPDR Dow Jones Industrial Average ETF Trust, cutting an estimated $7.04M.
  • Sigma Planning Corp fully exited Copart in Q3 2018, selling an estimated $3.33M.
  • Sigma Planning Corp's ten largest holdings make up 22% of its $1.7B portfolio in Q3 2018.
  • Sigma Planning Corp opened 130 new positions and closed 84 in Q3 2018.
  • Sigma Planning Corp's portfolio value rose 14% quarter-over-quarter to $1.7B.

Based on Sigma Planning Corp's 13F filing for Q3 2018, filed 7 Nov 2018.