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SPC

Sigma Planning Corp Portfolio holdings

AUM $3.6B
1-Year Est. Return 24.57%
This Fund
S&P 500
This Quarter Est. Return
-0.52%
1 Year Est. Return
+24.57%
3 Year Est. Return
+69.88%
5 Year Est. Return
+82.98%
10 Year Est. Return
+301.75%
AUM
$1.37B
AUM Growth
+$69.6M
Cap. Flow
+$92.5M
Cap. Flow %
6.76%
Top 10 Hldgs %
19.28%
Holding
943
New
91
Increased
412
Reduced
335
Closed
84

Top Buys

Rank Stock Value
1
DIA icon
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
+$6.67M
2
IJK icon
iShares S&P Mid-Cap 400 Growth ETF
IJK
+$6.36M
3
IVW icon
iShares S&P 500 Growth ETF
IVW
+$5.83M
4
IVV icon
iShares Core S&P 500 ETF
IVV
+$5.66M
5
FDMO icon
Fidelity Momentum Factor ETF
FDMO
+$4.71M

Top Sells

Rank Stock Value
1
FSTA icon
Fidelity MSCI Consumer Staples Index ETF
FSTA
+$5.02M
2
EMB icon
iShares JPMorgan USD Emerging Markets Bond ETF
EMB
+$4.57M
3
CC icon
Chemours
CC
+$4.34M
4
GEM icon
Goldman Sachs ActiveBeta Emerging Markets Equity ETF
GEM
+$3.54M
5
PFF icon
iShares Preferred and Income Securities ETF
PFF
+$3.05M

Sector Composition

Rank Sector Weight
1 Technology 6.21%
2 Financials 5.18%
3 Healthcare 4.6%
4 Industrials 4.53%
5 Consumer Discretionary 3.74%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
HAL icon
276
Halliburton
HAL
$27.9B
$931K 0.07%
19,837
+8,153
+70% +$402K
BSCI
277
DELISTED
Invesco BulletShares 2018 Corporate Bond ETF
BSCI
$921K 0.07%
43,609
+1,261
+3% +$26.6K
CCL icon
278
Carnival Corporation Ltd
CCL
$36.1B
$920K 0.07%
14,022
+1,088
+8% +$74K
CWB icon
279
State Street SPDR Bloomberg Convertible Securities ETF
CWB
$5.64B
$909K 0.07%
17,593
+3,999
+29% +$208K
PDP icon
280
Invesco Dorsey Wright Momentum ETF
PDP
$1.5B
$908K 0.07%
17,243
-37
-0.2% -$1.98K
EPD icon
281
Enterprise Products Partners
EPD
$83.8B
$907K 0.07%
37,070
-1,970
-5% -$52.5K
VOT icon
282
Vanguard Mid-Cap Growth ETF
VOT
$19B
$907K 0.07%
6,995
+346
+5% +$45.5K
RVT icon
283
Royce Value Trust
RVT
$2.21B
$904K 0.07%
58,102
+4,188
+8% +$67.7K
VLO icon
284
Valero Energy
VLO
$89.8B
$895K 0.07%
9,649
-1,966
-17% -$184K
BSCJ
285
DELISTED
Invesco BulletShares 2019 Corporate Bond ETF
BSCJ
$880K 0.06%
41,940
+2,822
+7% +$59.3K
ACN icon
286
Accenture
ACN
$89.9B
$879K 0.06%
5,726
+430
+8% +$68.1K
CBRL icon
287
Cracker Barrel
CBRL
$1.2B
$874K 0.06%
5,488
+224
+4% +$37.1K
BSCL
288
DELISTED
Invesco BulletShares 2021 Corporate Bond ETF
BSCL
$872K 0.06%
41,867
+2,926
+8% +$61.2K
ETP
289
DELISTED
Energy Transfer Partners, L.P.
ETP
$872K 0.06%
53,768
-1,875
-3% -$34.8K
BSCK
290
DELISTED
Invesco BulletShares 2020 Corporate Bond ETF
BSCK
$870K 0.06%
41,301
+2,836
+7% +$59.9K
ADP icon
291
Automatic Data Processing
ADP
$100B
$869K 0.06%
7,660
+316
+4% +$36.9K
BCE icon
292
BCE
BCE
$19.9B
$859K 0.06%
19,954
-10,793
-35% -$485K
SKYY icon
293
First Trust Cloud Computing ETF
SKYY
$2.74B
$859K 0.06%
17,735
+6,134
+53% +$299K
KRE icon
294
State Street SPDR S&P Regional Banking ETF
KRE
$4.86B
$858K 0.06%
14,212
+3,969
+39% +$246K
SLV icon
295
iShares Silver Trust
SLV
$28.1B
$855K 0.06%
55,472
+3,784
+7% +$59.7K
K
296
DELISTED
Kellanova
K
$852K 0.06%
13,954
+2,984
+27% +$188K
KIO
297
KKR Income Opportunities Fund
KIO
$450M
$852K 0.06%
53,678
-5,297
-9% -$84K
XLVS
298
DELISTED
POWERSHARES S&P SMALLCAP HEALTH CARE PORTFOLIO
XLVS
$849K 0.06%
7,625
+527
+7% +$58.7K
TQQQ icon
299
ProShares UltraPro QQQ
TQQQ
$31.1B
$848K 0.06%
141,480
-1,992
-1% -$13.5K
XBI icon
300
State Street SPDR S&P Biotech ETF
XBI
$10.1B
$848K 0.06%
9,669
-312
-3% -$28.5K
10 11
12
13 14

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VPC
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Sigma Planning Corp's Q1 2018 Portfolio in Review

As of Q1 2018, Sigma Planning Corp held 943 positions worth $1.37B, up 5.4% from $1.3B the previous quarter. Its ten largest holdings account for 19% of the portfolio.

Sigma Planning Corp deployed $92.5M of net new capital in Q1 2018, opening 91 new positions and adding to 412 existing holdings. Its largest new stake was Highland Opportunities and Income Fund: 209,860 shares worth $3.36M.

By sector, the portfolio is most concentrated in Technology at 6.2% of assets, up from 6% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was Fidelity MSCI Consumer Staples Index ETF, an estimated $5.02M trimmed.

  • Sigma Planning Corp's largest Q1 2018 buy was Highland Opportunities and Income Fund: 209,860 shares worth $3.36M.
  • Sigma Planning Corp added most to State Street SPDR Dow Jones Industrial Average ETF Trust in Q1 2018, an estimated $6.67M increase.
  • Sigma Planning Corp's biggest Q1 2018 reduction was Fidelity MSCI Consumer Staples Index ETF, cutting an estimated $5.02M.
  • Sigma Planning Corp fully exited Chemours in Q1 2018, selling an estimated $4.34M.
  • Sigma Planning Corp's ten largest holdings make up 19% of its $1.37B portfolio in Q1 2018.
  • Sigma Planning Corp opened 91 new positions and closed 84 in Q1 2018.
  • Sigma Planning Corp's portfolio value rose 5.4% quarter-over-quarter to $1.37B.

Based on Sigma Planning Corp's 13F filing for Q1 2018, filed 11 May 2018.