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SPC

Sigma Planning Corp Portfolio holdings

AUM $3.6B
1-Year Est. Return 24.57%
This Fund
S&P 500
This Quarter Est. Return
+4.38%
1 Year Est. Return
+24.57%
3 Year Est. Return
+69.88%
5 Year Est. Return
+82.98%
10 Year Est. Return
+301.75%
AUM
$714M
AUM Growth
+$83.2M
Cap. Flow
+$65.6M
Cap. Flow %
9.18%
Top 10 Hldgs %
18.43%
Holding
772
New
101
Increased
311
Reduced
267
Closed
74

Top Buys

Rank Stock Value
1
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$8.66M
2
ONEQ icon
Fidelity Nasdaq Composite Index ETF
ONEQ
+$5.86M
3
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$5.7M
4
IVW icon
iShares S&P 500 Growth ETF
IVW
+$5.54M
5
MBB icon
iShares MBS ETF
MBB
+$5.52M

Top Sells

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$7.45M
2
TIP icon
iShares TIPS Bond ETF
TIP
+$3.13M
3
IWM icon
iShares Russell 2000 ETF
IWM
+$2.43M
4
IJS icon
iShares S&P Small-Cap 600 Value ETF
IJS
+$2.35M
5
SCI icon
Service Corp International
SCI
+$2.25M

Sector Composition

Rank Sector Weight
1 Healthcare 5.8%
2 Technology 5.68%
3 Consumer Staples 5.32%
4 Industrials 4.77%
5 Financials 4.47%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
RTH icon
276
VanEck Retail ETF
RTH
$248M
$592K 0.08%
7,611
+2,161
+40% +$167K
FEZ icon
277
State Street SPDR EURO STOXX 50 ETF
FEZ
$4.28B
$590K 0.08%
17,141
-4,534
-21% -$162K
BCS.PRD.CL
278
DELISTED
Barclays Bank Plc
BCS.PRD.CL
$587K 0.08%
22,130
+200
+0.9% +$5.26K
BX icon
279
Blackstone
BX
$104B
$586K 0.08%
20,032
+2,398
+14% +$76.4K
ESRX
280
DELISTED
Express Scripts Holding Company
ESRX
$586K 0.08%
6,704
-1,156
-15% -$99K
TLT icon
281
iShares 20+ Year Treasury Bond ETF
TLT
$42.1B
$584K 0.08%
4,839
+817
+20% +$99.5K
CXP
282
DELISTED
COLUMBIA PROPERTY TRUST, INC.
CXP
$583K 0.08%
24,849
+9,696
+64% +$236K
CRM icon
283
Salesforce
CRM
$134B
$580K 0.08%
7,394
+4,500
+155% +$351K
WOLF icon
284
CALL
Wolfspeed
WOLF
$1.2B
$573K 0.08%
21,500
– –
NLY icon
285
Annaly Capital Management
NLY
$16.9B
$571K 0.08%
15,232
-514
-3% -$20K
ACAS
286
DELISTED
American Capital Ltd
ACAS
$565K 0.08%
40,966
-1,020
-2% -$13.9K
LSI
287
DELISTED
Life Storage, Inc.
LSI
$562K 0.08%
+7,853
New +$525K
VTV icon
288
Vanguard Value ETF
VTV
$189B
$561K 0.08%
6,881
-77
-1% -$6.31K
ETP
289
DELISTED
Energy Transfer Partners L.p.
ETP
$559K 0.08%
16,559
+5,368
+48% +$211K
OEF icon
290
iShares S&P 100 ETF
OEF
$19.8B
$554K 0.08%
6,081
+892
+17% +$81.8K
IWF icon
291
iShares Russell 1000 Growth ETF
IWF
$122B
$550K 0.08%
22,100
-312
-1% -$7.78K
IMCG icon
292
iShares Morningstar Mid-Cap Growth ETF
IMCG
$3.89B
$548K 0.08%
21,270
– –
PRF icon
293
Invesco FTSE RAFI US 1000 ETF
PRF
$9.73B
$545K 0.08%
31,365
-2,130
-6% -$37.5K
FEX icon
294
First Trust Large Cap Core AlphaDEX Fund
FEX
$1.58B
$539K 0.08%
12,458
-93
-0.7% -$4.09K
HON icon
295
Honeywell
HON
$77.1B
$538K 0.08%
5,781
-118
-2% -$10.8K
ISTB icon
296
iShares Core 1-5 Year USD Bond ETF
ISTB
$5.08B
$535K 0.07%
10,774
-72
-0.7% -$3.6K
NUM
297
DELISTED
Nuveen Michigan Quality Municipal Income Fund
NUM
$535K 0.07%
39,088
+177
+0.5% +$2.36K
BIV icon
298
Vanguard Intermediate-Term Bond ETF
BIV
$28.8B
$532K 0.07%
6,402
+651
+11% +$54.8K
STIP icon
299
iShares 0-5 Year TIPS Bond ETF
STIP
$15.8B
$530K 0.07%
5,356
+13
+0.2% +$1.29K
NUE icon
300
Nucor
NUE
$56.4B
$526K 0.07%
13,058
+3,838
+42% +$158K
10 11
12
13 14

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BPS
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Sigma Planning Corp's Q4 2015 Portfolio in Review

As of Q4 2015, Sigma Planning Corp held 772 positions worth $714M, up 13% from $631M the previous quarter. Its ten largest holdings account for 18% of the portfolio.

Sigma Planning Corp deployed $65.6M of net new capital in Q4 2015, opening 101 new positions and adding to 311 existing holdings. Its largest new stake was ProShares Ultra S&P500: 473,608 shares worth $3.73M.

By sector, the portfolio is most concentrated in Healthcare at 5.8% of assets, down from 6.1% a quarter earlier, followed by Technology and Consumer Staples.

On the sell side, the largest reduction was iShares Core S&P 500 ETF, an estimated $7.45M trimmed.

  • Sigma Planning Corp's largest Q4 2015 buy was ProShares Ultra S&P500: 473,608 shares worth $3.73M.
  • Sigma Planning Corp added most to iShares 7-10 Year Treasury Bond ETF in Q4 2015, an estimated $8.66M increase.
  • Sigma Planning Corp's biggest Q4 2015 reduction was iShares Core S&P 500 ETF, cutting an estimated $7.45M.
  • Sigma Planning Corp fully exited Service Corp International in Q4 2015, selling an estimated $2.25M.
  • Sigma Planning Corp's ten largest holdings make up 18% of its $714M portfolio in Q4 2015.
  • Sigma Planning Corp opened 101 new positions and closed 74 in Q4 2015.
  • Sigma Planning Corp's portfolio value rose 13% quarter-over-quarter to $714M.

Based on Sigma Planning Corp's 13F filing for Q4 2015, filed 20 Jan 2016.