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SPC

Sigma Planning Corp Portfolio holdings

AUM $3.6B
1-Year Est. Return 24.57%
This Fund
S&P 500
This Quarter Est. Return
-6.12%
1 Year Est. Return
+24.57%
3 Year Est. Return
+69.88%
5 Year Est. Return
+82.98%
10 Year Est. Return
+301.75%
AUM
$631M
AUM Growth
-$93.2M
Cap. Flow
-$43.6M
Cap. Flow %
-6.91%
Top 10 Hldgs %
19.2%
Holding
790
New
84
Increased
251
Reduced
320
Closed
119

Top Buys

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$7.14M
2
GNL icon
Global Net Lease
GNL
+$3.09M
3
SDS icon
ProShares UltraShort S&P500
SDS
+$2.42M
4
VNQ icon
Vanguard Real Estate ETF
VNQ
+$2.23M
5
FV icon
First Trust Dorsey Wright Focus 5 ETF
FV
+$2.03M

Top Sells

Rank Stock Value
1
VQT
iPath S&P VEQTOR ETN
VQT
+$3.85M
2
AAPL icon
Apple
AAPL
+$3.73M
3
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$3.09M
4
IJR icon
iShares Core S&P Small-Cap ETF
IJR
+$2.84M
5
SDY icon
State Street SPDR S&P Dividend ETF
SDY
+$2.84M

Sector Composition

Rank Sector Weight
1 Healthcare 6.11%
2 Technology 5.58%
3 Consumer Staples 5.25%
4 Financials 4.57%
5 Industrials 4.52%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ISTB icon
276
iShares Core 1-5 Year USD Bond ETF
ISTB
$5.08B
$544K 0.09%
10,846
+816
+8% +$40.9K
IYY icon
277
iShares Dow Jones US ETF
IYY
$2.92B
$542K 0.09%
11,228
+1,134
+11% +$58K
HYHG icon
278
ProShares High Yield-Interest Rate Hedged ETF
HYHG
$180M
$541K 0.09%
8,319
-4,398
-35% -$305K
QCOM icon
279
Qualcomm
QCOM
$176B
$534K 0.08%
9,945
-883
-8% -$52.5K
VTV icon
280
Vanguard Value ETF
VTV
$189B
$534K 0.08%
6,958
-187
-3% -$15.2K
IMCG icon
281
iShares Morningstar Mid-Cap Growth ETF
IMCG
$3.89B
$531K 0.08%
21,270
-630
-3% -$16.9K
STIP icon
282
iShares 0-5 Year TIPS Bond ETF
STIP
$15.8B
$530K 0.08%
5,343
+195
+4% +$19.4K
RWX icon
283
State Street SPDR Dow Jones International Real Estate ETF
RWX
$265M
$526K 0.08%
13,372
-5,649
-30% -$230K
FEX icon
284
First Trust Large Cap Core AlphaDEX Fund
FEX
$1.58B
$525K 0.08%
12,551
+2,253
+22% +$100K
IWF icon
285
iShares Russell 1000 Growth ETF
IWF
$122B
$521K 0.08%
22,412
-1,544
-6% -$38K
WOLF icon
286
CALL
Wolfspeed
WOLF
$1.2B
$521K 0.08%
+21,500
New +$549K
BSJF
287
DELISTED
GUGGENGEIM BULLETSHARES 2015 HIGH YIELD CORPORATE BOND ETF
BSJF
$516K 0.08%
19,952
-35
-0.2% -$909
NUM
288
DELISTED
Nuveen Michigan Quality Municipal Income Fund
NUM
$513K 0.08%
38,911
-3,282
-8% -$43.4K
NNN icon
289
NNN REIT
NNN
$9.39B
$511K 0.08%
14,089
-784
-5% -$28.4K
RDS.A
290
DELISTED
Royal Dutch Shell PLC ADS Class A
RDS.A
$511K 0.08%
10,785
-313
-3% -$16.8K
ACAS
291
DELISTED
American Capital Ltd
ACAS
$511K 0.08%
41,986
-1,259
-3% -$16.9K
IOC
292
DELISTED
Interoil Corporation
IOC
$509K 0.08%
15,100
+2,079
+16% +$84.1K
TSLA icon
293
Tesla
TSLA
$1.24T
$504K 0.08%
30,405
-21,810
-42% -$371K
MRO
294
DELISTED
Marathon Oil Corporation
MRO
$504K 0.08%
+32,747
New +$622K
SGOL icon
295
abrdn Physical Gold Shares ETF
SGOL
$6.92B
$503K 0.08%
46,120
+8,170
+22% +$89.8K
HON icon
296
Honeywell
HON
$77.1B
$502K 0.08%
5,899
-590
-9% -$53.7K
BIDU icon
297
Baidu
BIDU
$35.8B
$499K 0.08%
3,632
+155
+4% +$25.6K
JPS
298
DELISTED
Nuveen Preferred & Income Securities Fund
JPS
$499K 0.08%
57,010
+16,335
+40% +$147K
TLT icon
299
iShares 20+ Year Treasury Bond ETF
TLT
$42.1B
$497K 0.08%
4,022
-25,424
-86% -$3.09M
HAL icon
300
Halliburton
HAL
$27.9B
$490K 0.08%
13,867
-241
-2% -$9.48K
10 11
12
13 14

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Sigma Planning Corp's Q3 2015 Portfolio in Review

As of Q3 2015, Sigma Planning Corp held 790 positions worth $631M, down 13% from $724M the previous quarter. Its ten largest holdings account for 19% of the portfolio.

Sigma Planning Corp withdrew a net $43.6M in Q3 2015, closing 119 positions and reducing 320 holdings. Its most notable exit was Alphabet (Google) Class C, an estimated $2.72M position sold in full.

By sector, the portfolio is most concentrated in Healthcare at 6.1% of assets, down from 6.5% a quarter earlier, followed by Technology and Consumer Staples.

Against the trend, Sigma Planning Corp opened a new position in Global Net Lease worth $3.33M.

  • Sigma Planning Corp's largest Q3 2015 buy was Global Net Lease: 120,845 shares worth $3.33M.
  • Sigma Planning Corp added most to iShares Core S&P 500 ETF in Q3 2015, an estimated $7.14M increase.
  • Sigma Planning Corp's biggest Q3 2015 reduction was iPath S&P VEQTOR ETN, cutting an estimated $3.85M.
  • Sigma Planning Corp fully exited Alphabet (Google) Class C in Q3 2015, selling an estimated $2.72M.
  • Sigma Planning Corp's ten largest holdings make up 19% of its $631M portfolio in Q3 2015.
  • Sigma Planning Corp opened 84 new positions and closed 119 in Q3 2015.
  • Sigma Planning Corp's portfolio value fell 13% quarter-over-quarter to $631M.

Based on Sigma Planning Corp's 13F filing for Q3 2015, filed 2 Nov 2015.