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Sigma Planning Corp Portfolio holdings
AUM
$3.97B
Turnover
17.8%
1-Year Est. Return
32.34%
This Fund
S&P 500
This Quarter
Est. Return
-0.07%
1 Year Est. Return
+32.34%
3 Year Est. Return
+87.34%
5 Year Est. Return
+99.61%
10 Year Est. Return
+350.72%
AUM
$3.6B
AUM Growth
-$22.2M
(-0.61%)
Cap. Flow
+$45.6M
Cap. Flow
% of AUM
1.27%
Top 10 Holdings %
Top 10 Hldgs %
23.58%
Holding
1,427
New
132
Increased
584
Reduced
568
Closed
118
Avg Time Held Equity + Options
4.3
years
Top 10 Avg Time Held Equity + Options
6.2
years
Top 20 Avg Time Held Equity + Options
4.6
years
Avg Time Held Equity only
4.3
years
Top 10 Avg Time Held Equity only
6.2
years
Top 20 Avg Time Held Equity only
5
years
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares MSCI USA Quality GARP ETF
GARP
|
+$8.76M |
| 2 |
BlackRock ETF Trust iShares Defense Industrials and Tech Active ETF
IDEF
|
+$6.61M |
| 3 |
Capital Group Dividend Value ETF
CGDV
|
+$5.82M |
| 4 |
iShares Morningstar Value ETF
ILCV
|
+$5.09M |
| 5 |
Capital Group Global Growth Equity ETF
CGGO
|
+$4.91M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Invesco QQQ Trust
QQQ
|
+$10.1M |
| 2 |
iShares 5-10 Year Investment Grade Corporate Bond ETF
IGIB
|
+$6.74M |
| 3 |
SPDR Gold Trust
GLD
|
+$5.54M |
| 4 |
Vanguard Total International Bond ETF
BNDX
|
+$4.57M |
| 5 |
iShares Silver Trust
SLV
|
+$4.49M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Miscellaneous | 60.89% |
| 2 | Technology | 13.69% |
| 3 | Industrials | 3.86% |
| 4 | Consumer Discretionary | 3.8% |
| 5 | Financials | 3.77% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | Held Since | |
|---|---|---|---|---|---|---|---|
251
Alerian MLP ETF
AMLP
$12.7B
| $3.12M | 0.09% |
59,243
+1,850
| +3% | +$94.2K |
2014 Q4
45 quarters
|
|
252
iShares 0-5 Year TIPS Bond ETF
STIP
$16.6B
| $3.08M | 0.09% |
29,786
-1,273
| -4% | -$131K |
2014 Q4
45 quarters
|
|
253
Schwab Fundamental International Large Company Index ETF
FNDF
$25.6B
| $3.08M | 0.09% |
62,891
-3,159
| -5% | -$155K |
2021 Q2
19 quarters
|
|
254
Clorox
CLX
$10.5B
| $3.07M | 0.09% |
29,650
+10,522
| +55% | +$1.19M |
2014 Q4
45 quarters
|
|
255
Innovator Equity Dual Directional 15 Buffer ETF - July
DDFL
$154M
| $3.06M | 0.09% |
149,110
-1,225
| -0.8% | -$25.2K |
2025 Q3
2 quarters
|
|
256
The Kraft Heinz Company
KHC
$28.1B
| $3.05M | 0.08% |
135,452
+42,411
| +46% | +$998K |
2015 Q4
41 quarters
|
|
257
Prudential Financial
PRU
$40B
| $3.02M | 0.08% |
30,938
-99
| -0.3% | -$10.3K |
2014 Q4
45 quarters
|
|
258
Invesco S&P MidCap Momentum ETF
XMMO
$6.67B
| $2.97M | 0.08% |
20,465
-1,038
| -5% | -$150K |
2024 Q1
8 quarters
|
|
259
First Trust Growth Strength ETF
FTGS
$1.28B
| $2.96M | 0.08% |
86,916
+834
| +1% | +$29.6K |
2024 Q2
7 quarters
|
|
260
iShares S&P 100 ETF
OEF
$20.4B
| $2.95M | 0.08% |
9,264
-1,266
| -12% | -$424K |
2015 Q1
44 quarters
|
|
261
Celestica
CLS
$38.3B
| $2.93M | 0.08% |
10,396
-3,511
| -25% | -$1.02M |
2024 Q3
6 quarters
|
|
262
iShares S&P Mid-Cap 400 Growth ETF
IJK
$10.3B
| $2.92M | 0.08% |
29,046
-1,458
| -5% | -$150K |
2014 Q4
45 quarters
|
|
263
Invesco S&P 500 Top 50 ETF
XLG
$11.6B
| $2.92M | 0.08% |
53,455
-5,173
| -9% | -$297K |
2020 Q2
23 quarters
|
|
264
Ares Capital
ARCC
$13.4B
| $2.85M | 0.08% |
158,119
-5,358
| -3% | -$104K |
2014 Q4
45 quarters
|
|
265
First Trust Active Factor Large Cap ETF
AFLG
$795M
| $2.85M | 0.08% |
73,859
-43,766
| -37% | -$1.74M |
2025 Q1
4 quarters
|
|
266
iShares Russell 3000 ETF
IWV
$20.2B
| $2.85M | 0.08% |
7,684
+2,085
| +37% | +$807K |
2016 Q2
39 quarters
|
|
267
Philip Morris
PM
$320B
| $2.84M | 0.08% |
17,154
-689
| -4% | -$120K |
2014 Q4
45 quarters
|
|
268
Gilead Sciences
GILD
$194B
| $2.83M | 0.08% |
20,278
-7,783
| -28% | -$1.09M |
2014 Q4
45 quarters
|
|
269
ProShares S&P 500 Dividend Aristocrats ETF
NOBL
$11.6B
| $2.8M | 0.08% |
52,846
-1,696
| -3% | -$93K |
2014 Q4
45 quarters
|
|
270
Fidelity Enhanced International ETF
FENI
$11.4B
| $2.77M | 0.08% |
74,377
+5,573
| +8% | +$214K |
2024 Q3
6 quarters
|
|
271
First Trust Indxx Aerospace & Defense ETF
MISL
$759M
| $2.74M | 0.08% |
61,324
+606
| +1% | +$29.2K |
2024 Q1
8 quarters
|
|
272
General Dynamics
GD
$93.1B
| $2.73M | 0.08% |
7,959
-21
| -0.3% | -$7.45K |
2014 Q4
45 quarters
|
|
273
NEOS S&P 500 High Income ETF
SPYI
$12.3B
| $2.73M | 0.08% |
55,233
+14,612
| +36% | +$757K |
2025 Q3
2 quarters
|
|
274
Vanguard Short-Term Inflation-Protected Securities Index Fund
VTIP
$20.6B
| $2.72M | 0.08% |
54,539
-600
| -1% | -$29.8K |
2017 Q3
34 quarters
|
|
275
First Trust Long/Short Equity ETF
FTLS
$2.61B
| $2.7M | 0.08% |
38,410
+240
| +0.6% | +$17K |
2024 Q1
8 quarters
|
|
Similar funds
DAM
RPGK
Sigma Planning Corp's Q1 2026 Portfolio in Review
As of Q1 2026, Sigma Planning Corp held 1,427 positions worth $3.6B, down 0.61% from $3.62B the previous quarter. Its ten largest holdings account for 24% of the portfolio.
Sigma Planning Corp's Q1 2026 filing shows 132 new, 584 increased, 568 reduced and 118 closed positions. Its largest new stake was iShares MSCI USA Quality GARP ETF: 129,075 shares worth $8.26M. The largest sale was Invesco QQQ Trust, an estimated $10.1M.
By sector, the portfolio is most concentrated in Miscellaneous at 61% of assets, up from 60% a quarter earlier, followed by Technology and Industrials.
- Sigma Planning Corp's largest Q1 2026 buy was iShares MSCI USA Quality GARP ETF: 129,075 shares worth $8.26M.
- Sigma Planning Corp added most to Capital Group Dividend Value ETF in Q1 2026, an estimated $5.82M increase.
- Sigma Planning Corp's biggest Q1 2026 reduction was Invesco QQQ Trust, cutting an estimated $10.1M.
- Sigma Planning Corp fully exited FT Vest US Equity Moderate Buffer ETF January in Q1 2026, selling an estimated $4.2M.
- Sigma Planning Corp's ten largest holdings make up 24% of its $3.6B portfolio in Q1 2026.
- Sigma Planning Corp opened 132 new positions and closed 118 in Q1 2026.
- Sigma Planning Corp's portfolio value fell 0.61% quarter-over-quarter to $3.6B.
Based on Sigma Planning Corp's 13F filing for Q1 2026, filed 4 May 2026.