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SPC

Sigma Planning Corp Portfolio holdings

AUM $3.97B
1-Year Est. Return 32.34%
This Fund
S&P 500
This Quarter Est. Return
+3.09%
1 Year Est. Return
+32.34%
3 Year Est. Return
+87.34%
5 Year Est. Return
+99.61%
10 Year Est. Return
+387.12%
AUM
$3.62B
AUM Growth
+$105M
Cap. Flow
+$37.7M
Cap. Flow %
1.04%
Top 10 Hldgs %
25.66%
Holding
1,414
New
124
Increased
614
Reduced
530
Closed
119

Top Buys

Rank Stock Value
1
TSLA icon
Tesla
TSLA
+$4.06M
2
FOCT icon
FT Vest US Equity Buffer ETF October
FOCT
+$4.04M
3
BLCV icon
BlackRock Large Cap Value ETF
BLCV
+$4M
4
LST
Leuthold Select Industries ETF
LST
+$2.86M
5
CGDV icon
Capital Group Dividend Value ETF
CGDV
+$2.34M

Top Sells

Rank Stock Value
1
BRK.B icon
Berkshire Hathaway Class B
BRK.B
+$4.13M
2
FDEC icon
FT Vest US Equity Buffer ETF December
FDEC
+$3.22M
3
ALAB icon
Astera Labs
ALAB
+$3.17M
4
PLTR icon
Palantir
PLTR
+$2.77M
5
MP icon
MP Materials
MP
+$2.34M

Sector Composition

Rank Sector Weight
1 Technology 15.25%
2 Consumer Discretionary 4.18%
3 Financials 4.09%
4 Communication Services 3.57%
5 Healthcare 3.52%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MDY icon
251
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
$27.1B
$2.99M 0.08%
4,963
-47
-0.9% -$28.1K
FNDF icon
252
Schwab Fundamental International Large Company Index ETF
FNDF
$25.7B
$2.99M 0.08%
66,050
+20,157
+44% +$893K
XMMO icon
253
Invesco S&P MidCap Momentum ETF
XMMO
$7.56B
$2.98M 0.08%
21,503
+1,292
+6% +$177K
B
254
Barrick Mining
B
$73.2B
$2.97M 0.08%
68,144
+4,134
+6% +$155K
IJK icon
255
iShares S&P Mid-Cap 400 Growth ETF
IJK
$11.2B
$2.96M 0.08%
30,504
-754
-2% -$72.6K
QQQM icon
256
Invesco NASDAQ 100 ETF
QQQM
$102B
$2.91M 0.08%
11,491
+692
+6% +$175K
LST
257
Leuthold Select Industries ETF
LST
$168M
$2.89M 0.08%
+71,901
New +$2.86M
SYK icon
258
Stryker
SYK
$130B
$2.87M 0.08%
8,173
+155
+2% +$56.5K
PM icon
259
Philip Morris
PM
$295B
$2.87M 0.08%
17,843
+3,492
+24% +$541K
MMM icon
260
3M
MMM
$94.3B
$2.85M 0.08%
17,822
+361
+2% +$59K
NOBL icon
261
ProShares S&P 500 Dividend Aristocrats ETF
NOBL
$11.9B
$2.84M 0.08%
54,542
-27,970
-34% -$1.45M
AEM icon
262
Agnico Eagle Mines
AEM
$90.5B
$2.81M 0.08%
15,882
+9,849
+163% +$1.66M
BINC icon
263
BlackRock Flexible Income ETF
BINC
$16.3B
$2.78M 0.08%
52,554
+4,014
+8% +$213K
FSK icon
264
FS KKR Capital
FSK
$3.44B
$2.75M 0.08%
186,121
-19,808
-10% -$300K
VTIP icon
265
Vanguard Short-Term Inflation-Protected Securities Index Fund
VTIP
$19.8B
$2.73M 0.08%
55,139
+2,715
+5% +$136K
ASML icon
266
ASML
ASML
$669B
$2.71M 0.07%
2,537
+936
+58% +$976K
FTLS icon
267
First Trust Long/Short Equity ETF
FTLS
$2.49B
$2.71M 0.07%
38,170
-3,330
-8% -$235K
VXUS icon
268
Vanguard Total International Stock ETF
VXUS
$163B
$2.71M 0.07%
35,914
+5,098
+17% +$381K
CION icon
269
CION Investment
CION
$374M
$2.71M 0.07%
280,046
+3,005
+1% +$29K
AMLP icon
270
Alerian MLP ETF
AMLP
$13.1B
$2.7M 0.07%
57,393
-2,060
-3% -$96.4K
GD icon
271
General Dynamics
GD
$106B
$2.69M 0.07%
7,980
-191
-2% -$65.1K
NOW icon
272
ServiceNow
NOW
$129B
$2.66M 0.07%
16,071
-2,604
-14% -$447K
UPS icon
273
United Parcel Service
UPS
$88.9B
$2.66M 0.07%
26,781
+8,091
+43% +$757K
IDCC icon
274
InterDigital
IDCC
$8.89B
$2.65M 0.07%
8,321
+2,514
+43% +$889K
IUSG icon
275
iShares Core S&P US Growth ETF
IUSG
$33.9B
$2.62M 0.07%
15,611
+1,036
+7% +$173K
9 10
11
12 13

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MAM
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LWCA
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AS
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BCP
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MIM
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JSW
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Sigma Planning Corp's Q4 2025 Portfolio in Review

As of Q4 2025, Sigma Planning Corp held 1,414 positions worth $3.62B, up 3% from $3.52B the previous quarter. Its ten largest holdings account for 26% of the portfolio.

Sigma Planning Corp's Q4 2025 filing shows 124 new, 614 increased, 530 reduced and 119 closed positions. Its largest new stake was FT Vest US Equity Buffer ETF October: 83,553 shares worth $4.09M. The largest sale was Berkshire Hathaway Class B, an estimated $4.13M.

By sector, the portfolio is most concentrated in Technology at 15% of assets, down from 16% a quarter earlier, followed by Consumer Discretionary and Financials.

  • Sigma Planning Corp's largest Q4 2025 buy was FT Vest US Equity Buffer ETF October: 83,553 shares worth $4.09M.
  • Sigma Planning Corp added most to Tesla in Q4 2025, an estimated $4.06M increase.
  • Sigma Planning Corp's biggest Q4 2025 reduction was Berkshire Hathaway Class B, cutting an estimated $4.13M.
  • Sigma Planning Corp fully exited Invesco BulletShares 2025 Corporate Bond ETF in Q4 2025, selling an estimated $1.74M.
  • Sigma Planning Corp's ten largest holdings make up 26% of its $3.62B portfolio in Q4 2025.
  • Sigma Planning Corp opened 124 new positions and closed 119 in Q4 2025.
  • Sigma Planning Corp's portfolio value rose 3% quarter-over-quarter to $3.62B.

Based on Sigma Planning Corp's 13F filing for Q4 2025, filed 30 Jan 2026.