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Sigma Planning Corp Portfolio holdings
AUM
$3.97B
Turnover
17.8%
1-Year Est. Return
32.34%
This Fund
S&P 500
This Quarter
Est. Return
+3.09%
1 Year Est. Return
+32.34%
3 Year Est. Return
+87.34%
5 Year Est. Return
+99.61%
10 Year Est. Return
+350.72%
AUM
$3.62B
AUM Growth
+$105M
(+3%)
Cap. Flow
+$36.7M
Cap. Flow
% of AUM
1.01%
Top 10 Holdings %
Top 10 Hldgs %
25.66%
Holding
1,414
New
124
Increased
614
Reduced
530
Closed
119
Avg Time Held Equity + Options
4.2
years
Top 10 Avg Time Held Equity + Options
5.9
years
Top 20 Avg Time Held Equity + Options
4.4
years
Avg Time Held Equity only
4.2
years
Top 10 Avg Time Held Equity only
6
years
Top 20 Avg Time Held Equity only
4.8
years
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Tesla
TSLA
|
+$4.06M |
| 2 |
FT Vest US Equity Buffer ETF October
FOCT
|
+$4.04M |
| 3 |
BlackRock Large Cap Value ETF
BLCV
|
+$4M |
| 4 |
Leuthold Select Industries ETF
LST
|
+$2.86M |
| 5 |
Capital Group Dividend Value ETF
CGDV
|
+$2.34M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Berkshire Hathaway Class B
BRK.B
|
+$4.13M |
| 2 |
FT Vest US Equity Buffer ETF December
FDEC
|
+$3.22M |
| 3 |
Astera Labs
ALAB
|
+$3.17M |
| 4 |
Palantir
PLTR
|
+$2.77M |
| 5 |
MP Materials
MP
|
+$2.34M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Miscellaneous | 59.83% |
| 2 | Technology | 15.25% |
| 3 | Consumer Discretionary | 4.18% |
| 4 | Financials | 4.09% |
| 5 | Communication Services | 3.57% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | Held Since | |
|---|---|---|---|---|---|---|---|
251
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
$25.3B
| $2.99M | 0.08% |
4,963
-47
| -0.9% | -$28.1K |
2014 Q4
44 quarters
|
|
252
Schwab Fundamental International Large Company Index ETF
FNDF
$25.5B
| $2.99M | 0.08% |
66,050
+20,157
| +44% | +$893K |
2021 Q2
18 quarters
|
|
253
Invesco S&P MidCap Momentum ETF
XMMO
$6.68B
| $2.98M | 0.08% |
21,503
+1,292
| +6% | +$177K |
2024 Q1
7 quarters
|
|
254
Barrick Mining
B
$66.7B
| $2.97M | 0.08% |
68,144
+4,134
| +6% | +$155K |
2018 Q4
28 quarters
|
|
255
iShares S&P Mid-Cap 400 Growth ETF
IJK
$10.3B
| $2.96M | 0.08% |
30,504
-754
| -2% | -$72.6K |
2014 Q4
44 quarters
|
|
256
Invesco NASDAQ 100 ETF
QQQM
$106B
| $2.91M | 0.08% |
11,491
+692
| +6% | +$175K |
2022 Q4
12 quarters
|
|
|
257
Leuthold Select Industries ETF
LST
$202M
| $2.89M | 0.08% |
+71,901
| New | +$2.86M |
2025 Q4
0 quarters
|
|
258
Stryker
SYK
$113B
| $2.87M | 0.08% |
8,173
+155
| +2% | +$56.5K |
2014 Q4
44 quarters
|
|
259
Philip Morris
PM
$318B
| $2.87M | 0.08% |
17,843
+3,492
| +24% | +$541K |
2014 Q4
44 quarters
|
|
260
3M
MMM
$84.4B
| $2.85M | 0.08% |
17,822
+361
| +2% | +$59K |
2014 Q4
44 quarters
|
|
261
ProShares S&P 500 Dividend Aristocrats ETF
NOBL
$11.5B
| $2.84M | 0.08% |
54,542
-27,970
| -34% | -$1.45M |
2014 Q4
44 quarters
|
|
262
Agnico Eagle Mines
AEM
$94.7B
| $2.81M | 0.08% |
15,882
+9,849
| +163% | +$1.66M |
2025 Q1
3 quarters
|
|
263
BlackRock Flexible Income ETF
BINC
$16.5B
| $2.78M | 0.08% |
52,554
+4,014
| +8% | +$213K |
2024 Q1
7 quarters
|
|
264
FS KKR Capital
FSK
$2.86B
| $2.75M | 0.08% |
186,121
-19,808
| -10% | -$300K |
2020 Q3
21 quarters
|
|
265
Vanguard Short-Term Inflation-Protected Securities Index Fund
VTIP
$20.6B
| $2.73M | 0.08% |
55,139
+2,715
| +5% | +$136K |
2017 Q3
33 quarters
|
|
266
ASML
ASML
$636B
| $2.71M | 0.07% |
2,537
+936
| +58% | +$976K |
2023 Q1
11 quarters
|
|
267
First Trust Long/Short Equity ETF
FTLS
$2.61B
| $2.71M | 0.07% |
38,170
-3,330
| -8% | -$235K |
2024 Q1
7 quarters
|
|
268
Vanguard Total International Stock ETF
VXUS
$160B
| $2.71M | 0.07% |
35,914
+5,098
| +17% | +$381K |
2016 Q2
38 quarters
|
|
269
CION Investment
CION
$324M
| $2.71M | 0.07% |
280,046
+3,005
| +1% | +$29K |
2022 Q2
14 quarters
|
|
270
Alerian MLP ETF
AMLP
$12.6B
| $2.7M | 0.07% |
57,393
-2,060
| -3% | -$96.4K |
2014 Q4
44 quarters
|
|
271
General Dynamics
GD
$92.7B
| $2.69M | 0.07% |
7,980
-191
| -2% | -$65.1K |
2014 Q4
44 quarters
|
|
272
ServiceNow
NOW
$145B
| $2.66M | 0.07% |
16,071
-2,604
| -14% | -$447K |
2018 Q1
31 quarters
|
|
273
United Parcel Service
UPS
$82.5B
| $2.66M | 0.07% |
26,781
+8,091
| +43% | +$757K |
2014 Q4
44 quarters
|
|
274
InterDigital
IDCC
$8.2B
| $2.65M | 0.07% |
8,321
+2,514
| +43% | +$889K |
2014 Q4
44 quarters
|
|
275
iShares Core S&P US Growth ETF
IUSG
$33.3B
| $2.62M | 0.07% |
15,611
+1,036
| +7% | +$173K |
2016 Q1
39 quarters
|
|
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Sigma Planning Corp's Q4 2025 Portfolio in Review
As of Q4 2025, Sigma Planning Corp held 1,414 positions worth $3.62B, up 3% from $3.52B the previous quarter. Its ten largest holdings account for 26% of the portfolio.
Sigma Planning Corp's Q4 2025 filing shows 124 new, 614 increased, 530 reduced and 119 closed positions. Its largest new stake was FT Vest US Equity Buffer ETF October: 83,553 shares worth $4.09M. The largest sale was Berkshire Hathaway Class B, an estimated $4.13M.
By sector, the portfolio is most concentrated in Miscellaneous at 60% of assets, up from 59% a quarter earlier, followed by Technology and Consumer Discretionary.
- Sigma Planning Corp's largest Q4 2025 buy was FT Vest US Equity Buffer ETF October: 83,553 shares worth $4.09M.
- Sigma Planning Corp added most to Tesla in Q4 2025, an estimated $4.06M increase.
- Sigma Planning Corp's biggest Q4 2025 reduction was Berkshire Hathaway Class B, cutting an estimated $4.13M.
- Sigma Planning Corp fully exited Invesco BulletShares 2025 Corporate Bond ETF in Q4 2025, selling an estimated $1.74M.
- Sigma Planning Corp's ten largest holdings make up 26% of its $3.62B portfolio in Q4 2025.
- Sigma Planning Corp opened 124 new positions and closed 119 in Q4 2025.
- Sigma Planning Corp's portfolio value rose 3% quarter-over-quarter to $3.62B.
Based on Sigma Planning Corp's 13F filing for Q4 2025, filed 30 Jan 2026.