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SPC
Sigma Planning Corp Portfolio holdings
AUM
$3.6B
1-Year Est. Return
24.57%
This Fund
S&P 500
This Quarter
Est. Return
+10.26%
1 Year Est. Return
+24.57%
3 Year Est. Return
+69.88%
5 Year Est. Return
+82.98%
10 Year Est. Return
+301.75%
AUM
$1.28B
AUM Growth
-$1.39B
(-52%)
Cap. Flow
-$1.54B
Cap. Flow
% of AUM
-120.75%
Top 10 Holdings %
Top 10 Hldgs %
23.75%
Holding
1,229
New
33
Increased
31
Reduced
775
Closed
383
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
FT Vest US Equity Buffer ETF December
FDEC
|
+$13.3M |
| 2 |
iShares Broad USD Investment Grade Corporate Bond ETF
USIG
|
+$4.14M |
| 3 |
iShares 5-10 Year Investment Grade Corporate Bond ETF
IGIB
|
+$3.81M |
| 4 |
iShares Global 100 ETF
IOO
|
+$3.78M |
| 5 |
Invesco S&P 500 Top 50 ETF
XLG
|
+$2.03M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Apple
AAPL
|
+$96.4M |
| 2 |
iShares Core S&P 500 ETF
IVV
|
+$77.7M |
| 3 |
Amazon
AMZN
|
+$31.1M |
| 4 |
Microsoft
MSFT
|
+$30.5M |
| 5 |
FT Vest US Equity Buffer ETF August
FAUG
|
+$25.6M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 11.58% |
| 2 | Healthcare | 4.94% |
| 3 | Consumer Discretionary | 4.41% |
| 4 | Financials | 4.22% |
| 5 | Industrials | 3.32% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
251
State Street SPDR Portfolio Short Term Corporate Bond ETF
SPSB
$10.4B
| $1.11M | 0.09% |
37,118
-55,286
| -60% | -$1.63M |
|
252
Comcast
CMCSA
$79.1B
| $1.1M | 0.09% |
25,177
-42,376
| -63% | -$1.82M |
|
253
iShares Russell 1000 Growth ETF
IWF
$122B
| $1.09M | 0.09% |
14,344
-39,268
| -73% | -$2.78M |
|
254
HubSpot
HUBS
$10.5B
| $1.08M | 0.08% |
1,865
-553
| -23% | -$266K |
|
255
American Express
AXP
$223B
| $1.08M | 0.08% |
5,739
-4,794
| -46% | -$772K |
|
256
State Street SPDR Bloomberg 1-3 Month T-Bill ETF
BIL
$46.8B
| $1.07M | 0.08% |
11,725
-16,426
| -58% | -$1.5M |
|
257
State Street SPDR S&P Homebuilders ETF
XHB
$1.74B
| $1.06M | 0.08% |
11,124
-8,966
| -45% | -$729K |
|
258
3M
MMM
$89B
| $1.06M | 0.08% |
11,629
-17,903
| -61% | -$1.44M |
|
259
iShares Russell 3000 ETF
IWV
$19.5B
| $1.06M | 0.08% |
3,864
-1,352
| -26% | -$345K |
|
260
iShares US Healthcare ETF
IYH
$3.11B
| $1.03M | 0.08% |
18,055
-36,720
| -67% | -$2M |
|
261
First Trust Dow Jones Internet Index Fund ETF
FDN
$4.86B
| $1.02M | 0.08% |
5,487
-4,579
| -45% | -$765K |
|
262
iShares US Aerospace & Defense ETF
ITA
$14.2B
| $1.02M | 0.08% |
8,066
-7,235
| -47% | -$836K |
|
263
United Parcel Service
UPS
$97.6B
| $1.02M | 0.08% |
6,492
-9,258
| -59% | -$1.4M |
|
264
Zoetis
ZTS
$31.6B
| $1.02M | 0.08% |
5,167
-4,208
| -45% | -$745K |
|
265
iShares Core Universal USD Bond ETF
IUSB
$42.6B
| $1.02M | 0.08% |
22,076
-136,716
| -86% | -$6.04M |
|
266
First Trust Cloud Computing ETF
SKYY
$2.74B
| $1.01M | 0.08% |
11,532
-8,419
| -42% | -$669K |
|
267
Philip Morris
PM
$301B
| $1.01M | 0.08% |
10,703
-19,184
| -64% | -$1.77M |
|
268
Capital Group Core Plus Income ETF
CGCP
$8.33B
| $1M | 0.08% |
44,282
-40,944
| -48% | -$894K |
|
269
iShares 0-5 Year High Yield Corporate Bond ETF
SHYG
$7.57B
| $1M | 0.08% |
23,801
-43,711
| -65% | -$1.8M |
|
270
Innovator US Equity Buffer ETF July
BJUL
$289M
| $1M | 0.08% |
26,684
-37,270
| -58% | -$1.33M |
|
|
NVO
271
Novo Nordisk
NVO
$216B
| $997K | 0.08% |
9,637
-1,923
| -17% | -$190K |
|
272
Fidelity Limited Term Bond ETF
FLTB
$415M
| $996K | 0.08% |
20,257
-23,960
| -54% | -$1.16M |
|
273
ARK Innovation ETF
ARKK
$5.89B
| $989K | 0.08% |
18,878
-56,303
| -75% | -$2.44M |
|
274
Fidelity MSCI Consumer Staples Index ETF
FSTA
$1.4B
| $982K | 0.08% |
22,012
-21,333
| -49% | -$913K |
|
275
GSK
GSK
$103B
| $973K | 0.08% |
26,248
-34,600
| -57% | -$1.24M |
|
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Sigma Planning Corp's Q4 2023 Portfolio in Review
As of Q4 2023, Sigma Planning Corp held 1,229 positions worth $1.28B, down 52% from $2.67B the previous quarter. Its ten largest holdings account for 24% of the portfolio.
Sigma Planning Corp withdrew a net $1.54B in Q4 2023, closing 383 positions and reducing 775 holdings. Its most notable exit was Innovator Power Buffer Step-Up Strategy ETF, an estimated $5.09M position sold in full.
By sector, the portfolio is most concentrated in Technology at 12% of assets, up from 11% a quarter earlier, followed by Healthcare and Consumer Discretionary.
Against the trend, Sigma Planning Corp opened a new position in FT Vest US Equity Buffer ETF December worth $14.2M.
- Sigma Planning Corp's largest Q4 2023 buy was FT Vest US Equity Buffer ETF December: 364,811 shares worth $14.2M.
- Sigma Planning Corp added most to iShares Global 100 ETF in Q4 2023, an estimated $3.78M increase.
- Sigma Planning Corp's biggest Q4 2023 reduction was Apple, cutting an estimated $96.4M.
- Sigma Planning Corp fully exited Innovator Power Buffer Step-Up Strategy ETF in Q4 2023, selling an estimated $5.09M.
- Sigma Planning Corp's ten largest holdings make up 24% of its $1.28B portfolio in Q4 2023.
- Sigma Planning Corp opened 33 new positions and closed 383 in Q4 2023.
- Sigma Planning Corp's portfolio value fell 52% quarter-over-quarter to $1.28B.
Based on Sigma Planning Corp's 13F filing for Q4 2023, filed 1 Feb 2024.