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SPC

Sigma Planning Corp Portfolio holdings

AUM $3.6B
1-Year Est. Return 24.57%
This Fund
S&P 500
This Quarter Est. Return
-3.05%
1 Year Est. Return
+24.57%
3 Year Est. Return
+69.88%
5 Year Est. Return
+82.98%
10 Year Est. Return
+301.75%
AUM
$2.67B
AUM Growth
-$117M
Cap. Flow
+$7.73M
Cap. Flow %
0.29%
Top 10 Hldgs %
22.23%
Holding
1,324
New
121
Increased
493
Reduced
556
Closed
129

Top Buys

Rank Stock Value
1
XAUG icon
FT Vest US Equity Enhance & Moderate Buffer ETF August
XAUG
+$11M
2
ABBV icon
AbbVie
ABBV
+$5.08M
3
XLI icon
State Street Industrial Select Sector SPDR ETF
XLI
+$4.55M
4
MOAT icon
VanEck Morningstar Wide Moat ETF
MOAT
+$3.89M
5
ABT icon
Abbott
ABT
+$3.79M

Top Sells

Rank Stock Value
1
AAPL icon
Apple
AAPL
+$5.16M
2
EFA icon
iShares MSCI EAFE ETF
EFA
+$3.76M
3
AZO icon
AutoZone
AZO
+$3.74M
4
TSLA icon
Tesla
TSLA
+$3.66M
5
IJR icon
iShares Core S&P Small-Cap ETF
IJR
+$3.53M

Sector Composition

Rank Sector Weight
1 Technology 11.22%
2 Healthcare 4.66%
3 Consumer Discretionary 4.34%
4 Financials 4.17%
5 Industrials 3.45%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IUSG icon
251
iShares Core S&P US Growth ETF
IUSG
$31.1B
$2.22M 0.08%
23,381
+123
+0.5% +$12.1K
PDEC icon
252
Innovator US Equity Power Buffer ETF December
PDEC
$977M
$2.22M 0.08%
68,473
-5,623
-8% -$188K
UL icon
253
Unilever
UL
$131B
$2.21M 0.08%
39,855
-2,884
-7% -$167K
BX icon
254
Blackstone
BX
$104B
$2.21M 0.08%
20,610
-1,512
-7% -$157K
DOW icon
255
Dow Inc
DOW
$21.6B
$2.21M 0.08%
42,783
-18,399
-30% -$988K
GSK icon
256
GSK
GSK
$103B
$2.21M 0.08%
60,848
+457
+0.8% +$16.2K
BJUL icon
257
Innovator US Equity Buffer ETF July
BJUL
$289M
$2.2M 0.08%
63,954
+47,399
+286% +$1.68M
DHR icon
258
Danaher
DHR
$135B
$2.2M 0.08%
9,991
+448
+5% +$99.9K
FDX icon
259
FedEx
FDX
$74.5B
$2.19M 0.08%
8,252
-639
-7% -$166K
PJUL icon
260
Innovator US Equity Power Buffer ETF July
PJUL
$1.18B
$2.18M 0.08%
64,815
+44,009
+212% +$1.51M
INTC icon
261
Intel
INTC
$466B
$2.18M 0.08%
61,287
-675
-1% -$23.5K
XMHQ icon
262
Invesco S&P MidCap Quality ETF
XMHQ
$5.43B
$2.14M 0.08%
26,591
+4,484
+20% +$368K
COP icon
263
ConocoPhillips
COP
$147B
$2.14M 0.08%
17,827
-803
-4% -$93.2K
RTX icon
264
RTX Corp
RTX
$287B
$2.13M 0.08%
29,540
-1,524
-5% -$131K
PFF icon
265
iShares Preferred and Income Securities ETF
PFF
$13.2B
$2.12M 0.08%
70,470
-4,943
-7% -$151K
VEU icon
266
Vanguard FTSE All-World ex-US ETF
VEU
$65.6B
$2.12M 0.08%
40,868
+778
+2% +$42.1K
FLTB icon
267
Fidelity Limited Term Bond ETF
FLTB
$415M
$2.11M 0.08%
44,217
+27,113
+159% +$1.3M
FJUN icon
268
FT Vest US Equity Buffer ETF June
FJUN
$1.34B
$2.11M 0.08%
52,046
+33,375
+179% +$1.39M
VAW icon
269
Vanguard Materials ETF
VAW
$3B
$2.1M 0.08%
12,185
-901
-7% -$163K
PANW icon
270
Palo Alto Networks
PANW
$264B
$2.09M 0.08%
17,836
+1,166
+7% +$138K
QGRO icon
271
American Century US Quality Growth ETF
QGRO
$1.98B
$2.09M 0.08%
30,960
+26,283
+562% +$1.82M
VDE icon
272
Vanguard Energy ETF
VDE
$10.1B
$2.08M 0.08%
16,412
+3,119
+23% +$382K
ADP icon
273
Automatic Data Processing
ADP
$100B
$2.05M 0.08%
8,531
+455
+6% +$111K
JVAL icon
274
JPMorgan US Value Factor ETF
JVAL
$820M
$2.04M 0.08%
58,928
-14,114
-19% -$508K
BND icon
275
Vanguard Total Bond Market
BND
$157B
$2M 0.08%
28,725
+1,451
+5% +$104K
9 10
11
12 13

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Sigma Planning Corp's Q3 2023 Portfolio in Review

As of Q3 2023, Sigma Planning Corp held 1,324 positions worth $2.67B, down 4.2% from $2.78B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Sigma Planning Corp's Q3 2023 filing shows 121 new, 493 increased, 556 reduced and 129 closed positions. Its largest new stake was FT Vest US Equity Enhance & Moderate Buffer ETF August: 366,335 shares worth $10.9M. The largest sale was Apple, an estimated $5.16M.

By sector, the portfolio is most concentrated in Technology at 11% of assets, down from 12% a quarter earlier, followed by Healthcare and Consumer Discretionary.

  • Sigma Planning Corp's largest Q3 2023 buy was FT Vest US Equity Enhance & Moderate Buffer ETF August: 366,335 shares worth $10.9M.
  • Sigma Planning Corp added most to AbbVie in Q3 2023, an estimated $5.08M increase.
  • Sigma Planning Corp's biggest Q3 2023 reduction was Apple, cutting an estimated $5.16M.
  • Sigma Planning Corp fully exited FT Vest Gold Strategy Target Income ETF in Q3 2023, selling an estimated $2.89M.
  • Sigma Planning Corp's ten largest holdings make up 22% of its $2.67B portfolio in Q3 2023.
  • Sigma Planning Corp opened 121 new positions and closed 129 in Q3 2023.
  • Sigma Planning Corp's portfolio value fell 4.2% quarter-over-quarter to $2.67B.

Based on Sigma Planning Corp's 13F filing for Q3 2023, filed 6 Nov 2023.