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SPC

Sigma Planning Corp Portfolio holdings

AUM $3.6B
1-Year Est. Return 24.57%
This Fund
S&P 500
This Quarter Est. Return
+13.87%
1 Year Est. Return
+24.57%
3 Year Est. Return
+69.88%
5 Year Est. Return
+82.98%
10 Year Est. Return
+301.75%
AUM
$2.94B
AUM Growth
+$414M
Cap. Flow
+$127M
Cap. Flow %
4.31%
Top 10 Hldgs %
21.71%
Holding
1,278
New
217
Increased
493
Reduced
461
Closed
84

Top Buys

Rank Stock Value
1
SPHB icon
Invesco S&P 500 High Beta ETF
SPHB
+$10.7M
2
PWR icon
Quanta Services
PWR
+$9.65M
3
FXY icon
Invesco CurrencyShares Japanese Yen Trust
FXY
+$8.25M
4
VOO icon
Vanguard S&P 500 ETF
VOO
+$6.57M
5
FDX icon
FedEx
FDX
+$6.5M

Top Sells

Rank Stock Value
1
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$16.9M
2
GLD icon
SPDR Gold Trust
GLD
+$10.6M
3
SPGI icon
S&P Global
SPGI
+$6.46M
4
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$6.35M
5
NVDA icon
NVIDIA
NVDA
+$5.76M

Sector Composition

Rank Sector Weight
1 Technology 11.39%
2 Consumer Discretionary 6%
3 Healthcare 4.74%
4 Industrials 4.21%
5 Communication Services 4.02%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AGGY icon
251
WisdomTree Yield Enhanced US Aggregate Bond Fund
AGGY
$926M
$2.38M 0.08%
44,253
+7,827
+21% +$420K
FENY icon
252
Fidelity MSCI Energy Index ETF
FENY
$1.97B
$2.37M 0.08%
233,733
+67,177
+40% +$615K
QCLN icon
253
First Trust NASDAQ Clean Edge Green Energy Index Fund
QCLN
$595M
$2.37M 0.08%
33,689
+28,606
+563% +$1.63M
O icon
254
Realty Income
O
$61.3B
$2.35M 0.08%
39,085
+5,176
+15% +$306K
BSCO
255
DELISTED
Invesco BulletShares 2024 Corporate Bond ETF
BSCO
$2.34M 0.08%
104,696
+8,617
+9% +$192K
BSCN
256
DELISTED
Invesco BulletShares 2023 Corporate Bond ETF
BSCN
$2.33M 0.08%
106,428
+10,090
+10% +$220K
RPG icon
257
Invesco S&P 500 Pure Growth ETF
RPG
$1.99B
$2.31M 0.08%
70,720
+880
+1% +$26.8K
SDY icon
258
State Street SPDR S&P Dividend ETF
SDY
$22B
$2.29M 0.08%
21,654
+40
+0.2% +$4.05K
BSCP
259
DELISTED
Invesco BulletShares 2025 Corporate Bond ETF
BSCP
$2.29M 0.08%
+101,084
New +$2.27M
VCSH icon
260
Vanguard Short-Term Corporate Bond ETF
VCSH
$44.7B
$2.28M 0.08%
27,334
-1,314
-5% -$109K
VEU icon
261
Vanguard FTSE All-World ex-US ETF
VEU
$65.6B
$2.27M 0.08%
38,938
+3,445
+10% +$188K
KBWB icon
262
Invesco KBW Bank ETF
KBWB
$6.84B
$2.26M 0.08%
44,918
+14,886
+50% +$665K
DLN icon
263
WisdomTree US LargeCap Dividend Fund
DLN
$6.24B
$2.24M 0.08%
41,638
+17,770
+74% +$910K
DOW icon
264
Dow Inc
DOW
$20.8B
$2.2M 0.07%
39,679
+334
+0.8% +$17.2K
ORCL icon
265
Oracle
ORCL
$346B
$2.18M 0.07%
33,633
-912
-3% -$54.3K
RSG icon
266
Republic Services
RSG
$67.2B
$2.16M 0.07%
22,459
+3,714
+20% +$353K
PHK
267
PIMCO High Income Fund
PHK
$861M
$2.13M 0.07%
352,839
+18,264
+5% +$104K
VAW icon
268
Vanguard Materials ETF
VAW
$3B
$2.12M 0.07%
13,475
+2,181
+19% +$321K
KRE icon
269
State Street SPDR S&P Regional Banking ETF
KRE
$4.47B
$2.11M 0.07%
40,677
+30,876
+315% +$1.41M
PGX icon
270
Invesco Preferred ETF
PGX
$3.81B
$2.1M 0.07%
137,856
+23,938
+21% +$359K
IGOV icon
271
iShares International Treasury Bond ETF
IGOV
$1.51B
$2.08M 0.07%
37,444
+1,112
+3% +$60.1K
DE icon
272
Deere & Co
DE
$166B
$2.07M 0.07%
7,693
+824
+12% +$205K
ILMN icon
273
Illumina
ILMN
$28.8B
$2.06M 0.07%
5,714
+2,693
+89% +$858K
ENB icon
274
Enbridge
ENB
$121B
$2M 0.07%
62,567
+2,818
+5% +$85.7K
NIO icon
275
NIO
NIO
$11.5B
$2M 0.07%
40,963
+615
+2% +$23.8K
9 10
11
12 13

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VPC
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WWA
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Sigma Planning Corp's Q4 2020 Portfolio in Review

As of Q4 2020, Sigma Planning Corp held 1,278 positions worth $2.94B, up 16% from $2.53B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Sigma Planning Corp deployed $127M of net new capital in Q4 2020, opening 217 new positions and adding to 493 existing holdings. Its largest new stake was Invesco S&P 500 High Beta ETF: 214,733 shares worth $12.2M.

By sector, the portfolio is most concentrated in Technology at 11% of assets, down from 12% a quarter earlier, followed by Consumer Discretionary and Healthcare.

On the sell side, the largest reduction was iShares MSCI USA Min Vol Factor ETF, an estimated $16.9M trimmed.

  • Sigma Planning Corp's largest Q4 2020 buy was Invesco S&P 500 High Beta ETF: 214,733 shares worth $12.2M.
  • Sigma Planning Corp added most to Vanguard S&P 500 ETF in Q4 2020, an estimated $6.57M increase.
  • Sigma Planning Corp's biggest Q4 2020 reduction was iShares MSCI USA Min Vol Factor ETF, cutting an estimated $16.9M.
  • Sigma Planning Corp fully exited Big Lots, Inc. in Q4 2020, selling an estimated $4.09M.
  • Sigma Planning Corp's ten largest holdings make up 22% of its $2.94B portfolio in Q4 2020.
  • Sigma Planning Corp opened 217 new positions and closed 84 in Q4 2020.
  • Sigma Planning Corp's portfolio value rose 16% quarter-over-quarter to $2.94B.

Based on Sigma Planning Corp's 13F filing for Q4 2020, filed 9 Feb 2021.