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SPC
Sigma Planning Corp Portfolio holdings
AUM
$3.6B
1-Year Est. Return
24.57%
This Fund
S&P 500
This Quarter
Est. Return
+3.67%
1 Year Est. Return
+24.57%
3 Year Est. Return
+69.88%
5 Year Est. Return
+82.98%
10 Year Est. Return
+301.75%
AUM
$1.94B
AUM Growth
+$180M
(+10%)
Cap. Flow
+$124M
Cap. Flow
% of AUM
6.4%
Top 10 Holdings %
Top 10 Hldgs %
20.35%
Holding
1,072
New
132
Increased
502
Reduced
333
Closed
83
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Invesco S&P 500 Low Volatility ETF
SPLV
|
+$9.07M |
| 2 |
iShares MSCI USA Min Vol Factor ETF
USMV
|
+$8.35M |
| 3 |
iShares 20+ Year Treasury Bond ETF
TLT
|
+$6.68M |
| 4 |
iShares S&P 500 Growth ETF
IVW
|
+$5.71M |
| 5 |
Invesco QQQ Trust
QQQ
|
+$5.32M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares Semiconductor ETF
SOXX
|
+$5.42M |
| 2 |
iShares S&P 500 Value ETF
IVE
|
+$5.17M |
| 3 |
iShares Core S&P Mid-Cap ETF
IJH
|
+$5.16M |
| 4 |
iShares S&P Mid-Cap 400 Value ETF
IJJ
|
+$3.41M |
| 5 |
Alphabet (Google) Class A
GOOGL
|
+$3.03M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 7.37% |
| 2 | Financials | 4.66% |
| 3 | Healthcare | 4.23% |
| 4 | Consumer Discretionary | 4.19% |
| 5 | Industrials | 4.11% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
251
iShares Russell Mid-Cap ETF
IWR
$56.8B
| $1.64M | 0.08% |
29,336
-1,443
| -5% | -$79.2K |
|
252
First Trust Dorsey Wright Focus 5 ETF
FV
$3.61B
| $1.62M | 0.08% |
53,229
+7,919
| +17% | +$237K |
|
253
Deere & Co
DE
$170B
| $1.62M | 0.08% |
9,755
+1,866
| +24% | +$290K |
|
254
Cummins
CMI
$91.7B
| $1.62M | 0.08% |
9,429
+240
| +3% | +$39.3K |
|
255
Universal Display
OLED
$3.71B
| $1.6M | 0.08% |
8,527
-1,231
| -13% | -$205K |
|
256
Kinder Morgan
KMI
$73.1B
| $1.6M | 0.08% |
76,708
+5,397
| +8% | +$109K |
|
257
Hormel Foods
HRL
$13.9B
| $1.6M | 0.08% |
39,494
+15,894
| +67% | +$645K |
|
258
First Trust Technology AlphaDEX Fund
FXL
$2.47B
| $1.58M | 0.08% |
23,734
+8,160
| +52% | +$534K |
|
259
First Trust Senior Loan Fund ETF
FTSL
$2.31B
| $1.57M | 0.08% |
33,414
-1,963
| -6% | -$93.4K |
|
260
iShares Russell 2000 ETF
IWM
$80.9B
| $1.57M | 0.08% |
10,113
-88
| -0.9% | -$13.6K |
|
261
Prudential Financial
PRU
$41.7B
| $1.56M | 0.08% |
15,449
+2,123
| +16% | +$212K |
|
262
Enbridge
ENB
$124B
| $1.55M | 0.08% |
43,083
+776
| +2% | +$28.3K |
|
263
iShares Future Exponential Technologies ETF
XT
$3.77B
| $1.55M | 0.08% |
40,176
+459
| +1% | +$17.5K |
|
264
Dollar General
DG
$25.9B
| $1.54M | 0.08% |
11,390
+454
| +4% | +$57.4K |
|
265
Invesco Preferred ETF
PGX
$3.84B
| $1.52M | 0.08% |
104,079
-28,179
| -21% | -$411K |
|
266
First Trust Nasdaq-100 Select Equal Weight ETF
QQEW
$1.71B
| $1.52M | 0.08% |
22,785
+12,420
| +120% | +$811K |
|
267
Okta
OKTA
$24.1B
| $1.52M | 0.08% |
12,281
+830
| +7% | +$90.1K |
|
268
American Express
AXP
$223B
| $1.51M | 0.08% |
12,213
+749
| +7% | +$88K |
|
269
iShares International Select Dividend ETF
IDV
$8.25B
| $1.5M | 0.08% |
48,733
-19,818
| -29% | -$614K |
|
270
iShares US Technology ETF
IYW
$23.7B
| $1.47M | 0.08% |
29,760
+15,680
| +111% | +$767K |
|
271
Constellation Brands
STZ
$22.2B
| $1.46M | 0.08% |
7,396
+1,434
| +24% | +$280K |
|
272
Bristol-Myers Squibb
BMY
$127B
| $1.42M | 0.07% |
31,398
+9,178
| +41% | +$428K |
|
273
ConocoPhillips
COP
$147B
| $1.42M | 0.07% |
23,327
+273
| +1% | +$17K |
|
274
iShares Russell Mid-Cap Value ETF
IWS
$15.7B
| $1.42M | 0.07% |
15,937
-3,820
| -19% | -$335K |
|
275
Vanguard Mid-Cap Growth ETF
VOT
$19B
| $1.41M | 0.07% |
9,462
+2,798
| +42% | +$408K |
|
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Sigma Planning Corp's Q2 2019 Portfolio in Review
As of Q2 2019, Sigma Planning Corp held 1,072 positions worth $1.94B, up 10% from $1.76B the previous quarter. Its ten largest holdings account for 20% of the portfolio.
Sigma Planning Corp deployed $124M of net new capital in Q2 2019, opening 132 new positions and adding to 502 existing holdings. Its largest new stake was First Trust Small Cap Growth AlphaDEX Fund: 46,020 shares worth $2.14M.
By sector, the portfolio is most concentrated in Technology at 7.4% of assets, up from 7% a quarter earlier, followed by Financials and Healthcare.
On the sell side, the largest reduction was iShares S&P 500 Value ETF, an estimated $5.17M trimmed.
- Sigma Planning Corp's largest Q2 2019 buy was First Trust Small Cap Growth AlphaDEX Fund: 46,020 shares worth $2.14M.
- Sigma Planning Corp added most to Invesco S&P 500 Low Volatility ETF in Q2 2019, an estimated $9.07M increase.
- Sigma Planning Corp's biggest Q2 2019 reduction was iShares S&P 500 Value ETF, cutting an estimated $5.17M.
- Sigma Planning Corp fully exited iShares Semiconductor ETF in Q2 2019, selling an estimated $5.42M.
- Sigma Planning Corp's ten largest holdings make up 20% of its $1.94B portfolio in Q2 2019.
- Sigma Planning Corp opened 132 new positions and closed 83 in Q2 2019.
- Sigma Planning Corp's portfolio value rose 10% quarter-over-quarter to $1.94B.
Based on Sigma Planning Corp's 13F filing for Q2 2019, filed 1 Aug 2019.