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SPC
Sigma Planning Corp Portfolio holdings
AUM
$3.6B
1-Year Est. Return
24.57%
This Fund
S&P 500
This Quarter
Est. Return
+12.59%
1 Year Est. Return
+24.57%
3 Year Est. Return
+69.88%
5 Year Est. Return
+82.98%
10 Year Est. Return
+301.75%
AUM
$1.76B
AUM Growth
+$386M
(+28%)
Cap. Flow
+$217M
Cap. Flow
% of AUM
12.31%
Top 10 Holdings %
Top 10 Hldgs %
19.78%
Holding
1,008
New
157
Increased
460
Reduced
296
Closed
68
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Invesco S&P 500 Low Volatility ETF
SPLV
|
+$21.8M |
| 2 |
iShares Core US Aggregate Bond ETF
AGG
|
+$9.97M |
| 3 |
iShares MSCI USA Min Vol Factor ETF
USMV
|
+$9.39M |
| 4 |
iShares 20+ Year Treasury Bond ETF
TLT
|
+$9.32M |
| 5 |
iShares MBS ETF
MBB
|
+$9.11M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares Floating Rate Bond ETF
FLOT
|
+$7.42M |
| 2 |
iShares Core 1-5 Year USD Bond ETF
ISTB
|
+$5.97M |
| 3 |
ProShares Ultra S&P500
SSO
|
+$5.95M |
| 4 |
iShares Preferred and Income Securities ETF
PFF
|
+$5.88M |
| 5 |
iShares MSCI ACWI ETF
ACWI
|
+$5.68M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 7.02% |
| 2 | Healthcare | 4.47% |
| 3 | Financials | 4.46% |
| 4 | Industrials | 4.26% |
| 5 | Consumer Discretionary | 4.04% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
251
Cummins
CMI
$91.7B
| $1.45M | 0.08% |
9,189
+2,813
| +44% | +$422K |
|
252
Kinder Morgan
KMI
$73.1B
| $1.43M | 0.08% |
71,311
-1,956
| -3% | -$36.5K |
|
253
Southwest Airlines
LUV
$22.1B
| $1.43M | 0.08% |
27,472
-1,393
| -5% | -$73.5K |
|
254
Sherwin-Williams
SHW
$78.3B
| $1.42M | 0.08% |
9,888
+2,310
| +30% | +$321K |
|
255
Fidelity MSCI Consumer Staples Index ETF
FSTA
$1.4B
| $1.41M | 0.08% |
41,762
-27,877
| -40% | -$899K |
|
256
State Street SPDR Bloomberg Convertible Securities ETF
CWB
$5.64B
| $1.41M | 0.08% |
26,962
+9,468
| +54% | +$480K |
|
|
WBA
257
DELISTED
Walgreens Boots Alliance
WBA
| $1.41M | 0.08% |
22,244
+8,212
| +59% | +$561K |
|
258
iShares 0-5 Year High Yield Corporate Bond ETF
SHYG
$7.57B
| $1.39M | 0.08% |
29,654
-1,491
| -5% | -$68.8K |
|
|
BSJJ
259
DELISTED
Invesco BulletShares 2019 High Yield Corporate Bond ETF
BSJJ
| $1.38M | 0.08% |
57,670
+6,858
| +13% | +$164K |
|
260
Blackstone Mortgage Trust
BXMT
$2.82B
| $1.37M | 0.08% |
39,754
+1,346
| +4% | +$45.7K |
|
261
First Trust Dorsey Wright Focus 5 ETF
FV
$3.61B
| $1.36M | 0.08% |
45,310
-18,978
| -30% | -$544K |
|
262
GSK
GSK
$103B
| $1.33M | 0.08% |
25,472
+1,574
| +7% | +$78.7K |
|
263
Iron Mountain
IRM
$38.2B
| $1.32M | 0.08% |
37,322
+6,772
| +22% | +$239K |
|
264
Dollar General
DG
$25.9B
| $1.3M | 0.07% |
10,936
+4,499
| +70% | +$523K |
|
265
Medtronic
MDT
$107B
| $1.29M | 0.07% |
14,195
+1,447
| +11% | +$130K |
|
266
New Mountain Finance
NMFC
$646M
| $1.29M | 0.07% |
94,872
+2,438
| +3% | +$33.2K |
|
267
Deere & Co
DE
$170B
| $1.26M | 0.07% |
7,889
+210
| +3% | +$33.6K |
|
268
American Express
AXP
$223B
| $1.25M | 0.07% |
11,464
+4,626
| +68% | +$486K |
|
269
iShares US Financials ETF
IYF
$4.39B
| $1.25M | 0.07% |
21,178
-1,446
| -6% | -$84K |
|
270
iShares US Utilities ETF
IDU
$1.41B
| $1.23M | 0.07% |
16,748
+5,510
| +49% | +$389K |
|
271
Main Sector Rotation ETF
SECT
$2.75B
| $1.23M | 0.07% |
+44,438
| New | +$1.19M |
|
272
Prudential Financial
PRU
$41.7B
| $1.22M | 0.07% |
13,326
+3,580
| +37% | +$330K |
|
273
Micron Technology
MU
$1.04T
| $1.22M | 0.07% |
29,588
-161
| -0.5% | -$6.22K |
|
274
Thermo Fisher Scientific
TMO
$211B
| $1.22M | 0.07% |
4,451
+697
| +19% | +$173K |
|
275
Xcel Energy
XEL
$51B
| $1.22M | 0.07% |
21,687
-183
| -0.8% | -$9.73K |
|
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Sigma Planning Corp's Q1 2019 Portfolio in Review
As of Q1 2019, Sigma Planning Corp held 1,008 positions worth $1.76B, up 28% from $1.37B the previous quarter. Its ten largest holdings account for 20% of the portfolio.
Sigma Planning Corp deployed $217M of net new capital in Q1 2019, opening 157 new positions and adding to 460 existing holdings. Its largest new stake was Invesco AI and Next Gen Software ETF: 179,652 shares worth $5.47M.
By sector, the portfolio is most concentrated in Technology at 7% of assets, up from 6.6% a quarter earlier, followed by Healthcare and Financials.
On the sell side, the largest reduction was iShares Floating Rate Bond ETF, an estimated $7.42M trimmed.
- Sigma Planning Corp's largest Q1 2019 buy was Invesco AI and Next Gen Software ETF: 179,652 shares worth $5.47M.
- Sigma Planning Corp added most to Invesco S&P 500 Low Volatility ETF in Q1 2019, an estimated $21.8M increase.
- Sigma Planning Corp's biggest Q1 2019 reduction was iShares Floating Rate Bond ETF, cutting an estimated $7.42M.
- Sigma Planning Corp fully exited iShares Micro-Cap ETF in Q1 2019, selling an estimated $1.5M.
- Sigma Planning Corp's ten largest holdings make up 20% of its $1.76B portfolio in Q1 2019.
- Sigma Planning Corp opened 157 new positions and closed 68 in Q1 2019.
- Sigma Planning Corp's portfolio value rose 28% quarter-over-quarter to $1.76B.
Based on Sigma Planning Corp's 13F filing for Q1 2019, filed 1 May 2019.