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SPC

Sigma Planning Corp Portfolio holdings

AUM $3.6B
1-Year Est. Return 24.57%
This Fund
S&P 500
This Quarter Est. Return
+2.31%
1 Year Est. Return
+24.57%
3 Year Est. Return
+69.88%
5 Year Est. Return
+82.98%
10 Year Est. Return
+301.75%
AUM
$915M
AUM Growth
+$71.4M
Cap. Flow
+$59.7M
Cap. Flow %
6.52%
Top 10 Hldgs %
17.37%
Holding
832
New
89
Increased
316
Reduced
308
Closed
97

Top Buys

Rank Stock Value
1
IUSV icon
iShares Core S&P US Value ETF
IUSV
+$8.45M
2
DGRO icon
iShares Core Dividend Growth ETF
DGRO
+$7.41M
3
HDV
iShares Core High Dividend ETF
HDV
+$7.4M
4
IWM icon
iShares Russell 2000 ETF
IWM
+$6.26M
5
IUSG icon
iShares Core S&P US Growth ETF
IUSG
+$5.04M

Top Sells

Rank Stock Value
1
IVW icon
iShares S&P 500 Growth ETF
IVW
+$4.63M
2
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$3.97M
3
RING icon
iShares MSCI Global Gold Miners ETF
RING
+$3.6M
4
IYR icon
iShares US Real Estate ETF
IYR
+$1.86M
5
IJJ icon
iShares S&P Mid-Cap 400 Value ETF
IJJ
+$1.6M

Sector Composition

Rank Sector Weight
1 Technology 5.02%
2 Consumer Staples 4.87%
3 Financials 4.78%
4 Industrials 4.53%
5 Healthcare 4.28%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
EMR icon
251
Emerson Electric
EMR
$82.9B
$792K 0.09%
14,212
+171
+1% +$9.2K
IAT icon
252
iShares US Regional Banks ETF
IAT
$685M
$791K 0.09%
17,437
+3,307
+23% +$134K
TROW icon
253
T. Rowe Price
TROW
$25B
$788K 0.09%
+10,470
New +$742K
BSCH
254
DELISTED
Guggenheim BulletShares 2017 Corporate Bond ETF
BSCH
$786K 0.09%
34,772
+4,727
+16% +$107K
SPY icon
255
PUT
State Street SPDR S&P 500 ETF Trust
SPY
$778B
$782K 0.09%
3,500
-14,500
-81% -$3.17M
ED icon
256
Consolidated Edison
ED
$41.6B
$779K 0.09%
10,573
+104
+1% +$7.52K
BSCK
257
DELISTED
Invesco BulletShares 2020 Corporate Bond ETF
BSCK
$779K 0.09%
36,745
+5,192
+16% +$111K
BSCI
258
DELISTED
Invesco BulletShares 2018 Corporate Bond ETF
BSCI
$777K 0.08%
36,667
+4,864
+15% +$103K
BIP icon
259
Brookfield Infrastructure Partners
BIP
$18.8B
$770K 0.08%
38,657
+1,828
+5% +$36K
FLTB icon
260
Fidelity Limited Term Bond ETF
FLTB
$415M
$767K 0.08%
15,349
+1,814
+13% +$91.4K
NLY icon
261
Annaly Capital Management
NLY
$16.9B
$766K 0.08%
19,207
-1,460
-7% -$59.4K
GDX icon
262
VanEck Gold Miners ETF
GDX
$23B
$757K 0.08%
36,209
-8,246
-19% -$183K
XLI icon
263
State Street Industrial Select Sector SPDR ETF
XLI
$33.9B
$753K 0.08%
12,106
+7,592
+168% +$457K
JPS
264
DELISTED
Nuveen Preferred & Income Securities Fund
JPS
$745K 0.08%
80,031
-1,011
-1% -$9.16K
RY icon
265
Royal Bank of Canada
RY
$291B
$737K 0.08%
+10,886
New +$706K
TLT icon
266
iShares 20+ Year Treasury Bond ETF
TLT
$42.1B
$736K 0.08%
6,175
-11,077
-64% -$1.39M
GM icon
267
General Motors
GM
$74.7B
$733K 0.08%
21,050
+2,698
+15% +$90.7K
SHYG icon
268
iShares 0-5 Year High Yield Corporate Bond ETF
SHYG
$7.57B
$732K 0.08%
15,469
+6,805
+79% +$320K
IFLN
269
Invesco Bloomberg Enhanced Fallen Angels ETF
IFLN
$305M
$729K 0.08%
38,777
-2,158
-5% -$40.4K
DBC icon
270
Invesco DB Commodity Index Tracking Fund
DBC
$1.73B
$726K 0.08%
45,864
+8,194
+22% +$125K
VHT icon
271
Vanguard Health Care ETF
VHT
$18.2B
$723K 0.08%
5,707
-4,218
-42% -$538K
MA icon
272
Mastercard
MA
$477B
$722K 0.08%
6,989
+961
+16% +$99.5K
JNK icon
273
State Street SPDR Bloomberg High Yield Bond ETF
JNK
$7.24B
$711K 0.08%
6,499
+430
+7% +$46.8K
PEY icon
274
Invesco High Yield Equity Dividend Achievers ETF
PEY
$1.13B
$710K 0.08%
41,937
-6,542
-13% -$106K
NNN icon
275
NNN REIT
NNN
$9.39B
$709K 0.08%
16,040
+2,082
+15% +$91.9K
9 10
11
12 13

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Sigma Planning Corp's Q4 2016 Portfolio in Review

As of Q4 2016, Sigma Planning Corp held 832 positions worth $915M, up 8.5% from $843M the previous quarter. Its ten largest holdings account for 17% of the portfolio.

Sigma Planning Corp deployed $59.7M of net new capital in Q4 2016, opening 89 new positions and adding to 316 existing holdings. Its largest new stake was ProShares Ultra S&P500: 356,808 shares worth $3.4M.

By sector, the portfolio is most concentrated in Technology at 5% of assets, up from 4.9% a quarter earlier, followed by Consumer Staples and Financials.

On the sell side, the largest reduction was iShares S&P 500 Growth ETF, an estimated $4.63M trimmed.

  • Sigma Planning Corp's largest Q4 2016 buy was ProShares Ultra S&P500: 356,808 shares worth $3.4M.
  • Sigma Planning Corp added most to iShares Core S&P US Value ETF in Q4 2016, an estimated $8.45M increase.
  • Sigma Planning Corp's biggest Q4 2016 reduction was iShares S&P 500 Growth ETF, cutting an estimated $4.63M.
  • Sigma Planning Corp fully exited Guggenheim BulletShares 2016 High Yield Corporate Bond ETF in Q4 2016, selling an estimated $1.25M.
  • Sigma Planning Corp's ten largest holdings make up 17% of its $915M portfolio in Q4 2016.
  • Sigma Planning Corp opened 89 new positions and closed 97 in Q4 2016.
  • Sigma Planning Corp's portfolio value rose 8.5% quarter-over-quarter to $915M.

Based on Sigma Planning Corp's 13F filing for Q4 2016, filed 23 Jan 2017.