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SPC

Sigma Planning Corp Portfolio holdings

AUM $3.6B
1-Year Est. Return 24.57%
This Fund
S&P 500
This Quarter Est. Return
+9.64%
1 Year Est. Return
+24.57%
3 Year Est. Return
+69.88%
5 Year Est. Return
+82.98%
10 Year Est. Return
+301.75%
AUM
$3.52B
AUM Growth
+$192M
Cap. Flow
-$72.1M
Cap. Flow %
-2.05%
Top 10 Hldgs %
25.86%
Holding
1,390
New
146
Increased
507
Reduced
610
Closed
100

Top Buys

Rank Stock Value
1
QQWZ
Pacer Cash COWZ 100-Nasdaq 100 Rotator ETF
QQWZ
+$4.27M
2
RDVY icon
First Trust Rising Dividend Achievers ETF
RDVY
+$3.77M
3
DDFL
Innovator Equity Dual Directional 15 Buffer ETF - July
DDFL
+$3.58M
4
CVX icon
Chevron
CVX
+$3.38M
5
SPMO icon
Invesco S&P 500 Momentum ETF
SPMO
+$3.08M

Top Sells

Rank Stock Value
1
VOO icon
Vanguard S&P 500 ETF
VOO
+$12.9M
2
IVV icon
iShares Core S&P 500 ETF
IVV
+$9.65M
3
COWZ icon
Pacer US Cash Cows 100 ETF
COWZ
+$8.83M
4
ABBV icon
AbbVie
ABBV
+$8.72M
5
QQQ icon
Invesco QQQ Trust
QQQ
+$7.83M

Sector Composition

Rank Sector Weight
1 Technology 15.65%
2 Financials 4.45%
3 Consumer Discretionary 4.26%
4 Industrials 3.55%
5 Communication Services 3.45%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VEU icon
226
Vanguard FTSE All-World ex-US ETF
VEU
$65.6B
$3.24M 0.09%
45,397
-504
-1% -$34.8K
NEAR icon
227
iShares Short Maturity Bond ETF
NEAR
$4.8B
$3.24M 0.09%
63,156
+2,574
+4% +$131K
BUFD icon
228
FT Vest Fund of Deep Buffer ETFs
BUFD
$1.93B
$3.22M 0.09%
116,596
-38,713
-25% -$1.05M
QDPL icon
229
Pacer Metaurus US Large Cap Dividend Multiplier 400 ETF
QDPL
$1.68B
$3.21M 0.09%
76,647
+11,158
+17% +$454K
VOE icon
230
Vanguard Mid-Cap Value ETF
VOE
$23.7B
$3.19M 0.09%
18,251
+190
+1% +$32.3K
PRU icon
231
Prudential Financial
PRU
$41.7B
$3.17M 0.09%
30,569
+23,589
+338% +$2.48M
SHYG icon
232
iShares 0-5 Year High Yield Corporate Bond ETF
SHYG
$7.57B
$3.17M 0.09%
73,237
+6,031
+9% +$260K
IWS icon
233
iShares Russell Mid-Cap Value ETF
IWS
$15.7B
$3.12M 0.09%
22,350
+1,016
+5% +$139K
IEF icon
234
iShares 7-10 Year Treasury Bond ETF
IEF
$47.1B
$3.11M 0.09%
32,269
+983
+3% +$94K
BX icon
235
Blackstone
BX
$104B
$3.11M 0.09%
18,207
+611
+3% +$105K
FSK icon
236
FS KKR Capital
FSK
$2.98B
$3.07M 0.09%
205,929
+25,550
+14% +$484K
MRK icon
237
Merck
MRK
$324B
$3.07M 0.09%
36,601
-3,344
-8% -$275K
BMY icon
238
Bristol-Myers Squibb
BMY
$127B
$3.07M 0.09%
68,086
-5,412
-7% -$253K
VONE icon
239
Vanguard Russell 1000 ETF
VONE
$8.19B
$3.05M 0.09%
10,096
+86
+0.9% +$25.1K
JMST icon
240
JPMorgan Ultra-Short Municipal Income ETF
JMST
$7.11B
$3.05M 0.09%
59,681
+13,910
+30% +$709K
WCPB
241
Weitz Core Plus Bond ETF
WCPB
$217M
$3.03M 0.09%
+119,158
New +$3.02M
FDN icon
242
First Trust Dow Jones Internet Index Fund ETF
FDN
$4.86B
$3.03M 0.09%
10,829
+2,401
+28% +$658K
ARCC icon
243
Ares Capital
ARCC
$13.5B
$3.03M 0.09%
148,265
-5,043
-3% -$112K
IJK icon
244
iShares S&P Mid-Cap 400 Growth ETF
IJK
$10.8B
$3M 0.09%
31,258
-1,989
-6% -$187K
MDY icon
245
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
$27B
$2.99M 0.08%
5,010
-26
-0.5% -$15.3K
SYK icon
246
Stryker
SYK
$127B
$2.96M 0.08%
8,018
-365
-4% -$141K
TBIL
247
F/m US Treasury 3 Month Bill Fund
TBIL
$7.19B
$2.95M 0.08%
58,927
-6,595
-10% -$329K
CLS icon
248
Celestica
CLS
$35.1B
$2.92M 0.08%
11,842
-1,349
-10% -$272K
DVY icon
249
iShares Select Dividend ETF
DVY
$24B
$2.92M 0.08%
20,526
-186
-0.9% -$25.8K
FTLS icon
250
First Trust Long/Short Equity ETF
FTLS
$2.46B
$2.9M 0.08%
41,500
-7,365
-15% -$497K
8 9
10
11 12

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U
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SL
Siren LLC Greenwich, Connecticut $3.61B AUM 203.3% 1-Year Est. Return
WB
WesBanco Bank Wheeling, West Virginia $3.61B AUM 24.09% 1-Year Est. Return
SCM
Saba Capital Management New York $3.62B AUM 13% 1-Year Est. Return
BPS
BNDES Participacoes SA Rio De Janeiro, Brazil $3.58B AUM
VPC
Vestal Point Capital New York $3.58B AUM 189.12% 1-Year Est. Return
ACM
Advent Capital Management New York $3.63B AUM 0.29% 1-Year Est. Return
WWA
WCG Wealth Advisors Las Vegas, Nevada $3.57B AUM 18.63% 1-Year Est. Return

Sigma Planning Corp's Q3 2025 Portfolio in Review

As of Q3 2025, Sigma Planning Corp held 1,390 positions worth $3.52B, up 5.8% from $3.33B the previous quarter. Its ten largest holdings account for 26% of the portfolio.

Sigma Planning Corp's Q3 2025 filing shows 146 new, 507 increased, 610 reduced and 100 closed positions. Its largest new stake was Innovator Equity Dual Directional 15 Buffer ETF - July: 179,611 shares worth $3.63M. The largest sale was Vanguard S&P 500 ETF, an estimated $12.9M.

By sector, the portfolio is most concentrated in Technology at 16% of assets, up from 14% a quarter earlier, followed by Financials and Consumer Discretionary.

  • Sigma Planning Corp's largest Q3 2025 buy was Innovator Equity Dual Directional 15 Buffer ETF - July: 179,611 shares worth $3.63M.
  • Sigma Planning Corp added most to Pacer Cash COWZ 100-Nasdaq 100 Rotator ETF in Q3 2025, an estimated $4.27M increase.
  • Sigma Planning Corp's biggest Q3 2025 reduction was Vanguard S&P 500 ETF, cutting an estimated $12.9M.
  • Sigma Planning Corp fully exited iShares MSCI Emerging Markets ex China ETF in Q3 2025, selling an estimated $1.49M.
  • Sigma Planning Corp's ten largest holdings make up 26% of its $3.52B portfolio in Q3 2025.
  • Sigma Planning Corp opened 146 new positions and closed 100 in Q3 2025.
  • Sigma Planning Corp's portfolio value rose 5.8% quarter-over-quarter to $3.52B.

Based on Sigma Planning Corp's 13F filing for Q3 2025, filed 10 Nov 2025.