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SPC
Sigma Planning Corp Portfolio holdings
AUM
$3.6B
1-Year Est. Return
24.57%
This Fund
S&P 500
This Quarter
Est. Return
+10.26%
1 Year Est. Return
+24.57%
3 Year Est. Return
+69.88%
5 Year Est. Return
+82.98%
10 Year Est. Return
+301.75%
AUM
$1.28B
AUM Growth
-$1.39B
(-52%)
Cap. Flow
-$1.54B
Cap. Flow
% of AUM
-120.75%
Top 10 Holdings %
Top 10 Hldgs %
23.75%
Holding
1,229
New
33
Increased
31
Reduced
775
Closed
383
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
FT Vest US Equity Buffer ETF December
FDEC
|
+$13.3M |
| 2 |
iShares Broad USD Investment Grade Corporate Bond ETF
USIG
|
+$4.14M |
| 3 |
iShares 5-10 Year Investment Grade Corporate Bond ETF
IGIB
|
+$3.81M |
| 4 |
iShares Global 100 ETF
IOO
|
+$3.78M |
| 5 |
Invesco S&P 500 Top 50 ETF
XLG
|
+$2.03M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Apple
AAPL
|
+$96.4M |
| 2 |
iShares Core S&P 500 ETF
IVV
|
+$77.7M |
| 3 |
Amazon
AMZN
|
+$31.1M |
| 4 |
Microsoft
MSFT
|
+$30.5M |
| 5 |
FT Vest US Equity Buffer ETF August
FAUG
|
+$25.6M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 11.58% |
| 2 | Healthcare | 4.94% |
| 3 | Consumer Discretionary | 4.41% |
| 4 | Financials | 4.22% |
| 5 | Industrials | 3.32% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
226
Shopify
SHOP
$148B
| $1.24M | 0.1% |
15,895
-7,169
| -31% | -$458K |
|
227
Invesco Russell 1000 Dynamic Multifactor ETF
OMFL
$4.69B
| $1.24M | 0.1% |
24,028
+18,096
| +305% | +$854K |
|
228
Qualcomm
QCOM
$176B
| $1.24M | 0.1% |
8,540
-17,465
| -67% | -$2.16M |
|
229
Dow Inc
DOW
$21.6B
| $1.23M | 0.1% |
22,520
-20,263
| -47% | -$1.04M |
|
230
Danaher
DHR
$135B
| $1.23M | 0.1% |
5,336
-4,655
| -47% | -$991K |
|
231
Cisco
CSCO
$450B
| $1.23M | 0.1% |
24,365
-40,162
| -62% | -$2.05M |
|
232
Thermo Fisher Scientific
TMO
$211B
| $1.22M | 0.1% |
2,307
-3,033
| -57% | -$1.47M |
|
233
RTX Corp
RTX
$287B
| $1.22M | 0.1% |
14,545
-14,995
| -51% | -$1.19M |
|
234
Eaton
ETN
$157B
| $1.22M | 0.1% |
5,077
-9,717
| -66% | -$2.14M |
|
235
FS KKR Capital
FSK
$2.98B
| $1.22M | 0.1% |
61,133
-65,837
| -52% | -$1.29M |
|
236
Sysco
SYY
$39.7B
| $1.2M | 0.09% |
16,403
-11,762
| -42% | -$812K |
|
237
Netflix
NFLX
$292B
| $1.2M | 0.09% |
24,620
-46,250
| -65% | -$2.02M |
|
238
Republic Services
RSG
$66.7B
| $1.18M | 0.09% |
7,171
-5,604
| -44% | -$869K |
|
239
iShares Preferred and Income Securities ETF
PFF
$13.2B
| $1.17M | 0.09% |
37,615
-32,855
| -47% | -$982K |
|
240
WisdomTree US LargeCap Dividend Fund
DLN
$6.24B
| $1.17M | 0.09% |
17,657
-22,953
| -57% | -$1.44M |
|
241
Palo Alto Networks
PANW
$264B
| $1.17M | 0.09% |
7,924
-9,912
| -56% | -$1.33M |
|
242
Bristol-Myers Squibb
BMY
$127B
| $1.16M | 0.09% |
22,610
-43,690
| -66% | -$2.29M |
|
243
Invesco S&P SmallCap 600 Revenue ETF
RWJ
$2.03B
| $1.16M | 0.09% |
27,957
-39,864
| -59% | -$1.47M |
|
244
ConocoPhillips
COP
$147B
| $1.16M | 0.09% |
9,959
-7,868
| -44% | -$920K |
|
245
Guggenheim Strategic Opportunities Fund
GOF
$2.22B
| $1.15M | 0.09% |
90,110
-102,939
| -53% | -$1.34M |
|
246
Nike
NKE
$61.9B
| $1.15M | 0.09% |
10,572
-8,985
| -46% | -$966K |
|
247
Marriott International
MAR
$98.7B
| $1.14M | 0.09% |
5,067
-9,735
| -66% | -$1.97M |
|
248
Arista Networks
ANET
$219B
| $1.12M | 0.09% |
19,016
-2,108
| -10% | -$111K |
|
249
Vanguard Information Technology ETF
VGT
$139B
| $1.12M | 0.09% |
18,448
-29,920
| -62% | -$1.67M |
|
250
Kimberly-Clark
KMB
$36.4B
| $1.11M | 0.09% |
9,121
-9,760
| -52% | -$1.18M |
|
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Sigma Planning Corp's Q4 2023 Portfolio in Review
As of Q4 2023, Sigma Planning Corp held 1,229 positions worth $1.28B, down 52% from $2.67B the previous quarter. Its ten largest holdings account for 24% of the portfolio.
Sigma Planning Corp withdrew a net $1.54B in Q4 2023, closing 383 positions and reducing 775 holdings. Its most notable exit was Innovator Power Buffer Step-Up Strategy ETF, an estimated $5.09M position sold in full.
By sector, the portfolio is most concentrated in Technology at 12% of assets, up from 11% a quarter earlier, followed by Healthcare and Consumer Discretionary.
Against the trend, Sigma Planning Corp opened a new position in FT Vest US Equity Buffer ETF December worth $14.2M.
- Sigma Planning Corp's largest Q4 2023 buy was FT Vest US Equity Buffer ETF December: 364,811 shares worth $14.2M.
- Sigma Planning Corp added most to iShares Global 100 ETF in Q4 2023, an estimated $3.78M increase.
- Sigma Planning Corp's biggest Q4 2023 reduction was Apple, cutting an estimated $96.4M.
- Sigma Planning Corp fully exited Innovator Power Buffer Step-Up Strategy ETF in Q4 2023, selling an estimated $5.09M.
- Sigma Planning Corp's ten largest holdings make up 24% of its $1.28B portfolio in Q4 2023.
- Sigma Planning Corp opened 33 new positions and closed 383 in Q4 2023.
- Sigma Planning Corp's portfolio value fell 52% quarter-over-quarter to $1.28B.
Based on Sigma Planning Corp's 13F filing for Q4 2023, filed 1 Feb 2024.