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SPC

Sigma Planning Corp Portfolio holdings

AUM $3.6B
1-Year Est. Return 24.57%
This Fund
S&P 500
This Quarter Est. Return
-3.05%
1 Year Est. Return
+24.57%
3 Year Est. Return
+69.88%
5 Year Est. Return
+82.98%
10 Year Est. Return
+301.75%
AUM
$2.67B
AUM Growth
-$117M
Cap. Flow
+$7.73M
Cap. Flow %
0.29%
Top 10 Hldgs %
22.23%
Holding
1,324
New
121
Increased
493
Reduced
556
Closed
129

Top Buys

Rank Stock Value
1
XAUG icon
FT Vest US Equity Enhance & Moderate Buffer ETF August
XAUG
+$11M
2
ABBV icon
AbbVie
ABBV
+$5.08M
3
XLI icon
State Street Industrial Select Sector SPDR ETF
XLI
+$4.55M
4
MOAT icon
VanEck Morningstar Wide Moat ETF
MOAT
+$3.89M
5
ABT icon
Abbott
ABT
+$3.79M

Top Sells

Rank Stock Value
1
AAPL icon
Apple
AAPL
+$5.16M
2
EFA icon
iShares MSCI EAFE ETF
EFA
+$3.76M
3
AZO icon
AutoZone
AZO
+$3.74M
4
TSLA icon
Tesla
TSLA
+$3.66M
5
IJR icon
iShares Core S&P Small-Cap ETF
IJR
+$3.53M

Sector Composition

Rank Sector Weight
1 Technology 11.22%
2 Healthcare 4.66%
3 Consumer Discretionary 4.34%
4 Financials 4.17%
5 Industrials 3.45%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SUB icon
226
iShares Short-Term National Muni Bond ETF
SUB
$11.3B
$2.54M 0.1%
24,696
+744
+3% +$77.2K
O icon
227
Realty Income
O
$61.2B
$2.52M 0.09%
50,482
+2,703
+6% +$155K
VGT icon
228
Vanguard Information Technology ETF
VGT
$139B
$2.51M 0.09%
48,368
-1,728
-3% -$94K
FSK icon
229
FS KKR Capital
FSK
$2.98B
$2.5M 0.09%
126,970
+11,514
+10% +$230K
DLN icon
230
WisdomTree US LargeCap Dividend Fund
DLN
$6.24B
$2.5M 0.09%
40,610
-326
-0.8% -$20.8K
VCIT icon
231
Vanguard Intermediate-Term Corporate Bond ETF
VCIT
$66.1B
$2.48M 0.09%
32,580
+16,945
+108% +$1.32M
RWJ icon
232
Invesco S&P SmallCap 600 Revenue ETF
RWJ
$2.03B
$2.47M 0.09%
67,821
+1,920
+3% +$73.9K
SDVY icon
233
First Trust SMID Cap Rising Dividend Achievers ETF
SDVY
$11.4B
$2.46M 0.09%
87,099
-1,684
-2% -$49.2K
UPS icon
234
United Parcel Service
UPS
$97.6B
$2.45M 0.09%
15,750
-18,494
-54% -$3.19M
QYLD icon
235
Global X NASDAQ-100 Covered Call ETF
QYLD
$7.97B
$2.4M 0.09%
143,004
+40,468
+39% +$710K
QQQM icon
236
Invesco NASDAQ 100 ETF
QQQM
$95.1B
$2.39M 0.09%
16,202
+1,204
+8% +$184K
DAL icon
237
Delta Air Lines
DAL
$55.9B
$2.38M 0.09%
64,448
-8,952
-12% -$389K
IBTF
238
DELISTED
iShares iBonds Dec 2025 Term Treasury ETF
IBTF
$2.38M 0.09%
103,279
+15,727
+18% +$363K
IBTD
239
DELISTED
iShares iBonds Dec 2023 Term Treasury ETF
IBTD
$2.37M 0.09%
95,414
-24,896
-21% -$617K
MINT icon
240
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
$17B
$2.36M 0.09%
23,537
-9,428
-29% -$941K
PRF icon
241
Invesco FTSE RAFI US 1000 ETF
PRF
$9.73B
$2.34M 0.09%
73,639
-1,526
-2% -$50.4K
BP icon
242
BP
BP
$113B
$2.33M 0.09%
60,052
+5,012
+9% +$186K
MMM icon
243
3M
MMM
$89B
$2.31M 0.09%
29,532
-4,804
-14% -$412K
NUE icon
244
Nucor
NUE
$56.4B
$2.3M 0.09%
14,739
-1,316
-8% -$218K
VHT icon
245
Vanguard Health Care ETF
VHT
$18.2B
$2.3M 0.09%
9,792
-605
-6% -$147K
VRIG icon
246
Invesco Variable Rate Investment Grade ETF
VRIG
$1.77B
$2.3M 0.09%
92,266
-31,847
-26% -$795K
DVN icon
247
Devon Energy
DVN
$51.9B
$2.28M 0.09%
47,837
+2,624
+6% +$132K
KMB icon
248
Kimberly-Clark
KMB
$36.4B
$2.28M 0.09%
18,881
-47
-0.2% -$6.07K
EFV icon
249
iShares MSCI EAFE Value ETF
EFV
$27.6B
$2.25M 0.08%
45,955
+14,769
+47% +$732K
CME icon
250
CME Group
CME
$92.2B
$2.23M 0.08%
11,154
-290
-3% -$57.6K
8 9
10
11 12

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WB
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WWA
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Sigma Planning Corp's Q3 2023 Portfolio in Review

As of Q3 2023, Sigma Planning Corp held 1,324 positions worth $2.67B, down 4.2% from $2.78B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Sigma Planning Corp's Q3 2023 filing shows 121 new, 493 increased, 556 reduced and 129 closed positions. Its largest new stake was FT Vest US Equity Enhance & Moderate Buffer ETF August: 366,335 shares worth $10.9M. The largest sale was Apple, an estimated $5.16M.

By sector, the portfolio is most concentrated in Technology at 11% of assets, down from 12% a quarter earlier, followed by Healthcare and Consumer Discretionary.

  • Sigma Planning Corp's largest Q3 2023 buy was FT Vest US Equity Enhance & Moderate Buffer ETF August: 366,335 shares worth $10.9M.
  • Sigma Planning Corp added most to AbbVie in Q3 2023, an estimated $5.08M increase.
  • Sigma Planning Corp's biggest Q3 2023 reduction was Apple, cutting an estimated $5.16M.
  • Sigma Planning Corp fully exited FT Vest Gold Strategy Target Income ETF in Q3 2023, selling an estimated $2.89M.
  • Sigma Planning Corp's ten largest holdings make up 22% of its $2.67B portfolio in Q3 2023.
  • Sigma Planning Corp opened 121 new positions and closed 129 in Q3 2023.
  • Sigma Planning Corp's portfolio value fell 4.2% quarter-over-quarter to $2.67B.

Based on Sigma Planning Corp's 13F filing for Q3 2023, filed 6 Nov 2023.