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SPC

Sigma Planning Corp Portfolio holdings

AUM $3.6B
1-Year Est. Return 24.57%
This Fund
S&P 500
This Quarter Est. Return
+7.79%
1 Year Est. Return
+24.57%
3 Year Est. Return
+69.88%
5 Year Est. Return
+82.98%
10 Year Est. Return
+301.75%
AUM
$2.8B
AUM Growth
+$174M
Cap. Flow
+$10.8M
Cap. Flow %
0.38%
Top 10 Hldgs %
18.84%
Holding
1,367
New
106
Increased
504
Reduced
608
Closed
106

Top Buys

Rank Stock Value
1
JPST icon
JPMorgan Ultra-Short Income ETF
JPST
+$13M
2
JEPI icon
JPMorgan Equity Premium Income ETF
JEPI
+$12.7M
3
FDL icon
First Trust Morningstar Dividend Leaders Index Fund
FDL
+$11M
4
NOC icon
Northrop Grumman
NOC
+$5.33M
5
DDEC icon
FT Vest US Equity Deep Buffer ETF December
DDEC
+$5.05M

Top Sells

Rank Stock Value
1
FVD icon
First Trust Value Line Dividend Fund
FVD
+$9.27M
2
JVAL icon
JPMorgan US Value Factor ETF
JVAL
+$8.95M
3
BSCM
Invesco BulletShares 2022 Corporate Bond ETF
BSCM
+$8.18M
4
AAPL icon
Apple
AAPL
+$4.58M
5
CFO icon
VictoryShares US 500 Enhanced Volatility Wtd ETF
CFO
+$3.39M

Sector Composition

Rank Sector Weight
1 Technology 8.95%
2 Healthcare 5.48%
3 Financials 4.46%
4 Consumer Discretionary 4.03%
5 Industrials 3.92%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
RWJ icon
226
Invesco S&P SmallCap 600 Revenue ETF
RWJ
$2.03B
$2.54M 0.09%
70,344
-57,861
-45% -$2.1M
DAL icon
227
Delta Air Lines
DAL
$55.9B
$2.54M 0.09%
77,432
-512
-0.7% -$17K
IWS icon
228
iShares Russell Mid-Cap Value ETF
IWS
$15.7B
$2.54M 0.09%
24,144
+356
+1% +$37.3K
PFEB icon
229
Innovator US Equity Power Buffer ETF February
PFEB
$914M
$2.52M 0.09%
88,773
-1,865
-2% -$52K
FSK icon
230
FS KKR Capital
FSK
$2.98B
$2.51M 0.09%
143,591
+67,246
+88% +$1.25M
NKE icon
231
Nike
NKE
$61.9B
$2.47M 0.09%
21,069
-1,269
-6% -$128K
SUB icon
232
iShares Short-Term National Muni Bond ETF
SUB
$11.3B
$2.46M 0.09%
23,568
+1,798
+8% +$186K
AMLP icon
233
Alerian MLP ETF
AMLP
$13B
$2.46M 0.09%
64,522
+41,991
+186% +$1.65M
SYK icon
234
Stryker
SYK
$127B
$2.45M 0.09%
10,022
+1,424
+17% +$323K
NUE icon
235
Nucor
NUE
$56.4B
$2.45M 0.09%
18,578
-643
-3% -$87.4K
TECB icon
236
iShares US Tech Breakthrough Multisector ETF
TECB
$455M
$2.45M 0.09%
89,568
+3,140
+4% +$87.3K
DVN icon
237
Devon Energy
DVN
$51.9B
$2.44M 0.09%
39,714
+8,378
+27% +$571K
O icon
238
Realty Income
O
$61.2B
$2.42M 0.09%
38,217
+3,562
+10% +$221K
XLB icon
239
State Street Materials Select Sector SPDR ETF
XLB
$8.51B
$2.42M 0.09%
62,356
+1,666
+3% +$64K
ORCL icon
240
Oracle
ORCL
$331B
$2.42M 0.09%
29,577
-1,727
-6% -$131K
IJK icon
241
iShares S&P Mid-Cap 400 Growth ETF
IJK
$10.8B
$2.42M 0.09%
35,377
-1,490
-4% -$102K
GS icon
242
Goldman Sachs
GS
$313B
$2.41M 0.09%
7,032
-1,272
-15% -$443K
GOF icon
243
Guggenheim Strategic Opportunities Fund
GOF
$2.22B
$2.41M 0.09%
158,462
+8,821
+6% +$139K
BND icon
244
Vanguard Total Bond Market
BND
$157B
$2.39M 0.09%
33,269
-11,435
-26% -$819K
PYPL icon
245
PayPal
PYPL
$49.5B
$2.39M 0.09%
33,543
-5,096
-13% -$408K
RPV icon
246
Invesco S&P 500 Pure Value ETF
RPV
$1.61B
$2.38M 0.09%
30,521
-582
-2% -$45.4K
SYY icon
247
Sysco
SYY
$39.7B
$2.37M 0.08%
30,986
-79
-0.3% -$6.38K
IYH icon
248
iShares US Healthcare ETF
IYH
$3.11B
$2.37M 0.08%
41,680
+11,180
+37% +$617K
SPSB icon
249
State Street SPDR Portfolio Short Term Corporate Bond ETF
SPSB
$10.4B
$2.35M 0.08%
80,138
+50,864
+174% +$1.49M
IXUS icon
250
iShares Core MSCI Total International Stock ETF
IXUS
$57.5B
$2.32M 0.08%
40,142
-3,063
-7% -$171K
8 9
10
11 12

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Sigma Planning Corp's Q4 2022 Portfolio in Review

As of Q4 2022, Sigma Planning Corp held 1,367 positions worth $2.8B, up 6.6% from $2.62B the previous quarter. Its ten largest holdings account for 19% of the portfolio.

Sigma Planning Corp's Q4 2022 filing shows 106 new, 504 increased, 608 reduced and 106 closed positions. Its largest new stake was FT Vest US Equity Deep Buffer ETF December: 166,118 shares worth $5.08M. The largest sale was First Trust Value Line Dividend Fund, an estimated $9.27M.

By sector, the portfolio is most concentrated in Technology at 9% of assets, down from 9.9% a quarter earlier, followed by Healthcare and Financials.

  • Sigma Planning Corp's largest Q4 2022 buy was FT Vest US Equity Deep Buffer ETF December: 166,118 shares worth $5.08M.
  • Sigma Planning Corp added most to JPMorgan Ultra-Short Income ETF in Q4 2022, an estimated $13M increase.
  • Sigma Planning Corp's biggest Q4 2022 reduction was First Trust Value Line Dividend Fund, cutting an estimated $9.27M.
  • Sigma Planning Corp fully exited Invesco BulletShares 2022 Corporate Bond ETF in Q4 2022, selling an estimated $8.18M.
  • Sigma Planning Corp's ten largest holdings make up 19% of its $2.8B portfolio in Q4 2022.
  • Sigma Planning Corp opened 106 new positions and closed 106 in Q4 2022.
  • Sigma Planning Corp's portfolio value rose 6.6% quarter-over-quarter to $2.8B.

Based on Sigma Planning Corp's 13F filing for Q4 2022, filed 24 Jan 2023.