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SPC
Sigma Planning Corp Portfolio holdings
AUM
$3.6B
1-Year Est. Return
24.57%
This Fund
S&P 500
This Quarter
Est. Return
+12.59%
1 Year Est. Return
+24.57%
3 Year Est. Return
+69.88%
5 Year Est. Return
+82.98%
10 Year Est. Return
+301.75%
AUM
$1.76B
AUM Growth
+$386M
(+28%)
Cap. Flow
+$217M
Cap. Flow
% of AUM
12.31%
Top 10 Holdings %
Top 10 Hldgs %
19.78%
Holding
1,008
New
157
Increased
460
Reduced
296
Closed
68
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Invesco S&P 500 Low Volatility ETF
SPLV
|
+$21.8M |
| 2 |
iShares Core US Aggregate Bond ETF
AGG
|
+$9.97M |
| 3 |
iShares MSCI USA Min Vol Factor ETF
USMV
|
+$9.39M |
| 4 |
iShares 20+ Year Treasury Bond ETF
TLT
|
+$9.32M |
| 5 |
iShares MBS ETF
MBB
|
+$9.11M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares Floating Rate Bond ETF
FLOT
|
+$7.42M |
| 2 |
iShares Core 1-5 Year USD Bond ETF
ISTB
|
+$5.97M |
| 3 |
ProShares Ultra S&P500
SSO
|
+$5.95M |
| 4 |
iShares Preferred and Income Securities ETF
PFF
|
+$5.88M |
| 5 |
iShares MSCI ACWI ETF
ACWI
|
+$5.68M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 7.02% |
| 2 | Healthcare | 4.47% |
| 3 | Financials | 4.46% |
| 4 | Industrials | 4.26% |
| 5 | Consumer Discretionary | 4.04% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
226
US Bancorp
USB
$99.6B
| $1.68M | 0.1% |
34,812
+2,938
| +9% | +$147K |
|
227
VanEck Gold Miners ETF
GDX
$23B
| $1.68M | 0.1% |
74,723
+20,930
| +39% | +$460K |
|
228
First Trust Senior Loan Fund ETF
FTSL
$2.31B
| $1.67M | 0.09% |
35,377
+4,474
| +14% | +$211K |
|
229
iShares Russell Mid-Cap ETF
IWR
$56.8B
| $1.66M | 0.09% |
30,779
-13,686
| -31% | -$709K |
|
|
PKO
230
DELISTED
Pimco Income Opportunity Fund
PKO
| $1.66M | 0.09% |
62,210
+2,084
| +3% | +$54.5K |
|
231
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
$27B
| $1.65M | 0.09% |
4,761
-140
| -3% | -$47.1K |
|
232
CapForce IBD 50 ETF
FFTY
$80.2M
| $1.63M | 0.09% |
48,738
-12,734
| -21% | -$401K |
|
233
Ares Capital
ARCC
$13.5B
| $1.63M | 0.09% |
94,803
-27,307
| -22% | -$458K |
|
|
XYZ
234
Block Inc
XYZ
$45.9B
| $1.62M | 0.09% |
21,645
+10,742
| +99% | +$778K |
|
235
First Trust Rising Dividend Achievers ETF
RDVY
$24.3B
| $1.59M | 0.09% |
53,465
-39,446
| -42% | -$1.15M |
|
236
Vanguard Short-Term Corporate Bond ETF
VCSH
$44.7B
| $1.58M | 0.09% |
19,766
+885
| +5% | +$69.8K |
|
237
RTX Corp
RTX
$287B
| $1.56M | 0.09% |
19,297
-535
| -3% | -$40.7K |
|
238
iShares Russell 2000 ETF
IWM
$80.9B
| $1.56M | 0.09% |
10,201
+673
| +7% | +$101K |
|
239
State Street SPDR S&P Biotech ETF
XBI
$10.1B
| $1.55M | 0.09% |
17,131
+9,231
| +117% | +$785K |
|
240
iShares Core US REIT ETF
USRT
$4.74B
| $1.55M | 0.09% |
29,910
+21,159
| +242% | +$1.05M |
|
241
Nike
NKE
$61.9B
| $1.55M | 0.09% |
18,355
+4,282
| +30% | +$353K |
|
242
iShares JPMorgan USD Emerging Markets Bond ETF
EMB
$14.9B
| $1.54M | 0.09% |
14,036
-2,730
| -16% | -$294K |
|
243
ConocoPhillips
COP
$147B
| $1.54M | 0.09% |
23,054
+109
| +0.5% | +$7.33K |
|
244
Accenture
ACN
$89.9B
| $1.53M | 0.09% |
8,717
+2,076
| +31% | +$326K |
|
245
Enbridge
ENB
$124B
| $1.53M | 0.09% |
42,307
-3,385
| -7% | -$122K |
|
246
Emerson Electric
EMR
$82.9B
| $1.53M | 0.09% |
22,363
+3,177
| +17% | +$209K |
|
247
iShares Future Exponential Technologies ETF
XT
$3.77B
| $1.51M | 0.09% |
39,717
-156
| -0.4% | -$5.68K |
|
248
Invesco S&P MidCap Momentum ETF
XMMO
$7.39B
| $1.5M | 0.09% |
26,540
+15,825
| +148% | +$832K |
|
249
Universal Display
OLED
$3.71B
| $1.49M | 0.08% |
9,758
-4,496
| -32% | -$556K |
|
250
GE Aerospace
GE
$367B
| $1.45M | 0.08% |
29,189
-2,058
| -7% | -$96.9K |
|
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Sigma Planning Corp's Q1 2019 Portfolio in Review
As of Q1 2019, Sigma Planning Corp held 1,008 positions worth $1.76B, up 28% from $1.37B the previous quarter. Its ten largest holdings account for 20% of the portfolio.
Sigma Planning Corp deployed $217M of net new capital in Q1 2019, opening 157 new positions and adding to 460 existing holdings. Its largest new stake was Invesco AI and Next Gen Software ETF: 179,652 shares worth $5.47M.
By sector, the portfolio is most concentrated in Technology at 7% of assets, up from 6.6% a quarter earlier, followed by Healthcare and Financials.
On the sell side, the largest reduction was iShares Floating Rate Bond ETF, an estimated $7.42M trimmed.
- Sigma Planning Corp's largest Q1 2019 buy was Invesco AI and Next Gen Software ETF: 179,652 shares worth $5.47M.
- Sigma Planning Corp added most to Invesco S&P 500 Low Volatility ETF in Q1 2019, an estimated $21.8M increase.
- Sigma Planning Corp's biggest Q1 2019 reduction was iShares Floating Rate Bond ETF, cutting an estimated $7.42M.
- Sigma Planning Corp fully exited iShares Micro-Cap ETF in Q1 2019, selling an estimated $1.5M.
- Sigma Planning Corp's ten largest holdings make up 20% of its $1.76B portfolio in Q1 2019.
- Sigma Planning Corp opened 157 new positions and closed 68 in Q1 2019.
- Sigma Planning Corp's portfolio value rose 28% quarter-over-quarter to $1.76B.
Based on Sigma Planning Corp's 13F filing for Q1 2019, filed 1 May 2019.