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SPC
Sigma Planning Corp Portfolio holdings
AUM
$3.6B
1-Year Est. Return
24.57%
This Fund
S&P 500
This Quarter
Est. Return
-11.6%
1 Year Est. Return
+24.57%
3 Year Est. Return
+69.88%
5 Year Est. Return
+82.98%
10 Year Est. Return
+301.75%
AUM
$1.37B
AUM Growth
-$326M
(-19%)
Cap. Flow
-$109M
Cap. Flow
% of AUM
-7.95%
Top 10 Holdings %
Top 10 Hldgs %
20.72%
Holding
1,027
New
79
Increased
349
Reduced
397
Closed
176
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares Core S&P 500 ETF
IVV
|
+$9.3M |
| 2 |
iShares 1-3 Year Treasury Bond ETF
SHY
|
+$6.09M |
| 3 |
Fidelity MSCI Utilities Index ETF
FUTY
|
+$4.48M |
| 4 |
NextEra Energy
NEE
|
+$3.58M |
| 5 |
Fidelity MSCI Real Estate Index ETF
FREL
|
+$3.46M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares Core S&P Small-Cap ETF
IJR
|
+$9.25M |
| 2 |
iShares S&P Small-Cap 600 Growth ETF
IJT
|
+$8.45M |
| 3 |
iShares S&P Small-Cap 600 Value ETF
IJS
|
+$8.33M |
| 4 |
iShares S&P 500 Growth ETF
IVW
|
+$7.91M |
| 5 |
Fidelity Nasdaq Composite Index ETF
ONEQ
|
+$5.87M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 6.61% |
| 2 | Financials | 4.8% |
| 3 | Healthcare | 4.66% |
| 4 | Industrials | 4.14% |
| 5 | Consumer Discretionary | 4.04% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
226
iShares US Financials ETF
IYF
$4.39B
| $1.2M | 0.09% |
22,624
+994
| +5% | +$57K |
|
|
BSJJ
227
DELISTED
Invesco BulletShares 2019 High Yield Corporate Bond ETF
BSJJ
| $1.2M | 0.09% |
50,812
+30
| +0.1% | +$721 |
|
228
Bristol-Myers Squibb
BMY
$127B
| $1.18M | 0.09% |
22,699
-309
| -1% | -$16.6K |
|
229
First Trust Enhanced Short Maturity ETF
FTSM
$6.51B
| $1.18M | 0.09% |
19,640
-2,412
| -11% | -$145K |
|
230
First Trust Cloud Computing ETF
SKYY
$2.74B
| $1.17M | 0.09% |
24,139
+64
| +0.3% | +$3.28K |
|
231
New Mountain Finance
NMFC
$646M
| $1.16M | 0.08% |
92,434
-11,406
| -11% | -$151K |
|
232
Medtronic
MDT
$107B
| $1.16M | 0.08% |
12,748
+387
| +3% | +$36.2K |
|
233
iShares 7-10 Year Treasury Bond ETF
IEF
$47.1B
| $1.15M | 0.08% |
11,042
+2,493
| +29% | +$252K |
|
234
Deere & Co
DE
$170B
| $1.15M | 0.08% |
7,679
-744
| -9% | -$109K |
|
235
Emerson Electric
EMR
$82.9B
| $1.15M | 0.08% |
19,186
+3,022
| +19% | +$204K |
|
236
GSK
GSK
$103B
| $1.14M | 0.08% |
23,898
-235
| -1% | -$11.6K |
|
237
VanEck Gold Miners ETF
GDX
$23B
| $1.14M | 0.08% |
53,793
+13,559
| +34% | +$266K |
|
238
GE Aerospace
GE
$367B
| $1.13M | 0.08% |
31,247
-6,103
| -16% | -$276K |
|
239
Kinder Morgan
KMI
$73.1B
| $1.13M | 0.08% |
73,267
+45,925
| +168% | +$777K |
|
240
First Trust Capital Strength ETF
FTCS
$7.88B
| $1.13M | 0.08% |
23,312
+1,135
| +5% | +$58.6K |
|
241
CALL
Netflix
NFLX
$292B
| $1.12M | 0.08% |
42,000
+31,000
| +282% | +$928K |
|
242
American Water Works
AWK
$26.3B
| $1.12M | 0.08% |
12,328
+248
| +2% | +$22.6K |
|
243
Invesco S&P SmallCap Health Care ETF
PSCH
$161M
| $1.11M | 0.08% |
31,053
-20,703
| -40% | -$847K |
|
|
BSCM
244
DELISTED
Invesco BulletShares 2022 Corporate Bond ETF
BSCM
| $1.1M | 0.08% |
53,400
+2,856
| +6% | +$58.7K |
|
245
iShares National Muni Bond ETF
MUB
$45.1B
| $1.09M | 0.08% |
9,975
+348
| +4% | +$37.4K |
|
246
Xcel Energy
XEL
$51B
| $1.08M | 0.08% |
21,870
-2,630
| -11% | -$132K |
|
247
Vanguard Total International Bond ETF
BNDX
$82B
| $1.07M | 0.08% |
19,808
-2,258
| -10% | -$123K |
|
248
iShares Dow Jones US ETF
IYY
$2.92B
| $1.07M | 0.08% |
17,262
+3,838
| +29% | +$258K |
|
249
Guggenheim Strategic Opportunities Fund
GOF
$2.22B
| $1.07M | 0.08% |
58,438
+4,240
| +8% | +$82.4K |
|
|
BSCJ
250
DELISTED
Invesco BulletShares 2019 Corporate Bond ETF
BSCJ
| $1.06M | 0.08% |
50,308
+948
| +2% | +$20K |
|
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Sigma Planning Corp's Q4 2018 Portfolio in Review
As of Q4 2018, Sigma Planning Corp held 1,027 positions worth $1.37B, down 19% from $1.7B the previous quarter. Its ten largest holdings account for 21% of the portfolio.
Sigma Planning Corp withdrew a net $109M in Q4 2018, closing 176 positions and reducing 397 holdings. Its most notable exit was VictoryShares US Small Cap Volatility Wtd ETF, an estimated $4.21M position sold in full.
By sector, the portfolio is most concentrated in Technology at 6.6% of assets, down from 8.1% a quarter earlier, followed by Financials and Healthcare.
Against the trend, Sigma Planning Corp opened a new position in State Street SPDR Bloomberg 1-3 Month T-Bill ETF worth $2.31M.
- Sigma Planning Corp's largest Q4 2018 buy was State Street SPDR Bloomberg 1-3 Month T-Bill ETF: 25,302 shares worth $2.31M.
- Sigma Planning Corp added most to iShares Core S&P 500 ETF in Q4 2018, an estimated $9.3M increase.
- Sigma Planning Corp's biggest Q4 2018 reduction was iShares Core S&P Small-Cap ETF, cutting an estimated $9.25M.
- Sigma Planning Corp fully exited VictoryShares US Small Cap Volatility Wtd ETF in Q4 2018, selling an estimated $4.21M.
- Sigma Planning Corp's ten largest holdings make up 21% of its $1.37B portfolio in Q4 2018.
- Sigma Planning Corp opened 79 new positions and closed 176 in Q4 2018.
- Sigma Planning Corp's portfolio value fell 19% quarter-over-quarter to $1.37B.
Based on Sigma Planning Corp's 13F filing for Q4 2018, filed 31 Jan 2019.