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SPC
Sigma Planning Corp Portfolio holdings
AUM
$3.6B
1-Year Est. Return
24.57%
This Fund
S&P 500
This Quarter
Est. Return
+6.68%
1 Year Est. Return
+24.57%
3 Year Est. Return
+69.88%
5 Year Est. Return
+82.98%
10 Year Est. Return
+301.75%
AUM
$1.7B
AUM Growth
+$207M
(+14%)
Cap. Flow
+$124M
Cap. Flow
% of AUM
7.28%
Top 10 Holdings %
Top 10 Hldgs %
21.61%
Holding
1,032
New
130
Increased
445
Reduced
351
Closed
84
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Apple
AAPL
|
+$14M |
| 2 |
ProShares Ultra S&P500
SSO
|
+$9.41M |
| 3 |
iShares Preferred and Income Securities ETF
PFF
|
+$7.5M |
| 4 |
iShares Core S&P Small-Cap ETF
IJR
|
+$7.44M |
| 5 |
Amazon
AMZN
|
+$6.37M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
|
+$7.04M |
| 2 |
United States Oil Fund
USO
|
+$4.36M |
| 3 |
iShares S&P Mid-Cap 400 Growth ETF
IJK
|
+$4.28M |
| 4 |
iShares Core MSCI Emerging Markets ETF
IEMG
|
+$3.74M |
| 5 |
Copart
CPRT
|
+$3.33M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 8.09% |
| 2 | Financials | 4.85% |
| 3 | Healthcare | 4.83% |
| 4 | Consumer Discretionary | 4.56% |
| 5 | Industrials | 4.1% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
226
Lumen
LUMN
$6.53B
| $1.54M | 0.09% |
72,827
+2,491
| +4% | +$52.1K |
|
227
US Bancorp
USB
$99.6B
| $1.54M | 0.09% |
29,115
-776
| -3% | -$41.1K |
|
|
PKO
228
DELISTED
Pimco Income Opportunity Fund
PKO
| $1.54M | 0.09% |
55,636
+29,343
| +112% | +$805K |
|
229
iShares Russell Mid-Cap Value ETF
IWS
$15.7B
| $1.53M | 0.09% |
16,907
+422
| +3% | +$38.2K |
|
230
Vanguard Short-Term Corporate Bond ETF
VCSH
$44.7B
| $1.49M | 0.09% |
19,019
-1,341
| -7% | -$105K |
|
|
AXAS
231
DELISTED
Abraxas Petroleum Corp
AXAS
| $1.49M | 0.09% |
31,910
+1,650
| +5% | +$80.9K |
|
232
Apollo Global Management
APO
$70.7B
| $1.47M | 0.09% |
42,506
-2,047
| -5% | -$71.3K |
|
233
Vanguard Health Care ETF
VHT
$18.2B
| $1.45M | 0.09% |
8,034
-144
| -2% | -$24.8K |
|
234
Comcast
CMCSA
$79.1B
| $1.44M | 0.08% |
40,540
+12,210
| +43% | +$432K |
|
235
Bristol-Myers Squibb
BMY
$127B
| $1.43M | 0.08% |
23,008
-128
| -0.6% | -$7.6K |
|
236
Invesco S&P 500 High Dividend Low Volatility ETF
SPHD
$3.36B
| $1.42M | 0.08% |
34,354
-3,710
| -10% | -$155K |
|
237
Automatic Data Processing
ADP
$100B
| $1.41M | 0.08% |
9,345
-81
| -0.9% | -$11.5K |
|
238
New Mountain Finance
NMFC
$646M
| $1.4M | 0.08% |
103,840
+2,888
| +3% | +$40K |
|
239
Phillips 66
PSX
$82.9B
| $1.4M | 0.08% |
12,374
+709
| +6% | +$82K |
|
240
Blackstone Mortgage Trust
BXMT
$2.82B
| $1.39M | 0.08% |
41,606
+1,685
| +4% | +$56.3K |
|
241
Fidelity MSCI Utilities Index ETF
FUTY
$2.41B
| $1.39M | 0.08% |
39,955
+4,311
| +12% | +$151K |
|
242
First Trust Cloud Computing ETF
SKYY
$2.74B
| $1.37M | 0.08% |
24,075
+2,802
| +13% | +$155K |
|
243
iShares Russell 1000 Growth ETF
IWF
$122B
| $1.34M | 0.08% |
34,352
+1,972
| +6% | +$74.7K |
|
244
Vanguard Materials ETF
VAW
$3B
| $1.34M | 0.08% |
10,197
+68
| +0.7% | +$9.09K |
|
245
InterDigital
IDCC
$6.68B
| $1.33M | 0.08% |
16,640
-1,020
| -6% | -$83.6K |
|
246
First Trust Enhanced Short Maturity ETF
FTSM
$6.51B
| $1.32M | 0.08% |
22,052
+9,087
| +70% | +$545K |
|
247
Pathward Financial
CASH
$1.81B
| $1.31M | 0.08% |
+47,700
| New | +$1.43M |
|
248
iShares US Financials ETF
IYF
$4.39B
| $1.31M | 0.08% |
21,630
+542
| +3% | +$33.2K |
|
249
ROBO Global Robotics & Automation Index ETF
ROBO
$1.9B
| $1.3M | 0.08% |
31,140
-10,563
| -25% | -$435K |
|
|
CHI
250
Calamos Convertible Opportunities and Income Fund
CHI
$1.02B
| $1.29M | 0.08% |
107,033
-13,190
| -11% | -$162K |
|
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Sigma Planning Corp's Q3 2018 Portfolio in Review
As of Q3 2018, Sigma Planning Corp held 1,032 positions worth $1.7B, up 14% from $1.49B the previous quarter. Its ten largest holdings account for 22% of the portfolio.
Sigma Planning Corp deployed $124M of net new capital in Q3 2018, opening 130 new positions and adding to 445 existing holdings. Its largest new stake was ProShares Ultra S&P500: 616,832 shares worth $9.83M.
By sector, the portfolio is most concentrated in Technology at 8.1% of assets, up from 6.9% a quarter earlier, followed by Financials and Healthcare.
On the sell side, the largest reduction was State Street SPDR Dow Jones Industrial Average ETF Trust, an estimated $7.04M trimmed.
- Sigma Planning Corp's largest Q3 2018 buy was ProShares Ultra S&P500: 616,832 shares worth $9.83M.
- Sigma Planning Corp added most to Apple in Q3 2018, an estimated $14M increase.
- Sigma Planning Corp's biggest Q3 2018 reduction was State Street SPDR Dow Jones Industrial Average ETF Trust, cutting an estimated $7.04M.
- Sigma Planning Corp fully exited Copart in Q3 2018, selling an estimated $3.33M.
- Sigma Planning Corp's ten largest holdings make up 22% of its $1.7B portfolio in Q3 2018.
- Sigma Planning Corp opened 130 new positions and closed 84 in Q3 2018.
- Sigma Planning Corp's portfolio value rose 14% quarter-over-quarter to $1.7B.
Based on Sigma Planning Corp's 13F filing for Q3 2018, filed 7 Nov 2018.