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SPC
Sigma Planning Corp Portfolio holdings
AUM
$3.6B
1-Year Est. Return
24.57%
This Fund
S&P 500
This Quarter
Est. Return
-0.52%
1 Year Est. Return
+24.57%
3 Year Est. Return
+69.88%
5 Year Est. Return
+82.98%
10 Year Est. Return
+301.75%
AUM
$1.37B
AUM Growth
+$69.6M
(+5.4%)
Cap. Flow
+$92.5M
Cap. Flow
% of AUM
6.76%
Top 10 Holdings %
Top 10 Hldgs %
19.28%
Holding
943
New
91
Increased
412
Reduced
335
Closed
84
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
|
+$6.67M |
| 2 |
iShares S&P Mid-Cap 400 Growth ETF
IJK
|
+$6.36M |
| 3 |
iShares S&P 500 Growth ETF
IVW
|
+$5.83M |
| 4 |
iShares Core S&P 500 ETF
IVV
|
+$5.66M |
| 5 |
Fidelity Momentum Factor ETF
FDMO
|
+$4.71M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Fidelity MSCI Consumer Staples Index ETF
FSTA
|
+$5.02M |
| 2 |
iShares JPMorgan USD Emerging Markets Bond ETF
EMB
|
+$4.57M |
| 3 |
Chemours
CC
|
+$4.34M |
| 4 |
Goldman Sachs ActiveBeta Emerging Markets Equity ETF
GEM
|
+$3.54M |
| 5 |
iShares Preferred and Income Securities ETF
PFF
|
+$3.05M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 6.21% |
| 2 | Financials | 5.18% |
| 3 | Healthcare | 4.6% |
| 4 | Industrials | 4.53% |
| 5 | Consumer Discretionary | 3.74% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
226
Citigroup
C
$222B
| $1.28M | 0.09% |
18,989
-1,699
| -8% | -$128K |
|
227
GSK
GSK
$103B
| $1.27M | 0.09% |
26,114
-5,703
| -18% | -$266K |
|
228
Invesco Preferred ETF
PGX
$3.84B
| $1.26M | 0.09% |
86,383
-8,668
| -9% | -$126K |
|
229
Main Street Capital
MAIN
$4.97B
| $1.25M | 0.09% |
33,834
-6,965
| -17% | -$261K |
|
230
Tesla
TSLA
$1.24T
| $1.24M | 0.09% |
70,050
-1,440
| -2% | -$31.7K |
|
231
iShares Gold Trust
IAU
$63B
| $1.23M | 0.09% |
48,216
-20
| -0% | -$511 |
|
232
American Water Works
AWK
$26.3B
| $1.22M | 0.09% |
14,816
-1,731
| -10% | -$141K |
|
233
iShares Core MSCI Europe ETF
IEUR
$8.66B
| $1.22M | 0.09% |
24,479
+5,020
| +26% | +$256K |
|
234
iShares Emerging Markets Dividend ETF
DVYE
$1.22B
| $1.19M | 0.09% |
27,530
+417
| +2% | +$18.3K |
|
235
Deere & Co
DE
$170B
| $1.19M | 0.09% |
7,630
+1,443
| +23% | +$234K |
|
236
Fidelity MSCI Utilities Index ETF
FUTY
$2.41B
| $1.18M | 0.09% |
35,765
-5,576
| -13% | -$182K |
|
237
Vanguard Health Care ETF
VHT
$18.2B
| $1.17M | 0.09% |
7,647
+11
| +0.1% | +$1.76K |
|
238
iShares Russell 2000 ETF
IWM
$80.9B
| $1.17M | 0.09% |
7,715
-12,067
| -61% | -$1.86M |
|
239
Vanguard Materials ETF
VAW
$3B
| $1.17M | 0.09% |
9,042
+315
| +4% | +$43.1K |
|
240
First Trust Morningstar Dividend Leaders Index Fund
FDL
$7.72B
| $1.16M | 0.08% |
40,897
-206
| -0.5% | -$6.06K |
|
|
BSJJ
241
DELISTED
Invesco BulletShares 2019 High Yield Corporate Bond ETF
BSJJ
| $1.15M | 0.08% |
47,360
+20,316
| +75% | +$494K |
|
242
American Express
AXP
$223B
| $1.14M | 0.08% |
12,260
-631
| -5% | -$61.1K |
|
243
First Trust Senior Loan Fund ETF
FTSL
$2.31B
| $1.13M | 0.08% |
23,370
+758
| +3% | +$36.5K |
|
244
iShares US Basic Materials ETF
IYM
$1.16B
| $1.12M | 0.08% |
11,647
+1,089
| +10% | +$112K |
|
245
iShares US Regional Banks ETF
IAT
$685M
| $1.11M | 0.08% |
22,115
+15,585
| +239% | +$814K |
|
246
Vanguard FTSE Europe ETF
VGK
$30B
| $1.11M | 0.08% |
19,104
+5,462
| +40% | +$327K |
|
247
Emerson Electric
EMR
$82.9B
| $1.11M | 0.08% |
16,252
+460
| +3% | +$32.8K |
|
248
iShares National Muni Bond ETF
MUB
$45.1B
| $1.11M | 0.08% |
10,161
-391
| -4% | -$42.6K |
|
|
CELG
249
DELISTED
Celgene Corp
CELG
| $1.1M | 0.08% |
12,368
+1,950
| +19% | +$187K |
|
250
Vanguard Consumer Staples ETF
VDC
$7.86B
| $1.1M | 0.08% |
8,097
-602
| -7% | -$85.4K |
|
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Sigma Planning Corp's Q1 2018 Portfolio in Review
As of Q1 2018, Sigma Planning Corp held 943 positions worth $1.37B, up 5.4% from $1.3B the previous quarter. Its ten largest holdings account for 19% of the portfolio.
Sigma Planning Corp deployed $92.5M of net new capital in Q1 2018, opening 91 new positions and adding to 412 existing holdings. Its largest new stake was Highland Opportunities and Income Fund: 209,860 shares worth $3.36M.
By sector, the portfolio is most concentrated in Technology at 6.2% of assets, up from 6% a quarter earlier, followed by Financials and Healthcare.
On the sell side, the largest reduction was Fidelity MSCI Consumer Staples Index ETF, an estimated $5.02M trimmed.
- Sigma Planning Corp's largest Q1 2018 buy was Highland Opportunities and Income Fund: 209,860 shares worth $3.36M.
- Sigma Planning Corp added most to State Street SPDR Dow Jones Industrial Average ETF Trust in Q1 2018, an estimated $6.67M increase.
- Sigma Planning Corp's biggest Q1 2018 reduction was Fidelity MSCI Consumer Staples Index ETF, cutting an estimated $5.02M.
- Sigma Planning Corp fully exited Chemours in Q1 2018, selling an estimated $4.34M.
- Sigma Planning Corp's ten largest holdings make up 19% of its $1.37B portfolio in Q1 2018.
- Sigma Planning Corp opened 91 new positions and closed 84 in Q1 2018.
- Sigma Planning Corp's portfolio value rose 5.4% quarter-over-quarter to $1.37B.
Based on Sigma Planning Corp's 13F filing for Q1 2018, filed 11 May 2018.