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SPC
Sigma Planning Corp Portfolio holdings
AUM
$3.6B
1-Year Est. Return
24.57%
This Fund
S&P 500
This Quarter
Est. Return
+5.24%
1 Year Est. Return
+24.57%
3 Year Est. Return
+69.88%
5 Year Est. Return
+82.98%
10 Year Est. Return
+301.75%
AUM
$1.3B
AUM Growth
+$85.5M
(+7.1%)
Cap. Flow
+$30.3M
Cap. Flow
% of AUM
2.34%
Top 10 Holdings %
Top 10 Hldgs %
19.03%
Holding
922
New
75
Increased
425
Reduced
333
Closed
70
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
DuPont de Nemours
DD
|
+$5.75M |
| 2 |
iShares S&P 500 Value ETF
IVE
|
+$5.51M |
| 3 |
Fidelity MSCI Consumer Staples Index ETF
FSTA
|
+$5.22M |
| 4 |
iShares Core S&P Mid-Cap ETF
IJH
|
+$2.77M |
| 5 |
First Trust Dow Jones Internet Index Fund ETF
FDN
|
+$2.74M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares Core S&P US Value ETF
IUSV
|
+$12.4M |
| 2 |
iShares Core S&P 500 ETF
IVV
|
+$10.6M |
| 3 |
Fidelity Nasdaq Composite Index ETF
ONEQ
|
+$4.19M |
| 4 |
Skyworks Solutions
SWKS
|
+$2.67M |
| 5 |
iShares US Real Estate ETF
IYR
|
+$2.44M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 5.96% |
| 2 | Financials | 5.11% |
| 3 | Industrials | 4.91% |
| 4 | Healthcare | 4.64% |
| 5 | Consumer Staples | 4.31% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
|
MMP
226
DELISTED
Magellan Midstream Partners, L.P.
MMP
| $1.23M | 0.09% |
17,282
-610
| -3% | -$41.6K |
|
|
CALD
227
DELISTED
Callidus Software, Inc.
CALD
| $1.23M | 0.09% |
42,775
-4
| -0% | -$109 |
|
228
Qualcomm
QCOM
$176B
| $1.22M | 0.09% |
19,035
-4,994
| -21% | -$303K |
|
229
FS KKR Capital
FSK
$2.98B
| $1.22M | 0.09% |
41,391
-5,092
| -11% | -$164K |
|
|
CHI
230
Calamos Convertible Opportunities and Income Fund
CHI
$1.02B
| $1.21M | 0.09% |
108,410
+18,238
| +20% | +$209K |
|
231
Oracle
ORCL
$331B
| $1.21M | 0.09% |
25,652
+499
| +2% | +$24.5K |
|
232
iShares Gold Trust
IAU
$63B
| $1.21M | 0.09% |
48,236
-20,042
| -29% | -$492K |
|
233
Invesco Senior Loan ETF
BKLN
$7.1B
| $1.2M | 0.09% |
51,991
-3,529
| -6% | -$81.5K |
|
234
ConocoPhillips
COP
$147B
| $1.2M | 0.09% |
21,789
-504
| -2% | -$25.9K |
|
235
Micron Technology
MU
$1.04T
| $1.19M | 0.09% |
29,034
+9,432
| +48% | +$406K |
|
236
Vanguard Materials ETF
VAW
$3B
| $1.19M | 0.09% |
8,727
-556
| -6% | -$73.9K |
|
237
Eaton
ETN
$157B
| $1.18M | 0.09% |
14,964
+526
| +4% | +$40.9K |
|
238
Brookfield Infrastructure Partners
BIP
$18.8B
| $1.18M | 0.09% |
44,145
+11,235
| +34% | +$291K |
|
239
Vanguard Health Care ETF
VHT
$18.2B
| $1.18M | 0.09% |
7,636
+2,096
| +38% | +$322K |
|
240
iShares Russell Mid-Cap ETF
IWR
$56.8B
| $1.17M | 0.09% |
22,512
+2,052
| +10% | +$104K |
|
241
iShares National Muni Bond ETF
MUB
$45.1B
| $1.17M | 0.09% |
10,552
+838
| +9% | +$92.7K |
|
242
Phillips 66
PSX
$82.9B
| $1.16M | 0.09% |
11,450
-19
| -0.2% | -$1.81K |
|
243
Paychex
PAYX
$40.4B
| $1.16M | 0.09% |
16,963
-5,893
| -26% | -$387K |
|
244
iShares 7-10 Year Treasury Bond ETF
IEF
$47.1B
| $1.15M | 0.09% |
10,880
-2,036
| -16% | -$216K |
|
245
FedEx
FDX
$74.5B
| $1.14M | 0.09% |
4,573
+555
| +14% | +$127K |
|
246
iShares Emerging Markets Dividend ETF
DVYE
$1.22B
| $1.13M | 0.09% |
27,113
-15,980
| -37% | -$663K |
|
247
iShares Russell Mid-Cap Value ETF
IWS
$15.7B
| $1.13M | 0.09% |
12,626
-238
| -2% | -$20.7K |
|
248
ALPS Sector Dividend Dogs ETF
SDOG
$1.41B
| $1.11M | 0.09% |
24,216
+5,434
| +29% | +$244K |
|
249
Vanguard Information Technology ETF
VGT
$139B
| $1.1M | 0.08% |
53,496
+3,776
| +8% | +$76.6K |
|
250
Emerson Electric
EMR
$82.9B
| $1.1M | 0.08% |
15,792
+1,709
| +12% | +$111K |
|
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Sigma Planning Corp's Q4 2017 Portfolio in Review
As of Q4 2017, Sigma Planning Corp held 922 positions worth $1.3B, up 7.1% from $1.21B the previous quarter. Its ten largest holdings account for 19% of the portfolio.
Sigma Planning Corp's Q4 2017 filing shows 75 new, 425 increased, 333 reduced and 70 closed positions. Its largest new stake was DuPont de Nemours: 31,933 shares worth $5.76M. The largest sale was iShares Core S&P US Value ETF, an estimated $12.4M.
By sector, the portfolio is most concentrated in Technology at 6% of assets, down from 6% a quarter earlier, followed by Financials and Industrials.
- Sigma Planning Corp's largest Q4 2017 buy was DuPont de Nemours: 31,933 shares worth $5.76M.
- Sigma Planning Corp added most to iShares S&P 500 Value ETF in Q4 2017, an estimated $5.51M increase.
- Sigma Planning Corp's biggest Q4 2017 reduction was iShares Core S&P US Value ETF, cutting an estimated $12.4M.
- Sigma Planning Corp fully exited Newmont in Q4 2017, selling an estimated $1.74M.
- Sigma Planning Corp's ten largest holdings make up 19% of its $1.3B portfolio in Q4 2017.
- Sigma Planning Corp opened 75 new positions and closed 70 in Q4 2017.
- Sigma Planning Corp's portfolio value rose 7.1% quarter-over-quarter to $1.3B.
Based on Sigma Planning Corp's 13F filing for Q4 2017, filed 7 Feb 2018.