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SPC

Sigma Planning Corp Portfolio holdings

AUM $3.6B
1-Year Est. Return 24.57%
This Fund
S&P 500
This Quarter Est. Return
+2.08%
1 Year Est. Return
+24.57%
3 Year Est. Return
+69.88%
5 Year Est. Return
+82.98%
10 Year Est. Return
+301.75%
AUM
$1.06B
AUM Growth
+$31.6M
Cap. Flow
+$14.8M
Cap. Flow %
1.39%
Top 10 Hldgs %
17.93%
Holding
850
New
74
Increased
389
Reduced
307
Closed
60

Top Buys

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$12.9M
2
IUSV icon
iShares Core S&P US Value ETF
IUSV
+$4.82M
3
ACWI icon
iShares MSCI ACWI ETF
ACWI
+$3.31M
4
IVW icon
iShares S&P 500 Growth ETF
IVW
+$2.03M
5
IEMG icon
iShares Core MSCI Emerging Markets ETF
IEMG
+$2.01M

Top Sells

Rank Stock Value
1
ITOT icon
iShares Core S&P Total US Stock Market ETF
ITOT
+$7.88M
2
HDV
iShares Core High Dividend ETF
HDV
+$7.78M
3
IWM icon
iShares Russell 2000 ETF
IWM
+$3.16M
4
MDY icon
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
+$2.73M
5
BN icon
Brookfield
BN
+$2.25M

Sector Composition

Rank Sector Weight
1 Technology 5.74%
2 Industrials 4.9%
3 Healthcare 4.87%
4 Financials 4.84%
5 Consumer Staples 4.36%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IYC icon
226
iShares US Consumer Discretionary ETF
IYC
$1.12B
$1.09M 0.1%
26,500
+20,924
+375% +$861K
ENB icon
227
Enbridge
ENB
$124B
$1.08M 0.1%
27,124
-4,281
-14% -$172K
PSEC icon
228
Prospect Capital
PSEC
$1.06B
$1.07M 0.1%
132,038
-10,814
-8% -$92.7K
VUG icon
229
Vanguard Growth ETF
VUG
$216B
$1.07M 0.1%
50,424
-9,642
-16% -$202K
IYM icon
230
iShares US Basic Materials ETF
IYM
$1.16B
$1.06M 0.1%
11,891
-729
-6% -$64.8K
IWM icon
231
iShares Russell 2000 ETF
IWM
$80.9B
$1.06M 0.1%
7,504
-22,867
-75% -$3.16M
MAIN icon
232
Main Street Capital
MAIN
$4.97B
$1.05M 0.1%
27,296
-1,718
-6% -$66.7K
UA icon
233
Under Armour Class C
UA
$2.92B
$1.04M 0.1%
51,729
+12,314
+31% +$232K
CALD
234
DELISTED
Callidus Software, Inc.
CALD
$1.04M 0.1%
43,015
– –
BIV icon
235
Vanguard Intermediate-Term Bond ETF
BIV
$28.8B
$1.04M 0.1%
12,297
-252
-2% -$21.3K
COP icon
236
ConocoPhillips
COP
$147B
$1.01M 0.1%
23,000
-6,765
-23% -$316K
NLY icon
237
Annaly Capital Management
NLY
$16.9B
$1M 0.09%
20,832
+1,297
+7% +$61.2K
FSTA icon
238
Fidelity MSCI Consumer Staples Index ETF
FSTA
$1.4B
$1M 0.09%
30,305
+15,317
+102% +$512K
C icon
239
Citigroup
C
$222B
$1M 0.09%
14,955
-78
-0.5% -$4.78K
MET icon
240
MetLife
MET
$61B
$991K 0.09%
20,230
+2,700
+15% +$125K
MUB icon
241
iShares National Muni Bond ETF
MUB
$45.1B
$991K 0.09%
9,003
-327
-4% -$36K
IWR icon
242
iShares Russell Mid-Cap ETF
IWR
$56.8B
$985K 0.09%
20,508
+860
+4% +$40.8K
PDP icon
243
Invesco Dorsey Wright Momentum ETF
PDP
$1.5B
$983K 0.09%
20,991
-2,907
-12% -$134K
WBA
244
DELISTED
Walgreens Boots Alliance
WBA
$978K 0.09%
12,491
+1,788
+17% +$147K
DUK icon
245
Duke Energy
DUK
$102B
$976K 0.09%
11,672
+541
+5% +$45.5K
HBI
246
DELISTED
Hanesbrands
HBI
$975K 0.09%
42,115
-1,477
-3% -$31.9K
TXN icon
247
Texas Instruments
TXN
$255B
$958K 0.09%
12,449
+1,690
+16% +$135K
VB icon
248
Vanguard Small-Cap ETF
VB
$79.5B
$957K 0.09%
7,064
-95
-1% -$12.7K
RAI
249
DELISTED
Reynolds American Inc
RAI
$955K 0.09%
14,689
+360
+3% +$23.5K
QLD icon
250
ProShares Ultra QQQ
QLD
$12.5B
$946K 0.09%
131,296
-58,160
-31% -$420K
8 9
10
11 12

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Sigma Planning Corp's Q2 2017 Portfolio in Review

As of Q2 2017, Sigma Planning Corp held 850 positions worth $1.06B, up 3.1% from $1.03B the previous quarter. Its ten largest holdings account for 18% of the portfolio.

Sigma Planning Corp's Q2 2017 filing shows 74 new, 389 increased, 307 reduced and 60 closed positions. Its largest new stake was Cadence Design Systems: 56,674 shares worth $1.9M. The largest sale was iShares Core S&P Total US Stock Market ETF, an estimated $7.88M.

By sector, the portfolio is most concentrated in Technology at 5.7% of assets, up from 5.5% a quarter earlier, followed by Industrials and Healthcare.

  • Sigma Planning Corp's largest Q2 2017 buy was Cadence Design Systems: 56,674 shares worth $1.9M.
  • Sigma Planning Corp added most to iShares Core S&P 500 ETF in Q2 2017, an estimated $12.9M increase.
  • Sigma Planning Corp's biggest Q2 2017 reduction was iShares Core S&P Total US Stock Market ETF, cutting an estimated $7.88M.
  • Sigma Planning Corp fully exited Brookfield in Q2 2017, selling an estimated $2.25M.
  • Sigma Planning Corp's ten largest holdings make up 18% of its $1.06B portfolio in Q2 2017.
  • Sigma Planning Corp opened 74 new positions and closed 60 in Q2 2017.
  • Sigma Planning Corp's portfolio value rose 3.1% quarter-over-quarter to $1.06B.

Based on Sigma Planning Corp's 13F filing for Q2 2017, filed 2 Aug 2017.