RCM

Rivernorth Capital Management Portfolio holdings

AUM $1.81B
This Quarter Return
+0.75%
1 Year Return
-0.33%
3 Year Return
+6.11%
5 Year Return
+5.61%
10 Year Return
+4.07%
AUM
$1.76B
AUM Growth
+$1.76B
Cap. Flow
+$90.2M
Cap. Flow %
5.14%
Top 10 Hldgs %
28.21%
Holding
219
New
21
Increased
90
Reduced
49
Closed
21

Top Buys

1
ACAS
American Capital Ltd
ACAS
$29.6M
2
OCSL icon
Oaktree Specialty Lending
OCSL
$22M
3
PCI
PIMCO Dynamic Credit and Mortgage Income Fund
PCI
$14.2M
4
KYN icon
Kayne Anderson Energy Infrastructure Fund
KYN
$14.1M
5
NCZ
Virtus Convertible & Income Fund II
NCZ
$12.9M

Top Sells

1
HCF
NEXPOINT CREDIT STRATEGIES FUND
HCF
$29.4M
2
NPM
NUVEEN PREMIUM INCM MUNI FD II
NPM
$17.2M
3
VMO icon
Invesco Municipal Opportunity Trust
VMO
$7.57M
4
NAD icon
Nuveen Quality Municipal Income Fund
NAD
$5.56M
5
NBB icon
Nuveen Taxable Municipal Income Fund
NBB
$5.53M

Sector Composition

1 Financials 7.24%
2 Real Estate 0.15%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
CMU
201
MFS High Yield Municipal Trust
CMU
$84.1M
– – -24,696 Closed -$108K
ETX
202
Eaton Vance Municipal Income 2028 Term Trust
ETX
$207M
– – -9,329 Closed -$162K
GSBD icon
203
Goldman Sachs BDC
GSBD
$1.31B
– – -48,327 Closed -$890K
MFM
204
MFS Municipal Income Trust
MFM
$214M
– – -35,415 Closed -$226K
NAD icon
205
Nuveen Quality Municipal Income Fund
NAD
$2.64B
– – -403,586 Closed -$5.56M
OXSQ icon
206
Oxford Square Capital
OXSQ
$171M
– – -770,419 Closed -$5.17M
EXD
207
DELISTED
Eaton Vance TaxManaged Buy-Write Strategy Fund
EXD
– – -27,075 Closed -$331K
FCRD
208
DELISTED
First Eagle Alternative Capital BDC, Inc. Common Stock
FCRD
– – -63,502 Closed -$693K
EFF
209
DELISTED
EATON VANCE FLOATING-RATE INCOME PLUS FUND
EFF
– – -6,553 Closed -$96K
GFY
210
DELISTED
Western Asset Variable Rate Strategic Fund, Inc
GFY
– – -234,971 Closed -$3.65M
NPP
211
DELISTED
NUVEEN PERFORMANCE+MUN FUND
NPP
– – -57,034 Closed -$809K
FTT
212
DELISTED
FEDERATED ENHANCED TREAS INCM FD COM BEN INTEREST
FTT
– – -224,869 Closed -$3.04M
NPF
213
DELISTED
NUVEEN PREMIER MUNI INCOME FD
NPF
– – -159,602 Closed -$2.08M
PFN
214
PIMCO Income Strategy Fund II
PFN
$710M
– – -223,982 Closed -$1.98M
PMO
215
Putnam Municipal Opportunities Trust
PMO
$278M
– – -122,543 Closed -$1.47M
PNNT
216
Pennant Park Investment Corp
PNNT
$468M
– – -750,123 Closed -$4.85M
TPVG icon
217
TriplePoint Venture Growth BDC
TPVG
$273M
– – -55,029 Closed -$558K
VMO icon
218
Invesco Municipal Opportunity Trust
VMO
$622M
– – -601,592 Closed -$7.57M
WHF icon
219
WhiteHorse Finance
WHF
$199M
– – -41,421 Closed -$482K
5 6 7 8
9