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RCM
Rivernorth Capital Management Portfolio holdings
AUM
$2B
1-Year Est. Return
0.79%
This Fund
S&P 500
This Quarter
Est. Return
-0.32%
1 Year Est. Return
-0.79%
3 Year Est. Return
+4.8%
5 Year Est. Return
-8.69%
10 Year Est. Return
+11.73%
AUM
$950M
AUM Growth
+$52M
(+5.8%)
Cap. Flow
+$50.3M
Cap. Flow
% of AUM
5.29%
Top 10 Holdings %
Top 10 Hldgs %
28.58%
Holding
211
New
46
Increased
83
Reduced
39
Closed
23
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
NPM
NUVEEN PREMIUM INCM MUNI FD II
NPM
|
+$7.94M |
| 2 |
Vanguard S&P 500 ETF
VOO
|
+$7.42M |
| 3 |
BlackRock Multi-Sector Income Trust
BIT
|
+$7.01M |
| 4 |
NID
NUVEEN INTERMEDIATE DURATION MUNICIPAL TERM FUND
NID
|
+$6.81M |
| 5 |
NPP
NUVEEN PERFORMANCE+MUN FUND
NPP
|
+$5.28M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Eaton Vance Tax-Managed Global Diversified Equity Income Fund
EXG
|
+$8.99M |
| 2 |
ETW
Eaton Vance Tax-Managed Global Buy-Write Opportunities Fund
ETW
|
+$7.23M |
| 3 |
Liberty All-Star Equity Fund
USA
|
+$5.6M |
| 4 |
GHY
PGIM Global High Yield Fund
GHY
|
+$5.6M |
| 5 |
DNP Select Income Fund
DNP
|
+$5.42M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Financials | 4.04% |
| 2 | Technology | 0.05% |
| 3 | Energy | 0.04% |
| 4 | Materials | 0.02% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
|
ISD
201
PGIM High Yield Bond Fund
ISD
$419M
| – | – |
-10,000
| Closed | -$187K |
|
202
iShares Russell 1000 Value ETF
IWD
$83.9B
| – | – |
-14,146
| Closed | -$1.19M |
|
203
iShares US Real Estate ETF
IYR
$4.57B
| – | – |
-6,646
| Closed | -$441K |
|
|
NCV
204
Virtus Convertible & Income Fund
NCV
$390M
| – | – |
-16,248
| Closed | -$596K |
|
205
State Street Utilities Select Sector SPDR ETF
XLU
$22.7B
| – | – |
-33,000
| Closed | -$621K |
|
206
State Street Health Care Select Sector SPDR ETF
XLV
$43.3B
| – | – |
-7,000
| Closed | -$333K |
|
|
TAI
207
DELISTED
TRANSAMERICA INCOME SHS INC
TAI
| – | – |
-13,380
| Closed | -$276K |
|
|
BSP
208
DELISTED
AMERN STRATEGIC INCM PORTF II
BSP
| – | – |
-10,000
| Closed | -$82K |
|
|
TF
209
DELISTED
THAI CAP FD INC COM NEW
TF
| – | – |
-13,325
| Closed | -$156K |
|
|
NMD
210
DELISTED
NUVEEN MUNICIPAL HIGH INCM OPPORT FUND 2 COM
NMD
| – | – |
-116,537
| Closed | -$1.42M |
|
|
BOI
211
DELISTED
Brookfield Mtge Opportunity Fd
BOI
| – | – |
-27,138
| Closed | -$501K |
|
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Rivernorth Capital Management's Q3 2013 Portfolio in Review
As of Q3 2013, Rivernorth Capital Management held 211 positions worth $950M, up 5.8% from $898M the previous quarter. Its ten largest holdings account for 29% of the portfolio.
Rivernorth Capital Management deployed $50.3M of net new capital in Q3 2013, opening 46 new positions and adding to 83 existing holdings. Its largest new stake was CORNERSTONE PROGRESSIVE RETURN FD COM: 205,617 shares worth $4.22M.
By sector, the portfolio is most concentrated in Financials at 4% of assets, down from 4.1% a quarter earlier, followed by Technology and Energy.
On the sell side, the largest reduction was Eaton Vance Tax-Managed Global Buy-Write Opportunities Fund, an estimated $7.23M trimmed.
- Rivernorth Capital Management's largest Q3 2013 buy was CORNERSTONE PROGRESSIVE RETURN FD COM: 205,617 shares worth $4.22M.
- Rivernorth Capital Management added most to NUVEEN PREMIUM INCM MUNI FD II in Q3 2013, an estimated $7.94M increase.
- Rivernorth Capital Management's biggest Q3 2013 reduction was Eaton Vance Tax-Managed Global Buy-Write Opportunities Fund, cutting an estimated $7.23M.
- Rivernorth Capital Management fully exited Eaton Vance Tax-Managed Global Diversified Equity Income Fund in Q3 2013, selling an estimated $8.99M.
- Rivernorth Capital Management's ten largest holdings make up 29% of its $950M portfolio in Q3 2013.
- Rivernorth Capital Management opened 46 new positions and closed 23 in Q3 2013.
- Rivernorth Capital Management's portfolio value rose 5.8% quarter-over-quarter to $950M.
Based on Rivernorth Capital Management's 13F filing for Q3 2013, filed 14 Nov 2013.