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RCM

Rivernorth Capital Management Portfolio holdings

AUM $2B
1-Year Est. Return 0.79%
This Fund
S&P 500
This Quarter Est. Return
+9.74%
1 Year Est. Return
-0.79%
3 Year Est. Return
+4.8%
5 Year Est. Return
-8.69%
10 Year Est. Return
+11.73%
AUM
$1.68B
AUM Growth
+$69.2M
Cap. Flow
-$146M
Cap. Flow %
-8.69%
Top 10 Hldgs %
29%
Holding
496
New
162
Increased
49
Reduced
116
Closed
141

Top Buys

Rank Stock Value
1
OBDC icon
Blue Owl Capital
OBDC
+$35.8M
2
NMCO icon
Nuveen Municipal Credit Opportunities Fund
NMCO
+$25.9M
3
VVR icon
Invesco Senior Income Trust
VVR
+$19.6M
4
NEA icon
Nuveen AMT-Free Quality Municipal Income Fund
NEA
+$17M
5
BGB
Blackstone Strategic Credit 2027 Term Fund
BGB
+$16.2M

Top Sells

Rank Stock Value
1
EHI
Western Asset Global High Income Fund
EHI
+$53.9M
2
HIX
Western Asset High Income Fund II
HIX
+$28.4M
3
HIO
Western Asset High Income Opportunity Fund
HIO
+$20.8M
4
PHD
Pioneer Floating Rate Fund
PHD
+$15M
5
BFZ
BlackRock CA Municipal Income Trust
BFZ
+$14.6M

Sector Composition

Rank Sector Weight
1 Financials 11.15%
2 Healthcare 0.76%
3 Technology 0.75%
4 Consumer Discretionary 0.62%
5 Industrials 0.54%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
EUCRU
176
DELISTED
Eucrates Biomedical Acquisition Corp. Unit
EUCRU
$1.07M 0.06%
+100,000
New +$1.02M
YSAC.U
177
DELISTED
Yellowstone Acquisition Company Units, each consisting of one share of Class A common stock and one-
YSAC.U
$1.06M 0.06%
+100,000
New +$1.03M
ACIC.U
178
DELISTED
Atlas Crest Investment Corp. Units, each consisting of one Class A common stock, and one-third of on
ACIC.U
$1.05M 0.06%
+100,000
New +$1.02M
NCB
179
DELISTED
Nuveen California Municipal Value Fund 2
NCB
$1.05M 0.06%
68,414
– –
PCPC.U
180
DELISTED
Periphas Capital Partnering Corporation CAPS, each consisting of one share of Class A common stock and one-quarter of one redeemable warrant
PCPC.U
$1.04M 0.06%
+40,000
New +$1.03M
BTAQ
181
DELISTED
Burgundy Technology Acquisition Corporation Class A Ordinary shares
BTAQ
$1.04M 0.06%
+99,998
New +$985K
GNPK.U
182
DELISTED
Genesis Park Acquisition Corp. Units, each consisting of one Class A ordinary share, and one-half of
GNPK.U
$1.04M 0.06%
+100,000
New +$1.03M
LNFA.U
183
DELISTED
L&F Acquisition Corp. Units, each consisting of one Class A ordinary share, and one-half of one rede
LNFA.U
$1.04M 0.06%
+100,000
New +$1.02M
ACKIU
184
DELISTED
Ackrell SPAC Partners I Co Units
ACKIU
$1.03M 0.06%
+100,000
New +$1.02M
ASTS icon
185
AST SpaceMobile
ASTS
$21.4B
$1.02M 0.06%
75,000
-59,999
-44% -$636K
RCHG
186
DELISTED
Recharge Acquisition Corp. Class A Common Stock
RCHG
$1.02M 0.06%
+99,998
New +$998K
ABX
187
Abacus Global Management
ABX
$856M
$1.01M 0.06%
+99,998
New +$982K
BREZ
188
DELISTED
Breeze Holdings Acquisition Corp. Common Stock
BREZ
$1.01M 0.06%
+100,000
New +$1.02M
IRNT
189
DELISTED
IronNet, Inc.
IRNT
$1.01M 0.06%
+100,000
New +$1.01M
VMAC
190
DELISTED
Vistas Media Acquisition Company Inc. Class A Common Stock
VMAC
$1.01M 0.06%
+100,000
New +$988K
RSVAU
191
DELISTED
Rodgers Silicon Valley Acquisition Corp. Unit
RSVAU
$1M 0.06%
+75,000
New +$916K
BGIO
192
DELISTED
BlackRock 2022 Global Income Opportunity Trust
BGIO
$946K 0.06%
+104,650
New +$916K
JLS icon
193
Nuveen Mortgage and Income Fund
JLS
$95M
$915K 0.05%
+46,304
New +$884K
NDMO icon
194
Nuveen Dynamic Municipal Opportunities Fund
NDMO
$602M
$866K 0.05%
+55,135
New +$833K
RBAC
195
DELISTED
RedBall Acquisition Corp.
RBAC
$817K 0.05%
+74,994
New +$781K
NCV
196
Virtus Convertible & Income Fund
NCV
$393M
$814K 0.05%
+35,464
New +$727K
PXH icon
197
Invesco FTSE RAFI Emerging Markets ETF
PXH
$1.97B
$803K 0.05%
37,953
– –
ZNTEU
198
DELISTED
Zanite Acquisition Corp. Unit
ZNTEU
$789K 0.05%
+75,000
New +$765K
TVACU
199
DELISTED
Thayer Ventures Acquisition Corporation Units
TVACU
$786K 0.05%
+75,000
New +$780K
BOE icon
200
BlackRock Enhanced Global Dividend Trust
BOE
$695M
$778K 0.05%
71,296
+59,426
+501% +$607K
6 7
8
9 10

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Rivernorth Capital Management's Q4 2020 Portfolio in Review

As of Q4 2020, Rivernorth Capital Management held 496 positions worth $1.68B, up 4.3% from $1.62B the previous quarter. Its ten largest holdings account for 29% of the portfolio.

Rivernorth Capital Management withdrew a net $146M in Q4 2020, closing 141 positions and reducing 116 holdings. Its most notable exit was Western Asset Global High Income Fund, an estimated $53.9M position sold in full.

By sector, the portfolio is most concentrated in Financials at 11% of assets, up from 8.1% a quarter earlier, followed by Healthcare and Technology.

Against the trend, Rivernorth Capital Management opened a new position in Blue Owl Capital worth $35.7M.

  • Rivernorth Capital Management's largest Q4 2020 buy was Blue Owl Capital: 2,823,663 shares worth $35.7M.
  • Rivernorth Capital Management added most to Invesco Senior Income Trust in Q4 2020, an estimated $19.6M increase.
  • Rivernorth Capital Management's biggest Q4 2020 reduction was Western Asset High Income Opportunity Fund, cutting an estimated $20.8M.
  • Rivernorth Capital Management fully exited Western Asset Global High Income Fund in Q4 2020, selling an estimated $53.9M.
  • Rivernorth Capital Management's ten largest holdings make up 29% of its $1.68B portfolio in Q4 2020.
  • Rivernorth Capital Management opened 162 new positions and closed 141 in Q4 2020.
  • Rivernorth Capital Management's portfolio value rose 4.3% quarter-over-quarter to $1.68B.

Based on Rivernorth Capital Management's 13F filing for Q4 2020, filed 16 Feb 2021.