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RCM

Rivernorth Capital Management Portfolio holdings

AUM $2B
1-Year Est. Return 0.79%
This Fund
S&P 500
This Quarter Est. Return
-1.42%
1 Year Est. Return
-0.79%
3 Year Est. Return
+4.8%
5 Year Est. Return
-8.69%
10 Year Est. Return
+11.73%
AUM
$1.27B
AUM Growth
-$76.3M
Cap. Flow
-$57.3M
Cap. Flow %
-4.51%
Top 10 Hldgs %
30.69%
Holding
242
New
61
Increased
46
Reduced
49
Closed
33

Top Buys

Rank Stock Value
1
BBDC icon
Barings BDC
BBDC
+$15.9M
2
NAC icon
Nuveen California Quality Municipal Income Fund
NAC
+$7.98M
3
EMD
Western Asset Emerging Markets Debt Fund
EMD
+$5.96M
4
NXDT
NexPoint Diversified Real Estate Trust
NXDT
+$5.53M
5
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$3.88M

Top Sells

Rank Stock Value
1
USA icon
Liberty All-Star Equity Fund
USA
+$23.8M
2
DSU icon
BlackRock Debt Strategies Fund
DSU
+$11.1M
3
FSK icon
FS KKR Capital
FSK
+$8.51M
4
FIV
First Trust Senior Floating Rate 2022 Target Term Fund Common Shares of Beneficial Interest
FIV
+$8.28M
5
RA
Brookfield Real Assets Income Fund
RA
+$8.15M

Sector Composition

Rank Sector Weight
1 Financials 2.71%
2 Technology 1.07%
3 Consumer Discretionary 1.01%
4 Healthcare 0.5%
5 Communication Services 0.42%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FNTEW
176
DELISTED
FinTech Acquisition Corp. II Warrant
FNTEW
$100K 0.01%
62,501
– –
CMSSR
177
DELISTED
CM Seven Star Acquisition Corporation Right
CMSSR
$96K 0.01%
300,000
– –
HYACW
178
DELISTED
Haymaker Acquisition Corp. Warrant
HYACW
$91K 0.01%
+109,802
New +$90.5K
MTECW
179
DELISTED
MTech Acquisition Corp. Warrant
MTECW
$90K 0.01%
+139,229
New +$95.9K
INDUW
180
DELISTED
Industrea Acquisition Corp. Warrant
INDUW
$90K 0.01%
150,000
– –
GPAQW
181
DELISTED
Gordon Pointe Acquisition Corp. Warrant
GPAQW
$88K 0.01%
+159,798
New +$83.2K
BFIIW
182
DELISTED
BurgerFi International, Inc. Warrant
BFIIW
$87K 0.01%
+244,677
New +$93.4K
ATACR
183
DELISTED
Atlantic Acquisition Corp. Right
ATACR
$86K 0.01%
150,000
– –
KBLMR
184
DELISTED
KBL Merger Corp. IV Rights expiring 11/9/2020
KBLMR
$82K 0.01%
230,000
– –
BRPAR
185
DELISTED
Big Rock Partners Acquisition Corp. Right
BRPAR
$81K 0.01%
+180,082
New +$79.1K
LACQW
186
DELISTED
Leisure Acquisition Corp. Warrant
LACQW
$80K 0.01%
+112,578
New +$73.6K
CNACR
187
DELISTED
Constellation Alpha Capital Corp. Right
CNACR
$78K 0.01%
120,000
– –
MMDMW
188
DELISTED
Modern Media Acquisition Corp. Warrant
MMDMW
$75K 0.01%
115,000
– –
DOTAR
189
DELISTED
Draper Oakwood Technology Acquisition, Inc. Rights
DOTAR
$71K 0.01%
120,000
– –
VTIQW
190
DELISTED
VectoIQ Acquisition Corp. Warrant
VTIQW
$70K 0.01%
+136,694
New +$68.6K
TIBRW
191
DELISTED
Tiberius Acquisition Corporation Warrant
TIBRW
$70K 0.01%
+125,000
New +$69.1K
LTN.WS
192
DELISTED
Union Acquisition Corp.
LTN.WS
$68K 0.01%
+195,006
New +$64.3K
KBLMW
193
DELISTED
KBL Merger Corp. IV Warrant
KBLMW
$67K 0.01%
230,000
– –
LGC.WS
194
DELISTED
Legacy Acquisition Corp. Warrants, exercisable for one-half of one share of Class A Common Stock for
LGC.WS
$65K 0.01%
+150,299
New +$57.7K
IAMXW
195
DELISTED
I-AM Capital Acquisition Company Warrant
IAMXW
$63K 0.01%
150,000
– –
LTN.RT
196
DELISTED
Union Acquisition Corp.
LTN.RT
$62K ﹤0.01%
+195,006
New +$62.4K
CMSSW
197
DELISTED
CM Seven Star Acquisition Corporation Warrant
CMSSW
$59K ﹤0.01%
150,000
– –
STLRW
198
DELISTED
Stellar Acquisition III Inc. Warrants
STLRW
$52K ﹤0.01%
200,000
– –
NTG.RT
199
DELISTED
Tortoise MLP Fund, Inc.
NTG.RT
$52K ﹤0.01%
+139,163
New +$58.3K
LTRYW icon
200
Sports Entertainment Gaming Global Corp Warrants
LTRYW
$644
$48K ﹤0.01%
+150,000
New +$51.1K
6 7
8
9 10

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Rivernorth Capital Management's Q2 2018 Portfolio in Review

As of Q2 2018, Rivernorth Capital Management held 242 positions worth $1.27B, down 5.7% from $1.35B the previous quarter. Its ten largest holdings account for 31% of the portfolio.

Rivernorth Capital Management withdrew a net $57.3M in Q2 2018, closing 33 positions and reducing 49 holdings. Its most notable exit was FS KKR Capital, an estimated $8.51M position sold in full.

By sector, the portfolio is most concentrated in Financials at 2.7% of assets, up from 2.5% a quarter earlier, followed by Technology and Consumer Discretionary.

Against the trend, Rivernorth Capital Management opened a new position in Barings BDC worth $15.9M.

  • Rivernorth Capital Management's largest Q2 2018 buy was Barings BDC: 1,384,049 shares worth $15.9M.
  • Rivernorth Capital Management added most to Western Asset Emerging Markets Debt Fund in Q2 2018, an estimated $5.96M increase.
  • Rivernorth Capital Management's biggest Q2 2018 reduction was Liberty All-Star Equity Fund, cutting an estimated $23.8M.
  • Rivernorth Capital Management fully exited FS KKR Capital in Q2 2018, selling an estimated $8.51M.
  • Rivernorth Capital Management's ten largest holdings make up 31% of its $1.27B portfolio in Q2 2018.
  • Rivernorth Capital Management opened 61 new positions and closed 33 in Q2 2018.
  • Rivernorth Capital Management's portfolio value fell 5.7% quarter-over-quarter to $1.27B.

Based on Rivernorth Capital Management's 13F filing for Q2 2018, filed 14 Aug 2018.