RCM

Rivernorth Capital Management Portfolio holdings

AUM $1.81B
1-Year Return 0.33%
This Quarter Return
-1.42%
1 Year Return
-0.33%
3 Year Return
+6.11%
5 Year Return
+5.61%
10 Year Return
+4.07%
AUM
$1.27B
AUM Growth
-$76.3M
Cap. Flow
-$58.1M
Cap. Flow %
-4.57%
Top 10 Hldgs %
30.69%
Holding
242
New
61
Increased
46
Reduced
49
Closed
33

Top Buys

1
BBDC icon
Barings BDC
BBDC
+$15.9M
2
NAC icon
Nuveen California Quality Municipal Income Fund
NAC
+$7.98M
3
EMD
Western Asset Emerging Markets Debt Fund
EMD
+$5.7M
4
NXDT
NexPoint Diversified Real Estate Trust
NXDT
+$5.3M
5
SPY icon
SPDR S&P 500 ETF Trust
SPY
+$3.9M

Top Sells

1
USA icon
Liberty All-Star Equity Fund
USA
+$23.9M
2
DSU icon
BlackRock Debt Strategies Fund
DSU
+$10.9M
3
FSK icon
FS KKR Capital
FSK
+$8.51M
4
RA
Brookfield Real Assets Income Fund
RA
+$8.21M
5
FIV
First Trust Senior Floating Rate 2022 Target Term Fund Common Shares of Beneficial Interest
FIV
+$8.18M

Sector Composition

1 Financials 2.24%
2 Consumer Discretionary 1.01%
3 Technology 0.75%
4 Healthcare 0.67%
5 Communication Services 0.56%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
FNTEW
176
DELISTED
FinTech Acquisition Corp. II Warrant
FNTEW
$100K 0.01%
62,501
– –
CMSSR
177
DELISTED
CM Seven Star Acquisition Corporation Right
CMSSR
$96K 0.01%
300,000
– –
HYACW
178
DELISTED
Haymaker Acquisition Corp. Warrant
HYACW
$91K 0.01%
+109,802
New +$91K
MTECW
179
DELISTED
MTech Acquisition Corp. Warrant
MTECW
$90K 0.01%
+139,229
New +$90K
INDUW
180
DELISTED
Industrea Acquisition Corp. Warrant
INDUW
$90K 0.01%
150,000
– –
GPAQW
181
DELISTED
Gordon Pointe Acquisition Corp. Warrant
GPAQW
$88K 0.01%
+159,798
New +$88K
BFIIW
182
DELISTED
BurgerFi International, Inc. Warrant
BFIIW
$87K 0.01%
+244,677
New +$87K
ATACR
183
DELISTED
Atlantic Acquisition Corp. Right
ATACR
$86K 0.01%
150,000
– –
KBLMR
184
DELISTED
KBL Merger Corp. IV Rights expiring 11/9/2020
KBLMR
$82K 0.01%
230,000
– –
BRPAR
185
DELISTED
Big Rock Partners Acquisition Corp. Right
BRPAR
$81K 0.01%
+180,082
New +$81K
LACQW
186
DELISTED
Leisure Acquisition Corp. Warrant
LACQW
$80K 0.01%
+112,578
New +$80K
CNACR
187
DELISTED
Constellation Alpha Capital Corp. Right
CNACR
$78K 0.01%
120,000
– –
MMDMW
188
DELISTED
Modern Media Acquisition Corp. Warrant
MMDMW
$75K 0.01%
115,000
– –
DOTAR
189
DELISTED
Draper Oakwood Technology Acquisition, Inc. Rights
DOTAR
$71K 0.01%
120,000
– –
VTIQW
190
DELISTED
VectoIQ Acquisition Corp. Warrant
VTIQW
$70K 0.01%
+136,694
New +$70K
TIBRW
191
DELISTED
Tiberius Acquisition Corporation Warrant
TIBRW
$70K 0.01%
+125,000
New +$70K
LTN.WS
192
DELISTED
Union Acquisition Corp.
LTN.WS
$68K 0.01%
+195,006
New +$68K
KBLMW
193
DELISTED
KBL Merger Corp. IV Warrant
KBLMW
$67K 0.01%
230,000
– –
LGC.WS
194
DELISTED
Legacy Acquisition Corp. Warrants, exercisable for one-half of one share of Class A Common Stock for
LGC.WS
$65K 0.01%
+150,299
New +$65K
IAMXW
195
DELISTED
I-AM Capital Acquisition Company Warrant
IAMXW
$63K 0.01%
150,000
– –
LTN.RT
196
DELISTED
Union Acquisition Corp.
LTN.RT
$62K ﹤0.01%
+195,006
New +$62K
CMSSW
197
DELISTED
CM Seven Star Acquisition Corporation Warrant
CMSSW
$59K ﹤0.01%
150,000
– –
STLRW
198
DELISTED
Stellar Acquisition III Inc. Warrants
STLRW
$52K ﹤0.01%
200,000
– –
NTG.RT
199
DELISTED
Tortoise MLP Fund, Inc.
NTG.RT
$52K ﹤0.01%
+139,163
New +$52K
LTRYW icon
200
Lottery.com, Inc. Warrants
LTRYW
$282K
$48K ﹤0.01%
+150,000
New +$48K
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8
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