RCM

Rivernorth Capital Management Portfolio holdings

AUM $1.75B
1-Year Est. Return 1.04%
This Quarter Est. Return
1 Year Est. Return
-1.04%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$1.27B
AUM Growth
-$76.3M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
242
New
Increased
Reduced
Closed

Top Buys

1
+$15.9M
2
+$7.97M
3
+$5.7M
4
NXDT
NexPoint Diversified Real Estate Trust
NXDT
+$5.3M
5
SPY icon
SPDR S&P 500 ETF Trust
SPY
+$3.9M

Top Sells

1
+$23.9M
2
+$10.9M
3
+$8.51M
4
RA
Brookfield Real Assets Income Fund
RA
+$8.21M
5
FIV
First Trust Senior Floating Rate 2022 Target Term Fund Common Shares of Beneficial Interest
FIV
+$8.18M

Sector Composition

1 Financials 2.24%
2 Consumer Discretionary 1.01%
3 Technology 0.75%
4 Healthcare 0.67%
5 Communication Services 0.56%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
176
$100K 0.01%
62,501
177
$96K 0.01%
300,000
178
$91K 0.01%
+109,802
179
$90K 0.01%
+139,229
180
$90K 0.01%
150,000
181
$88K 0.01%
+159,798
182
$87K 0.01%
+244,677
183
$86K 0.01%
150,000
184
$82K 0.01%
230,000
185
$81K 0.01%
+180,082
186
$80K 0.01%
+112,578
187
$78K 0.01%
120,000
188
$75K 0.01%
115,000
189
$71K 0.01%
120,000
190
$70K 0.01%
+136,694
191
$70K 0.01%
+125,000
192
$68K 0.01%
+195,006
193
$67K 0.01%
230,000
194
$65K 0.01%
+150,299
195
$63K 0.01%
150,000
196
$62K ﹤0.01%
+195,006
197
$59K ﹤0.01%
150,000
198
$52K ﹤0.01%
200,000
199
$52K ﹤0.01%
+139,163
200
$48K ﹤0.01%
+150,000
6 7
8
9 10