RCM

Rivernorth Capital Management Portfolio holdings

AUM $1.88B

AUM

$1.88B

AUM Growth

-$193M (-9%)

Cap. Flow

-$81.7M

Cap. Flow % of AUM

-4.33%

Top 10 Holdings %Top 10 Hldgs %

26.86%

Holding

449

New

Increased

Reduced

Closed

Top Buys

1	Nuveen Pennsylvania Quality Municipal Income Fund NQP	$6.57M
2	FGMCU FG Merger II Corp. Unit FGMCU	$6.28M
3	BlackRock Flexible Income ETF BINC	$5.69M
4	PMX PIMCO Municipal Income Fund III PMX	$5.68M
5	BTX BlackRock Technology and Private Equity Term Trust BTX	$5.2M

Top Sells

1	BlackRock Capital Allocation Term Trust BCAT	$25.6M
2	BlackRock ESG Capital Allocation Term Trust ECAT	$21.6M
3	Nuveen Quality Municipal Income Fund NAD	$21.5M
4	Nuveen AMT-Free Quality Municipal Income Fund NEA	$17.8M
5	Nuveen AMT-Free Municipal Credit Income Fund NVG	$14.8M

Sector Composition

1	Financials	11.18%
2	Industrials	0.19%
3	Consumer Discretionary	0.15%
4	Technology	0%

#	Name	Market Value	Portfolio Weight	Shares or Principal	Shares Change %	Capital Flow
176	IBAC 176 IB Acquisition Corp IBAC $165M	$1.47M	0.08%	142,964	–	–
177	177 Nuveen Dynamic Municipal Opportunities Fund NDMO $593M	$1.43M	0.08%	139,862 -386,961	-73%	-$3.97M
178	GDST 178 DELISTED Goldenstone Acquisition Limited Common Stock GDST	$1.35M	0.07%	119,167	–	–
179	DTF 179 DTF Tax-Free Income 2028 Term Fund DTF $78.7M	$1.3M	0.07%	116,351 -98,997	-46%	-$1.11M
180	180 Nabors Energy Transition Corp II NETD $421M	$1.3M	0.07%	118,992	–	–
181	181 Invesco FTSE RAFI Emerging Markets ETF PXH $1.37B	$1.21M	0.06%	55,600	–	–
182	HYI 182 Western Asset High Yield Defined Opportunity Fund HYI $264M	$1.17M	0.06%	98,577	New	+$1.17M
183	MXE 183 Mexico Equity and Income Fund MXE $44.2M	$1.15M	0.06%	132,187	New	+$1.15M
184	PYN 184 PIMCO New York Municipal Income Fund III PYN $30.5M	$1.13M	0.06%	199,844 +154,748	+343%	+$873K
185	VFL 185 abrdn National Municipal Income Fund VFL $120M	$1.02M	0.05%	100,181	–	–
186	HNW 186 Pioneer Diversified High Income Fund HNW $102M	$997K	0.05%	83,499	New	+$997K
187	RFAI 187 RF Acquisition Corp II Ordinary Shares RFAI	$970K	0.05%	93,513	–	–
188	SPKL 188 Spark I Acquisition Corp SPKL $179M	$959K	0.05%	89,186	–	–
189	CHY 189 Calamos Convertible and High Income Fund CHY $826M	$953K	0.05%	94,353	New	+$953K
190	190 Four Leaf Acquisition Corp FORL	$927K	0.05%	81,934	–	–
191	PMM 191 Putnam Managed Municipal Income PMM $265M	$917K	0.05%	149,544 +18,132	+14%	+$111K
192	FLC 192 Flaherty & Crumrine Total Return Fund FLC $172M	$885K	0.05%	52,726 +2,410	+5%	+$40.4K
193	FGB 193 First Trust Specialty Finance and Financial Opportunities Fund FGB $57.6M	$763K	0.04%	177,521 -84,754	-32%	-$364K
194	RAC.U 194 Rithm Acquisition Corp Units, each consists of one Class A Ordinary Share and one-third of one redeemable Warrant RAC.U $241M	$758K	0.04%	75,000	New	+$758K
195	KIO 195 KKR Income Opportunities Fund KIO $499M	$738K	0.04%	60,042	New	+$738K
196	PFD 196 Flaherty & Crumrine Preferred and Income Fund PFD $141M	$735K	0.04%	65,467	New	+$735K
197	197 Invesco Trust for Investment Grade New York Municipals VTN $150M	$713K	0.04%	68,254 -195,794	-74%	-$2.04M
198	PNF 198 PIMCO New York Municipal Income Fund PNF $54.7M	$677K	0.04%	90,447	New	+$677K
199	199 Haymaker Acquisition Corp 4 HYAC $326M	$589K	0.03%	53,552	–	–
200	200 BlackRock CA Municipal Income Trust BFZ $321M	$556K	0.03%	50,601	–	–