RCM

Rivernorth Capital Management Portfolio holdings

AUM $1.88B

AUM

$1.88B

AUM Growth

-$193M (-9%)

Cap. Flow

-$81.7M

Cap. Flow % of AUM

-4.33%

Top 10 Holdings %Top 10 Hldgs %

26.86%

Holding

449

New

Increased

Reduced

Closed

Top Buys

1	Nuveen Pennsylvania Quality Municipal Income Fund NQP	$6.57M
2	FGMCU FG Merger II Corp. Unit FGMCU	$6.28M
3	BlackRock Flexible Income ETF BINC	$5.69M
4	PMX PIMCO Municipal Income Fund III PMX	$5.68M
5	BTX BlackRock Technology and Private Equity Term Trust BTX	$5.2M

Top Sells

1	BlackRock Capital Allocation Term Trust BCAT	$25.6M
2	BlackRock ESG Capital Allocation Term Trust ECAT	$21.6M
3	Nuveen Quality Municipal Income Fund NAD	$21.5M
4	Nuveen AMT-Free Quality Municipal Income Fund NEA	$17.8M
5	Nuveen AMT-Free Municipal Credit Income Fund NVG	$14.8M

Sector Composition

1	Financials	11.18%
2	Industrials	0.19%
3	Consumer Discretionary	0.15%
4	Technology	0%

#	Name	Market Value	Portfolio Weight	Shares or Principal	Shares Change %	Capital Flow
201	SWZ 201 Swiss Helvetia Fund SWZ $82M	$413K	0.02%	44,833	New	+$413K
202	FFC 202 Flaherty & Crumrine Preferred and Income Securities Fund FFC $757M	$344K	0.02%	21,615 -49,327	-70%	-$786K
203	203 Nuveen New York Tax-Free Income Portfolio NXN $45.6M	$292K	0.02%	24,737 +5,585	+29%	+$66K
204	TBLD 204 Thornburg Income Builder Opportunities Trust TBLD $591M	$244K	0.01%	13,620	–	–
205	205 Iron Horse Acquisitions Corp. Right IROHR	$152K	0.01%	508,133	–	–
206	HONDW 206 HCM II Acquisition Corp. Warrant HONDW	$138K	0.01%	200,000	–	–
207	207 Ares Acquisition Corp II Redeemable Warrants AACT.WS	$107K	0.01%	367,930	–	–
208	CLBR.WS 208 Colombier Acquisition Corp. II Warrants, each whole warrant exercisable for one Class A Ordinary Share at an exercise price of $11.50 per share CLBR.WS	$106K	0.01%	133,112	–	–
209	DTSQU 209 DT Cloud Star Acquisition Corporation Units DTSQU	$100K	0.01%	10,000 -70,000	-88%	-$703K
210	BACQR 210 Bleichroeder Acquisition Corp. I Right BACQR	$100K	0.01%	500,000	–	–
211	GRAF.WS 211 Graf Global Corp. Warrants, each whole warrant exercisable for one Class A ordinary share at an exercise price of $11.50 per share GRAF.WS $6.9M	$99K	0.01%	550,000	–	–
212	BKHAR 212 Black Hawk Acquisition Corporation Rights BKHAR	$94.5K	0.01%	62,997	–	–
213	DYCQR 213 DT Cloud Acquisition Corporation Right DYCQR	$92K	0%	400,000	–	–
214	HUDAR 214 DELISTED Hudson Acquisition I Corp. Right HUDAR	$88K	0%	400,000	–	–
215	RDACR 215 Rising Dragon Acquisition Corp. Rights RDACR	$79.2K	0%	495,000	–	–
216	LEGT.WS 216 Legato Merger Corp. III Redeemable Warrants, each whole warrant exercisable for one ordinary share at an exercise price of $11.50 per share LEGT.WS	$78.7K	0%	399,484	–	–
217	MBAVW 217 M3-Brigade Acquisition V Corp. Warrant MBAVW	$72.5K	0%	250,000	–	–
218	FSHPR 218 Flag Ship Acquisition Corp. Right FSHPR	$72.1K	0%	577,000 +38,192	+7%	+$4.77K
219	DYNXW 219 Dynamix Corporation Warrant DYNXW	$71.3K	0%	250,000 +5,000	+2%	+$1.43K
220	220 dMY Squared Technology Group, Inc. Redeemable Warrants, each whole warrant exercisable for one share of Class A common stock at an exercise price of $11.50 per share DMYY.WS	$70K	0%	99,999	–	–
221	YOTAR 221 DELISTED Yotta Acquisition Corporation Right YOTAR	$68.6K	0%	425,000	–	–
222	HCVIW 222 DELISTED Hennessy Capital Investment Corp. VI Warrant HCVIW	$68.4K	0%	456,085	–	–
223	BRACR 223 DELISTED Broad Capital Acquisition Corp Rights BRACR	$66.5K	0%	350,000	–	–
224	GLACR 224 DELISTED Global Lights Acquisition Corp Rights GLACR	$65.3K	0%	296,802	–	–
225	RZLVW 225 Rezolve AI PLC Warrants RZLVW	$64.6K	0%	318,133 -231,867	-42%	-$47.1K